13F-HR filed by Cetera Advisors LLC
Cetera Advisors LLC filed this 13F-HR for the quarter ended 2021-12-31, filed 2022-02-14, with 1,436 holding rows worth $4,936,993,000.
- Accession
- 0001085146-22-000914
- Filer
- CIK 1534400
- Filed
- 2022-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2021
A holdings report, 1,436 entries on the cover page, a total value of $4,936,993,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,936,993,000 with VALUE read as thousands by filing date, 13F file number 028-14617. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| D R HORTON INC COM | 23331A109 | Stock | 3,527 | $383,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 759 | $383,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 12,701 | $383,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 3,945 | $383,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C821 | US EQTY ULTRA B | 13,446 | $383,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 3,644 | $382,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 22,101 | $380,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 1,394 | $379,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F680 | FT VEST US EQT | 11,450 | $379,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2027 CORPORATE BOND ETF | 46138J783 | ETF | 17,558 | $378,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 3,672 | $377,000 | thousands by filing date | |
| ISHARES TR | 46436E551 | ESG SELECT SCRE | 9,696 | $377,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 9,406 | $377,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 5,578 | $375,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 1,326 | $373,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 2,690 | $372,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 980 | $369,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 153 | $367,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 14,920 | $367,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 4,557 | $365,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 8,404 | $365,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C581 | US EQTY BUF NOV | 11,091 | $365,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y418 | DORSEY WRIGHT | 8,191 | $364,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 9,244 | $363,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 10,758 | $363,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 10,118 | $363,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 1,754 | $362,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 9,955 | $362,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R841 | WBI BULBEAR TR | 17,003 | $362,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 33,667 | $361,000 | thousands by filing date | |
| INNOVATOR ETFS TR ETF S&P 500 BUFFER SEPTEMBER | 45782C664 | ETF | 10,772 | $360,000 | thousands by filing date | |
| WISDOMTREE FLOATING RATETREASURY FUND | 97717X628 | COM | 14,300 | $359,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 7,456 | $358,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 8,168 | $358,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 91 | $358,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 7,700 | $357,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 4,816 | $357,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 3,878 | $357,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 4,375 | $356,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 1,907 | $356,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 23,207 | $356,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 19,621 | $355,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 1,430 | $355,000 | thousands by filing date | |
| ORION PROPERTIES INC COM | 68629Y103 | REIT | 19,004 | $355,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 15,103 | $355,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 29,176 | $354,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 5,139 | $353,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 1,351 | $352,000 | thousands by filing date | |
| TRUMP MEDIA & TECHNOLOGY | 25400Q105 | COM | 6,817 | $351,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 19,184 | $351,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 1,664 | $351,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 20,964 | $351,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 23,269 | $350,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 26,026 | $348,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 6,031 | $347,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 6,782 | $346,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 5,563 | $346,000 | thousands by filing date | |
| Vital Energy Inc | 516806205 | Common Stock | 5,732 | $345,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 73,954 | $345,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 9,802 | $343,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 4,005 | $342,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 4,438 | $342,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 28,537 | $342,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 10,212 | $341,000 | thousands by filing date | |
| Fidelity Low Volatility Factor ETF | 316092824 | SHS | 6,507 | $340,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 1,955 | $340,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 12,040 | $340,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 6,833 | $339,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 3,151 | $339,000 | thousands by filing date | |
| VICI PPTYS INC COM | 925652109 | REIT | 11,226 | $338,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y442 | CLOUD COMPUTNG | 12,700 | $337,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 3,172 | $336,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 3,390 | $335,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 30,487 | $335,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 14,239 | $335,000 | thousands by filing date | |
| VIATRIS INC COM | 92556V106 | Stock | 24,676 | $334,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 1,426 | $333,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 505 | $332,000 | thousands by filing date | |
| ISHARES TR | 46435G243 | COM | 12,864 | $330,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 15,124 | $330,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 6,678 | $330,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 1,900 | $329,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 4,406 | $329,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 10,000 | $326,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 3,058 | $325,000 | thousands by filing date | |
| iShares Cybersecurity and Tech ETF | 46435U135 | CYBERSECURITY | 7,291 | $325,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 14,865 | $324,000 | thousands by filing date | |
| APA CORPORATION COM | 03743Q108 | Stock | 12,038 | $324,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 38,402 | $323,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 27,655 | $321,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 1,425 | $319,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 7,106 | $319,000 | thousands by filing date | |
| HAPPEN INC COM NEW | 52603A208 | Stock | 13,090 | $317,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C318 | US EQTY PWR BUF | 10,380 | $317,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2028 CORPORATE BOND ETF | 46138J643 | ETF | 13,966 | $317,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 18,858 | $316,000 | thousands by filing date | |
| PACER TRENDPILOT EUROPEAN INDEX ETF | 69374H808 | ETF | 12,774 | $316,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 32,533 | $316,000 | thousands by filing date | |
