13F-HR filed by Empirical Financial Services, LLC d.b.a. Empirical Wealth Management
Empirical Financial Services, LLC d.b.a. Empirical Wealth Management filed this 13F-HR for the quarter ended 2021-12-31, filed 2022-02-14, with 517 holding rows worth $2,002,919,000.
- Accession
- 0001085146-22-000924
- Filer
- CIK 1510434
- Filed
- 2022-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2021
A holdings report, 517 entries on the cover page, a total value of $2,002,919,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,002,919,000 with VALUE read as thousands by filing date, 13F file number 028-14067. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LOGITECH INTL S A SHS | H50430232 | Stock | 2,425 | $200,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 3,332 | $200,000 | thousands by filing date | |
| FISKER INC | 33813J106 | CL A COM STK | 11,345 | $178,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 20,721 | $171,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 11,220 | $163,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 10,533 | $150,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 15,359 | $144,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 20,000 | $96,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 12,010 | $81,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 12,555 | $77,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 11,095 | $71,000 | thousands by filing date | |
| DECARBONIZATION PLUS ACQU II | 242794113 | *W EXP 01/19/202 | 38,664 | $61,000 | thousands by filing date | |
| CANOO INC | 13803R110 | *W EXP 12/21/202 | 23,405 | $48,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 83,100 | $47,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 200 | $28,000 | thousands by filing date | call |
| ELECTRIC LAST MILE SOLUTNS I | 28489L112 | *W EXP 08/24/202 | 13,686 | $16,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 10,011 | $5,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-22-000924 | this filing | 2022-02-14 | acceptance time not in the bulk data set |