13F-HR filed by Cetera Investment Advisers
Cetera Investment Advisers filed this 13F-HR for the quarter ended 2021-12-31, filed 2022-02-14, with 1,870 holding rows worth $6,981,728,000.
- Accession
- 0001085146-22-000915
- Filer
- CIK 1666741
- Filed
- 2022-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2021
A holdings report, 1,870 entries on the cover page, a total value of $6,981,728,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $6,981,728,000 with VALUE read as thousands by filing date, 13F file number 028-17296. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AES CORP COM | 00130H105 | Stock | 12,008 | $292,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G664 | S&P SMALLCAP 600 | 2,371 | $292,000 | thousands by filing date | |
| COLLABORATIVE INVESTMNT SER | 19423L714 | RARE TAX ADV ETF | 10,566 | $292,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 3,796 | $291,000 | thousands by filing date | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 13,003 | $290,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45783Y871 | GRWT ACLRTD PLUS | 10,327 | $290,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 1,365 | $289,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 4,624 | $289,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 9,192 | $289,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A804 | TOTAL RETURN | 5,135 | $289,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM | 06368B504 | CMN | 8,919 | $289,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 29,948 | $289,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 895 | $288,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 12,621 | $288,000 | thousands by filing date | |
| T ROWE PRICE ETF EXCHANGE TRADED FDS INC EQUITY INCOME ETF | 87283Q206 | ETF | 7,963 | $287,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 3,108 | $286,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 1,035 | $286,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 1,435 | $286,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 5,556 | $284,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 6,094 | $284,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 6,756 | $283,000 | thousands by filing date | |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 9,308 | $283,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 2,634 | $282,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 2,853 | $282,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 2,725 | $282,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 5,617 | $281,000 | thousands by filing date | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 2,607 | $281,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 4,933 | $280,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 3,650 | $280,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 1,099 | $279,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 5,348 | $279,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 4,410 | $279,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 10,600 | $278,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U505 | FT VEST UQ EQT | 7,927 | $277,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 32,935 | $277,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW COM | 33767E202 | Stock | 1,405 | $276,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 3,123 | $276,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L753 | CR SCORED LONG | 4,649 | $275,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 3,322 | $274,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F623 | FT VEST US EQT | 8,046 | $274,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 5,805 | $274,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 18,230 | $274,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H534 | INSPIRE 100 ETF | 6,953 | $274,000 | thousands by filing date | |
| HOWMET AEROSPACE INC COM | 443201108 | Stock | 8,582 | $273,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 3,715 | $273,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 43,957 | $273,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505715 | NORTH SHOR GBL | 3,792 | $273,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 1,649 | $272,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 6,793 | $272,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED ETF | 46090A200 | BLNCD MLTI AST | 15,833 | $272,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 4,586 | $271,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 4,866 | $268,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 19,056 | $268,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 7,020 | $268,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 2,429 | $268,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 2,583 | $267,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 16,503 | $267,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 19,323 | $267,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 26,274 | $267,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 4,666 | $267,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 2,046 | $266,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 3,983 | $265,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 18,301 | $264,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 2,260 | $263,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 33,623 | $262,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 1,323 | $262,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 8,570 | $262,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X214 | EMERG MKTS ESG | 7,430 | $262,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 629 | $261,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 14,645 | $261,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 998 | $260,000 | thousands by filing date | |
| EVERGY INC COM | 30034W106 | Stock | 3,793 | $260,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 23,672 | $260,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 31,042 | $260,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 11,706 | $259,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 4,964 | $259,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 16,686 | $259,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 3,008 | $258,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 8,723 | $258,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 18,747 | $257,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 1,929 | $256,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 1,434 | $256,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 18,409 | $256,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 6,702 | $255,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E764 | ARMOR US EQT IDX | 9,500 | $255,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 4,967 | $254,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 9,515 | $254,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 3,719 | $253,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 3,075 | $253,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 14,701 | $253,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 3,838 | $253,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 22,789 | $253,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 3,862 | $252,000 | thousands by filing date | |