| VICTORIAS SECRET AND CO COMMON STOCK | 926400102 | Stock | 5,672 | $315,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 4,352 | $315,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 2,356 | $313,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 25,645 | $313,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 15,428 | $312,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 1,357 | $308,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 1,763 | $307,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 1,486 | $307,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C870 | US EQT PWR BUF | 10,451 | $307,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y808 | YIELD ENHANCED | 6,068 | $307,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 4,603 | $306,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 3,282 | $306,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 2,781 | $306,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 7,794 | $305,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 2,567 | $304,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 1,269 | $304,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 906 | $303,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 4,025 | $303,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 43,153 | $301,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 4,266 | $301,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P301 | MUNI HI INCM ETF | 5,345 | $300,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 5,192 | $300,000 | thousands by filing date | |
| BATH & BODY WORKS INC COM | 070830104 | Stock | 4,285 | $299,000 | thousands by filing date | |
| BRIGHTSPIRE CAPITAL INC COM CL A | 10949T109 | REIT | 29,131 | $299,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 1,976 | $298,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 9,188 | $298,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 5,593 | $297,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 1,127 | $296,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108847 | HIGH INCOME | 17,756 | $295,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 5,397 | $294,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 2,151 | $293,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524714 | 1 5YR CORP BD | 5,800 | $293,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 3,606 | $293,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 5,075 | $291,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 1,585 | $290,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 4,327 | $290,000 | thousands by filing date | |
| ISHARES TR | 46435U366 | CMN | 5,333 | $289,000 | thousands by filing date | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 9,117 | $287,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G656 | S&P ULTRA DIVIDE | 6,797 | $287,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 5,665 | $286,000 | thousands by filing date | |
| MATCH GROUP INC NEW | 57667L107 | COM | 2,159 | $286,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 5,959 | $285,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 27,374 | $284,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 1,559 | $284,000 | thousands by filing date | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 4,550 | $283,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 4,375 | $283,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R648 | SP KENSHO NEWEC | 4,805 | $283,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 15,685 | $282,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V708 | US CORE EQUITY 2 | 9,670 | $280,000 | thousands by filing date | |
| INNOVATOR TR ETF S&P 500 BUFFER ETF JUNE | 45782C755 | ETF | 8,109 | $280,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 100,923 | $279,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 4,957 | $279,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 3,763 | $278,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 11,487 | $278,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 18,111 | $277,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 2,083 | $276,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 15,042 | $276,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 6,387 | $276,000 | thousands by filing date | |
| INNOVATOR U.S. SMALL CAP POWER BUFFER ETF - JULY | 45782C284 | ETF | 10,426 | $276,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 162 | $275,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 9,291 | $275,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P108 | INTL COR DIV TIL | 9,563 | $275,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 4,930 | $274,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 2,025 | $274,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 2,695 | $274,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 1,300 | $273,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 5,848 | $273,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 2,061 | $272,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 6,472 | $272,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 4,474 | $272,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y889 | S&P 500 CATHOLIC | 4,614 | $272,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 982 | $271,000 | thousands by filing date | |
| PACER INDUSTRIAL REAL ESTATE ETF | 69374H766 | ETF | 4,840 | $271,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 4,810 | $269,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 18,478 | $269,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 5,138 | $269,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 2,145 | $269,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 14,848 | $268,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 4,902 | $267,000 | thousands by filing date | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 6,455 | $266,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 2,226 | $266,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P504 | INCOME EQT FOCUS | 5,175 | $266,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 397 | $265,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L508 | DIVERSIFID FXD | 12,449 | $265,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767827 | ELEC VEH FUTUR | 5,666 | $265,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142409 | COM | 11,931 | $265,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 4,400 | $262,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 7,213 | $262,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 5,844 | $262,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 4,007 | $261,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 6,538 | $260,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 14,411 | $260,000 | thousands by filing date | |
| ISHARES IBONDS 2023 TERM HIGH YIELD & INCOME ETF | 46435U150 | ETF | 10,668 | $260,000 | thousands by filing date | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 5,719 | $259,000 | thousands by filing date | |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 8,380 | $255,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 11,497 | $254,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 3,510 | $254,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 2,321 | $254,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 3,180 | $253,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 4,807 | $253,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 18,060 | $253,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 3,234 | $251,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 5,042 | $251,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 2,299 | $250,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 17,389 | $250,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 2,751 | $249,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 10,891 | $249,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 5,723 | $249,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 2,401 | $249,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 15,000 | $248,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 16,402 | $248,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 12,112 | $248,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 13,011 | $245,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MLP TOTAL R | 18469Q207 | COM | 10,330 | $245,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 2,600 | $245,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 3,923 | $244,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 14,890 | $244,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 13,958 | $244,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 469 | $243,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 5,239 | $243,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 1,644 | $242,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 3,300 | $242,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 554 | $242,000 | thousands by filing date | |
