13F-HR filed by Jefferies Group LLC
Jefferies Group LLC filed this 13F-HR for the quarter ended 2021-12-31, filed 2022-02-14, with 1,891 holding rows worth $18,615,107,000.
- Accession
- 0001085146-22-000911
- Filer
- CIK 1084580
- Filed
- 2022-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2021
A holdings report, 1,891 entries on the cover page, a total value of $18,615,107,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $18,615,107,000 with VALUE read as thousands by filing date, 13F file number 028-10917. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerJEFFERIES LLC028-13184
- included managerLeucadia Investment Management Ltd028-17885
- included managerLeucadia Asset Management LLC028-13965
- included managerJefferies Financial Services, Inc.028-17499
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 4,179 | $231,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 1,000 | $231,000 | thousands by filing date | call |
| PHILLIPS 66 COM | 718546104 | Stock | 4,579 | $230,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 8,372 | $230,000 | thousands by filing date | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 2,243 | $230,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 27,662 | $229,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 10,000 | $229,000 | thousands by filing date | put |
| ASSOCIATED BANC-CORP | 045487105 | COM | 10,147 | $229,000 | thousands by filing date | |
| PERDOCEO ED CORP | 71363P106 | COM | 41,575 | $228,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 6,336 | $227,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 5,118 | $226,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 48,764 | $226,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 2,400 | $226,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 3,302 | $225,000 | thousands by filing date | |
| ANAPLAN INC | 03272L108 | COM | 10,685 | $225,000 | thousands by filing date | |
| CAZOO GROUP LTD | G2007L113 | *W EXP 08/26/202 | 250,000 | $225,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 1,876 | $224,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 3,707 | $223,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 16,300 | $222,000 | thousands by filing date | call |
| SLEEP NUMBER CORP | 83125X103 | COM D | 6,376 | $222,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 1,200 | $221,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 16,951 | $221,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 7,874 | $220,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 3,000 | $220,000 | thousands by filing date | call |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 29,346 | $220,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 125 | $219,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 2,525 | $219,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 2,500 | $219,000 | thousands by filing date | put |
| PETCO HEALTH AND WELLNESS CO | 71601V105 | COM | 24,085 | $219,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 4,182 | $219,000 | thousands by filing date | |
| THE REAL GOOD FOOD COMPANY I | 75601G109 | COM CL A | 35,000 | $219,000 | thousands by filing date | |
| Airbnb, Inc. Class A | 009066101 | COM | 2,279 | $218,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 8,936 | $218,000 | thousands by filing date | |
| DOMO INC | 257554105 | COM CL B | 9,988 | $217,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 16,148 | $217,000 | thousands by filing date | |
| EDTECHX HOLDINGS ACQU CORP I | 28139A110 | *W EXP 06/15/202 | 440,000 | $217,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 438 | $216,000 | thousands by filing date | |
| GAN LTD | G3728V109 | SHS | 23,500 | $216,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 12,142 | $215,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 6,019 | $215,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 2,716 | $214,000 | thousands by filing date | |
| JUST EAT TAKEAWAY COM N V NPV | 48214T305 | SPONSORED ADS | 19,900 | $214,000 | thousands by filing date | call |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 12,498 | $213,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 5,000 | $213,000 | thousands by filing date | call |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 5,291 | $212,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 5,212 | $211,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 1,835 | $211,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 8,300 | $210,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 7,354 | $210,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 6,140 | $207,000 | thousands by filing date | |
| OZON HLDGS PLC ADR | 69269L104 | SPONSORED ADS | 7,000 | $207,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 74,060 | $207,000 | thousands by filing date | |
| ARRAY TECHNOLOGIES, INC. | 04271T100 | COM SHS | 13,100 | $206,000 | thousands by filing date | call |
| KONTOOR BRANDS INC | 50050N103 | COM | 4,005 | $205,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 3,092 | $204,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 1,000 | $204,000 | thousands by filing date | call |
| ModivCare Inc | 60783X104 | Common Stock | 2,944 | $203,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CORP | G3312L111 | *W EXP 12/07/202 | 102,029 | $203,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 9,007 | $202,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 7,399 | $202,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 19,800 | $202,000 | thousands by filing date | call |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 826 | $202,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 52,000 | $202,000 | thousands by filing date | principal |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 3,374 | $201,000 | thousands by filing date | |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 30,000 | $200,000 | thousands by filing date | call |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 27,781 | $199,000 | thousands by filing date | |
| CRUCIBLE ACQUISITION CORP | 22877P207 | UNIT 12/26/2025 | 20,000 | $199,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 4,000 | $198,000 | thousands by filing date | call |
| CENTURY ALUM CO | 156431108 | COM | 23,721 | $198,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 76,039 | $198,000 | thousands by filing date | |
| EJF ACQUISITION CORP | G2955B125 | *W EXP 03/10/202 | 153,871 | $198,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC | 695127AF7 | NOTE 0.750% 8/0 | 177,000 | $197,000 | thousands by filing date | principal |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 25,000 | $197,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 22,423 | $196,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 15,363 | $195,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 18,716 | $195,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 29,828 | $194,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 14,082 | $194,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 56,786 | $193,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 14,079 | $192,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 104,037 | $192,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 12,907 | $191,000 | thousands by filing date | |