| iShares ESG Aware US Aggregate Bond ETF | 46435U549 | SHS | 4,528 | $250,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 8,440 | $250,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 15,247 | $249,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 12,924 | $249,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 6,835 | $249,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 4,712 | $249,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 14,990 | $249,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 7,461 | $247,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 4,050 | $247,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 4,058 | $246,000 | thousands by filing date | |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 13,808 | $246,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 4,110 | $246,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 5,890 | $246,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 4,923 | $246,000 | thousands by filing date | |
| PERSHING SQUARE TONTINE HLDG COM | 71531R109 | CL A | 12,400 | $245,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 3,339 | $244,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 7,660 | $244,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 1,019 | $244,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 1,110 | $243,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 801 | $243,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 3,210 | $243,000 | thousands by filing date | |
| DUTCH BROS INC | 26701L100 | CL A | 4,764 | $243,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 3,442 | $242,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 5,229 | $242,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 5,043 | $242,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 8,530 | $241,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 20,372 | $241,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 6,799 | $241,000 | thousands by filing date | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 10,795 | $240,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 15,755 | $240,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 37,781 | $240,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 10,925 | $239,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 1,677 | $239,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 2,366 | $239,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 571 | $239,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C649 | US EQTY ULTRA B | 8,314 | $239,000 | thousands by filing date | |
| RYAN SPECIALTY HOLDINGS INC CL A | 78351F107 | Stock | 5,900 | $238,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 15,425 | $238,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 9,726 | $238,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 13,263 | $238,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 13,346 | $238,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 3,029 | $235,000 | thousands by filing date | |
| APA CORPORATION COM | 03743Q108 | Stock | 8,751 | $235,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 1,382 | $235,000 | thousands by filing date | |
| ISHARES TR | 46436E551 | ESG SELECT SCRE | 6,043 | $235,000 | thousands by filing date | |
| PIMCO EQUITY SER | 72202L389 | RAFI DYN EMERG | 10,145 | $235,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 22,010 | $232,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C474 | US SML CP PWR B | 7,171 | $232,000 | thousands by filing date | |
| Hartford Municipal Opportnits ETF | 41653L503 | ETF | 5,543 | $232,000 | thousands by filing date | |
| META MATERIALS INC | 59134N104 | COM | 94,373 | $232,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 10,950 | $231,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 8,088 | $230,000 | thousands by filing date | |
| iShares High Yield Systematic Bond ETF | 46435G250 | SHS | 4,449 | $229,000 | thousands by filing date | |
| DBX ETF TR | 233051515 | XTRACKERS FTSE | 7,233 | $229,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L662 | HIG YLD VL ETF | 4,674 | $229,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 92,321 | $228,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 7,706 | $227,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 514 | $225,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 3,710 | $225,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E586 | KBW PPTY CASUT | 2,818 | $225,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 2,617 | $224,000 | thousands by filing date | |
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 6,219 | $224,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 64,807 | $224,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 3,172 | $223,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q845 | DIVERSFD EQT ETF | 4,853 | $223,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H591 | CMN | 4,962 | $223,000 | thousands by filing date | |
| MARA HOLDINGS INC COM | 565788106 | Stock | 6,741 | $222,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 4,056 | $222,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 1,956 | $222,000 | thousands by filing date | |
| ONTERRIS INC | 615111101 | COM | 3,147 | $222,000 | thousands by filing date | |
| PROSHARES TR | 74347B540 | MSCI EUR DIV | 4,069 | $222,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 4,645 | $221,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 3,657 | $221,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 1,465 | $221,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A705 | S&P500 DOWNSID | 5,809 | $221,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 1,025 | $221,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y584 | U S GRWT & MNTM | 8,080 | $221,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 3,479 | $220,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 2,526 | $220,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 4,993 | $219,000 | thousands by filing date | |
| INMODE LTD SHS | M5425M103 | Stock | 3,105 | $219,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 1,875 | $219,000 | thousands by filing date | |
| TELEFONICA BRASIL SA | 87936R205 | SPONSORED ADS | 25,286 | $219,000 | thousands by filing date | |
| TRANSMEDICS GROUP INC | 89377M109 | COM | 11,400 | $218,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 1,083 | $218,000 | thousands by filing date | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 12,870 | $218,000 | thousands by filing date | |
| EVGO INC | 30052F100 | CL A COM | 21,890 | $218,000 | thousands by filing date | |