| WISDOMTREE GROWTH LEADERS FUND | 97717Y717 | WT GRWTH LDRS | 5,505 | $242,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 2,767 | $241,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 2,089 | $241,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 1,626 | $241,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 1,346 | $241,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 9,130 | $241,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 2,002 | $240,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 999 | $240,000 | thousands by filing date | |
| PEOPLE INC | 44891N208 | COM NEW | 1,839 | $240,000 | thousands by filing date | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 19,159 | $240,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P431 | FUND | 2,040 | $239,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C813 | US EQTY PWR BUF | 7,711 | $238,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 1,538 | $238,000 | thousands by filing date | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 5,444 | $238,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 1,818 | $237,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 2,156 | $235,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 617 | $235,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 3,292 | $235,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 8,075 | $235,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 5,828 | $235,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P456 | FUND | 3,785 | $235,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 728 | $234,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 13,249 | $233,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 14,715 | $233,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 13,874 | $232,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 27,157 | $230,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 11,388 | $230,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 4,456 | $229,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q460 | CMN | 3,565 | $229,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 1,230 | $228,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 7,968 | $228,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F664 | FT VEST US EQT | 6,374 | $228,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X172 | US HGH YLD CORP | 4,336 | $228,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 12,657 | $227,000 | thousands by filing date | |
| INGERSOLL RAND INC COM | 45687V106 | Stock | 3,636 | $225,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 3,465 | $225,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 12,147 | $225,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 8,563 | $224,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y392 | VDEO GAM ESPRT | 7,936 | $224,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 9,879 | $224,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 1,156 | $223,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 4,920 | $223,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 3,416 | $222,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 4,340 | $222,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 3,353 | $222,000 | thousands by filing date | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 14,875 | $222,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 4,448 | $221,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 501 | $221,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 5,751 | $221,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 959 | $220,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 8,755 | $220,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V605 | DJ INDL AVG DV | 4,849 | $220,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 18,650 | $218,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 3,997 | $218,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 2,684 | $217,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 6,737 | $217,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 2,041 | $216,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 69,810 | $216,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 521 | $215,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 7,004 | $215,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 17,451 | $215,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U802 | FT VEST U.S. | 6,794 | $215,000 | thousands by filing date | |
| COUSINSPPTYSINC | 222795502 | STOK | 5,303 | $214,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 4,109 | $214,000 | thousands by filing date | |
| EVERGY INC COM | 30034W106 | Stock | 3,126 | $214,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 2,500 | $213,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y683 | ENHNCD CMMDTY ST | 10,213 | $213,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 2,276 | $212,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 6,471 | $212,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 1,810 | $212,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 14,024 | $212,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 4,153 | $211,000 | thousands by filing date | |
| C3 AI INC | 12468P104 | CL A | 6,764 | $211,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 1,843 | $210,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 3,153 | $210,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 2,643 | $209,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 12,008 | $209,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 1,499 | $209,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 1,333 | $208,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 1,445 | $208,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 7,540 | $208,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 4,155 | $208,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 6,336 | $208,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 2,772 | $207,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 1,686 | $207,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 5,713 | $207,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 867 | $207,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 12,942 | $207,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 665 | $206,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 5,042 | $206,000 | thousands by filing date | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 1,909 | $206,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 3,009 | $206,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 4,110 | $206,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y459 | RUSSELL 2000 | 8,405 | $205,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 888 | $205,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE CORP | 11284V105 | CL A SUB VTG | 5,573 | $205,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 1,231 | $205,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 8,379 | $204,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 15,130 | $204,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 2,875 | $203,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 279 | $203,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H805 | RARE EAR STR ETF | 1,810 | $203,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 2,197 | $202,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 2,377 | $202,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 13,247 | $202,000 | thousands by filing date | |
| PROSHARES TR | 74347B375 | LONG ONLINE SHRT | 3,635 | $202,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 9,686 | $201,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 1,329 | $201,000 | thousands by filing date | |