| INNOVATOR ETFS TR ETF S&P 500 BUFFER SEPTEMBER | 45782C664 | ETF | 6,532 | $218,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 5,557 | $218,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 6,308 | $218,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 1,046 | $216,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 3,773 | $216,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 1,216 | $216,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 18,417 | $216,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 12,620 | $216,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 37,397 | $216,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C599 | US SML CP PWR B | 7,891 | $216,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 2,382 | $215,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 3,708 | $215,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 2,211 | $214,000 | thousands by filing date | |
| 10X GENOMICS INC CL A COM | 88025U109 | Stock | 1,439 | $214,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 3,748 | $214,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 3,241 | $214,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 5,030 | $213,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 9,407 | $213,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 14,064 | $213,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 5,204 | $213,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 11,729 | $212,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 15,714 | $212,000 | thousands by filing date | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 2,339 | $212,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E420 | CMN | 4,484 | $212,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 7,422 | $211,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 10,798 | $211,000 | thousands by filing date | |
| JANUS HENDERSON SMALL/MID CAP GROWTH ALPHA ETF | 47103U209 | ETF | 3,118 | $211,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 3,106 | $210,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 3,750 | $210,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 17,925 | $210,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 34,673 | $210,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 14,528 | $209,000 | thousands by filing date | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 2,177 | $209,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 4,124 | $208,000 | thousands by filing date | |
| HAPPEN INC COM NEW | 52603A208 | Stock | 8,563 | $207,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 4,182 | $207,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 1,137 | $207,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 15,005 | $207,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 2,192 | $207,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 8,000 | $207,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 1,217 | $206,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 1,060 | $206,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 5,288 | $205,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 29,106 | $205,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 2,658 | $205,000 | thousands by filing date | |
| 9F INC SPON ADS NEW | 65442R109 | ADR | 186,000 | $205,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 8,285 | $204,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 2,617 | $204,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 3,927 | $204,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 1,453 | $203,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 577 | $203,000 | thousands by filing date | |
| INNOVATOR ETFS TR ETF S&P 500 ULTRA BUFFER ETF FEBRUARY | 45782C425 | ETF | 7,274 | $203,000 | thousands by filing date | |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 5,882 | $203,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 2,983 | $202,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 1,249 | $202,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 2,560 | $201,000 | thousands by filing date | |
| DOUGLAS ELLIMAN INC | 25961D105 | COM | 17,470 | $201,000 | thousands by filing date | |
| PACER FDS TR | 69374H568 | SWAN SOS FD OF | 8,823 | $201,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C276 | GRWT100 PWR BUF | 4,144 | $200,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 3,935 | $200,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 11,386 | $199,000 | thousands by filing date | |
| DARIOHEALTH CORP | 23725P209 | COM | 15,377 | $199,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 19,890 | $198,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 13,457 | $198,000 | thousands by filing date | |
| KYNDRYL HLDGS INC | 50155Q100 | COMMON STOCK | 10,859 | $197,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 10,877 | $197,000 | thousands by filing date | |
| SELECTQUOTE INC | 816307300 | COM | 21,543 | $195,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 28,344 | $192,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 10,024 | $189,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 19,068 | $186,000 | thousands by filing date | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 27,500 | $186,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 19,176 | $184,000 | thousands by filing date | |
| ROBINHOOD MKTS INC | 770700102 | COM | 10,310 | $183,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 11,982 | $177,000 | thousands by filing date | |
| DIGITALBRIDGE GROUP INC | 25401T108 | CL A COM | 21,086 | $176,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 12,467 | $175,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 17,280 | $175,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 19,658 | $171,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 16,698 | $169,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 17,242 | $167,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 16,063 | $158,000 | thousands by filing date | |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 26,550 | $157,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 10,613 | $157,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 12,814 | $148,000 | thousands by filing date | |
| AVEANNA HEALTHCARE HLDGS INC | 05356F105 | COM | 19,755 | $146,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 11,884 | $146,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 14,948 | $143,000 | thousands by filing date | |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 22,653 | $140,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 20,650 | $139,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 27,669 | $136,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 14,302 | $134,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 13,977 | $133,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 12,249 | $131,000 | thousands by filing date | |
| PDS BIOTECHNOLOGY CORP | 70465T107 | COM | 16,215 | $131,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 13,369 | $129,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 24,336 | $126,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 21,580 | $125,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 28,422 | $123,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 11,047 | $123,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 17,652 | $120,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 13,929 | $118,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 10,427 | $118,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 11,235 | $118,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 11,450 | $116,000 | thousands by filing date | |
| Global X Cannabis ETF | 37954Y426 | EX TRD EQ FD | 19,739 | $115,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 16,685 | $113,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 12,470 | $109,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 59,728 | $108,000 | thousands by filing date | |
| GOLDEN NUGGET ONLINE GAMIN | 38113L107 | COM CL A | 10,900 | $108,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 11,723 | $107,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 102,000 | $103,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 16,879 | $100,000 | thousands by filing date | |
| BAKKT HOLDINGS INC | 05759B107 | COM | 11,670 | $99,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 13,403 | $98,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 57,116 | $98,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 22,900 | $98,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 16,555 | $98,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 10,407 | $97,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 12,475 | $95,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 36,334 | $93,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 12,586 | $93,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 11,373 | $92,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 15,452 | $92,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 17,096 | $89,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 16,717 | $87,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 11,703 | $83,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 21,159 | $83,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 29,128 | $80,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 13,800 | $78,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 15,610 | $75,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 19,759 | $75,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 12,235 | $72,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 15,139 | $72,000 | thousands by filing date | |
| PRESIDIO PPTY TR INC | 74102L303 | COM CL A | 18,557 | $72,000 | thousands by filing date | |
| NEW FOUND GOLD CORP | 64440N103 | COM | 10,000 | $71,000 | thousands by filing date | |
| Up Fintech Holding Ltd | 91531W106 | COM | 14,500 | $71,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 19,130 | $71,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 12,000 | $68,000 | thousands by filing date | |
| PAYSAFE LIMITED | G6964L115 | *W EXP 03/30/202 | 101,100 | $67,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 12,048 | $66,000 | thousands by filing date | |
| BIONANO GENOMICS INC | 09075F107 | COM | 21,105 | $63,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 16,756 | $62,000 | thousands by filing date | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 16,185 | $62,000 | thousands by filing date | |
| TILRAY BRANDS INC | 88688TAB6 | NOTE 5.000%10/0 | 58,000 | $57,000 | thousands by filing date | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 18,274 | $56,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 11,791 | $55,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 50,000 | $55,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 12,770 | $50,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 11,276 | $50,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 29,250 | $47,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 11,000 | $43,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 10,690 | $42,000 | thousands by filing date | |
| PHIO PHARMACEUTICALS CORP | 71880W303 | COM | 40,000 | $40,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 10,400 | $33,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 12,500 | $31,000 | thousands by filing date | |
| TCP Cap Corp Sr Conv Nt | 87238qad5 | CONV | 31,000 | $31,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147UAB3 | NOTE 4.500% 4/0 | 21,000 | $21,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 10,000 | $19,000 | thousands by filing date | call |
| SPY | 78462F103 | SHS | 2,100 | $17,000 | thousands by filing date | put |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 10,276 | $17,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 10,000 | $15,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 12,000 | $15,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 800 | $14,000 | thousands by filing date | put |
| NEWAGE INC | 650194103 | COMMON STOCK | 10,675 | $11,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 10,000 | $11,000 | thousands by filing date | |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 18,339 | $10,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 15,000 | $8,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 11,750 | $7,000 | thousands by filing date | |
| DIGITALOCEAN HLDGS INC COM | 25402D102 | Stock | 3,400 | $6,000 | thousands by filing date | put |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 10,200 | $6,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 600 | $5,000 | thousands by filing date | call |
| DOLLAR GEN CORP COM | 256677105 | Stock | 200 | $2,000 | thousands by filing date | call |
| Applied Materials,Inc. | 038222105 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Coca-Cola Company | 191216100 | COM | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 800 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ISHARES TR | 464287168 | COM | 1,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Johnson & Johnson | 478160104 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Pfizer Inc. | 717081103 | COM | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CONAGRA FOODS INC | 205887102 | COM | 500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 400 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 400 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MARATHON PETE CORP COM | 56585A102 | Stock | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| GENERAL MILLS INC COM | 370334104 | Stock | 400 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| HORMEL FOODS CORP COM | 440452100 | Stock | 400 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TYSON FOODS INC CL A | 902494103 | Stock | 400 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| THOR INDS INC | 885160101 | COM | 700 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SMUCKER J M CO | 832696405 | COM NEW | 300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-22-000915 | this filing | 2022-02-14 | acceptance time not in the bulk data set |