| Invesco Bulletshares 2022 Munic | 46138J551 | Equities | 7,932 | $201,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 368 | $200,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 1,824 | $200,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 4,714 | $200,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 4,454 | $200,000 | thousands by filing date | |
| DBX ETF TR | 233051754 | XTRACK CSI 500 A | 4,850 | $200,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J148 | *W EXP 06/30/205 | 12,477 | $199,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 12,176 | $197,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108805 | AMPLIFY LITHIUM | 10,885 | $196,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 13,069 | $191,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 14,951 | $191,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 17,366 | $185,000 | thousands by filing date | |
| VIRIOS THERAPEUTICS INC | 92829J104 | COM | 36,010 | $184,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 12,037 | $183,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 24,535 | $181,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 11,216 | $180,000 | thousands by filing date | |
| CION INVT CORP | 17259U204 | COM | 13,607 | $178,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 58,200 | $178,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 10,787 | $177,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 14,965 | $177,000 | thousands by filing date | |
| SPINNAKER ETF SERIES | 84858T400 | CANNABIS ETF | 20,255 | $173,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 15,371 | $172,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 12,235 | $172,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 11,819 | $171,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 18,191 | $170,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 10,394 | $168,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 40,572 | $166,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 11,416 | $163,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 12,220 | $161,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 29,720 | $157,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 10,980 | $156,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 10,518 | $155,000 | thousands by filing date | |
| CARLYLE CREDIT INCOME FUND | 92535C104 | SHS BEN INT | 14,959 | $153,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 14,160 | $152,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 17,946 | $150,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 43,946 | $147,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 10,713 | $147,000 | thousands by filing date | |
| ARCIMOTO INC | 039587100 | COM | 18,780 | $146,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 14,350 | $140,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 13,455 | $136,000 | thousands by filing date | |
| INDIE SEMICONDUCTOR INC | 45569U101 | CLASS A COM | 11,250 | $135,000 | thousands by filing date | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 15,164 | $133,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 19,381 | $123,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 10,000 | $117,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 18,890 | $116,000 | thousands by filing date | |
| LGL GROUP INC | 50186A108 | COM | 10,000 | $114,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 40,738 | $113,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 15,940 | $110,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 11,594 | $101,000 | thousands by filing date | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 27,225 | $101,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 13,751 | $100,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 21,905 | $99,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 14,500 | $98,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 39,818 | $98,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 20,100 | $97,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 18,600 | $95,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 10,000 | $94,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 17,957 | $93,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 13,145 | $92,000 | thousands by filing date | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 13,340 | $80,000 | thousands by filing date | |
| TOP SHIPS INC | Y8897Y180 | COM | 95,557 | $80,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 25,390 | $78,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 20,274 | $76,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 10,091 | $75,000 | thousands by filing date | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838X102 | COM | 12,700 | $74,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E164 | S&P SMLCP ENGY | 10,350 | $72,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 15,500 | $68,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 10,100 | $62,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 15,124 | $59,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 17,438 | $51,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 29,416 | $50,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 13,305 | $45,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 32,451 | $44,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 11,250 | $43,000 | thousands by filing date | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 13,131 | $41,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 10,981 | $41,000 | thousands by filing date | |
| LUMENT FINANCE TRUST INC | 55025L108 | COM | 10,695 | $41,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 2,300 | $40,000 | thousands by filing date | put |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 12,073 | $40,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 14,030 | $38,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 15,862 | $38,000 | thousands by filing date | |
| GENETIC TECHNOLOGIES LIMITED NEW SPONSRD ADR | 37185R307 | NEW SPONSRD ADR | 19,961 | $38,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 11,300 | $30,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 75,850 | $27,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765UAB9 | NOTE 0.750% 2/1 | 16,000 | $26,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 13,820 | $24,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 27,005 | $24,000 | thousands by filing date | |
| HCI GROUP INC | 40416EAD5 | NOTE 4.250% 3/0 | 16,000 | $22,000 | thousands by filing date | |
| SEANERGY MARITIME HLDGS CORP | Y73760194 | COM | 22,235 | $20,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 18,000 | $19,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 15,000 | $15,000 | thousands by filing date | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 12,889 | $15,000 | thousands by filing date | |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 14,000 | $14,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940TAB5 | NOTE 2.000% 5/1 | 13,000 | $13,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 13,000 | $12,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 12,403 | $11,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459AD0 | BOND | 10,000 | $10,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 2,900 | $9,000 | thousands by filing date | put |
| LGL GROUP INC | 50186A132 | *W EXP 11/16/202 | 10,000 | $8,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 10,550 | $8,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 3,200 | $5,000 | thousands by filing date | put |
| Walt Disney Co | 254687106 | COM | 1,000 | $2,000 | thousands by filing date | put |
| BRICKELL BIOTECH INC | 10802T105 | COM | 10,000 | $2,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 800 | $1,000 | thousands by filing date | put |
| iShares Silver Trust | 46428Q109 | COM | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CANOPY GROWTH CORP | 138035100 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-22-000914 | this filing | 2022-02-14 | acceptance time not in the bulk data set |