| KINGSOFT CLOUD HLDGS LTD ADS | 49639K101 | ADR | 12,000 | $189,000 | thousands by filing date | |
| CARGURUS INC COM CL A | 141788109 | Stock | 5,500 | $185,000 | thousands by filing date | call |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 22,123 | $185,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 851 | $184,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 17,170 | $184,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 23,421 | $182,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 173,206 | $182,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 1,000 | $181,000 | thousands by filing date | call |
| HAYMAKER ACQUISITION CORP II | 42087R116 | *W EXP 03/05/202 | 249,442 | $180,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 30,383 | $179,000 | thousands by filing date | |
| IAA INC | 449253103 | COM | 5,864 | $179,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 1,082 | $178,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 43,453 | $176,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 26,623 | $175,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 54,849 | $174,000 | thousands by filing date | |
| Genedx Holdings Corp W Exp 07/22/202 | 81663L119 | SPAC Combination | 177,651 | $174,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 11,000 | $173,000 | thousands by filing date | put |
| STITCH FIX INC | 860897107 | COM CL A | 20,231 | $172,000 | thousands by filing date | |
| PULMONX CORP | 745848101 | COM | 9,806 | $172,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 6,960 | $172,000 | thousands by filing date | |
| BYTE ACQUISITION CORP | G1R25Q113 | *W EXP 03/18/202 | 320,326 | $170,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 222,215 | $169,000 | thousands by filing date | |
| LONGVIEW ACQUISITION CORP II | 54319Q113 | *W EXP 99/99/999 | 198,983 | $169,000 | thousands by filing date | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 20,779 | $168,000 | thousands by filing date | |
| MARQETA INC | 57142B104 | CLASS A COM | 9,700 | $167,000 | thousands by filing date | call |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 15,737 | $166,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 54,965 | $165,000 | thousands by filing date | |
| G SQUARED ASCEND II INC | G42041122 | *W EXP 12/31/202 | 274,719 | $165,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 20,181 | $164,000 | thousands by filing date | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 11,507 | $163,000 | thousands by filing date | |
| EVO PMTS INC | 26927E104 | CL A COM | 12,945 | $163,000 | thousands by filing date | |
| PEGASYSTEMS INC | 705573AB9 | NOTE 0.750% 3/0 | 153,000 | $163,000 | thousands by filing date | principal |
| GORES GUGGENHEIM INC | 38286Q107 | CLASS A COM | 13,900 | $163,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 3,700 | $159,000 | thousands by filing date | put |
| CORECIVIC INC | 21871N101 | COM | 35,972 | $158,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 21,409 | $158,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 17,422 | $157,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 7,500 | $157,000 | thousands by filing date | put |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 100,000 | $154,000 | thousands by filing date | principal |
| REGENXBIO INC | 75901B107 | COM | 10,890 | $153,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 1,866 | $152,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 23,119 | $152,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 17,699 | $151,000 | thousands by filing date | |
| IMMATICS N.V | N44445117 | *W EXP 07/01/202 | 34,158 | $150,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 19,046 | $149,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 56,506 | $148,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 11,278 | $148,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 18,909 | $148,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 23,452 | $146,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 30,078 | $144,000 | thousands by filing date | |
| EQRX INC | 26886C115 | *W EXP 12/17/202 | 137,834 | $143,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 12,993 | $142,000 | thousands by filing date | |
| CRUCIBLE ACQUISITION CORP | 22877P116 | *W EXP 12/26/202 | 200,000 | $142,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 10,000 | $141,000 | thousands by filing date | put |
| WORLD KINECT CORPORATION | 981475106 | COM | 11,695 | $139,000 | thousands by filing date | |
| COLISEUM ACQUISITION CORP | G2263T107 | *W EXP 08/22/202 | 219,886 | $139,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 16,900 | $137,000 | thousands by filing date | put |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 10,952 | $136,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 12,751 | $136,000 | thousands by filing date | |
| BOLT BIOTHERAPEUTICS INC | 097702104 | COM | 57,992 | $136,000 | thousands by filing date | |
| CC NEUBERGER PRIN HLDGS II | G3166T111 | *W EXP 07/29/202 | 100,000 | $136,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 37,136 | $135,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 40,868 | $134,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 17,802 | $133,000 | thousands by filing date | |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 11,643 | $132,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 18,711 | $132,000 | thousands by filing date | |
| HELLO GROUP INC | 60879BAB3 | NOTE 1.250% 7/0 | 151,000 | $132,000 | thousands by filing date | principal |
| CELLEBRITE DI LTD | M2197Q115 | WARRANT | 75,000 | $132,000 | thousands by filing date | |
| HIMS & HERS HEALTH INC | 433000106 | COM CL A | 20,000 | $131,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 14,476 | $129,000 | thousands by filing date | |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 47,562 | $128,000 | thousands by filing date | |
| ILLUMINA INC | 452327AK5 | NOTE 8/1 | 110,000 | $125,000 | thousands by filing date | principal |
| AMERICAN VANGUARD CORP | 030371108 | COM | 15,288 | $124,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 10,611 | $124,000 | thousands by filing date | |
| WHEELS UP EXPERIENCE INC | 96328L114 | *W EXP 07/13/202 | 150,000 | $123,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 12,453 | $122,000 | thousands by filing date | |
| TCW SPECIAL PURPOSE ACQU COR | 87301L114 | WTS | 200,000 | $122,000 | thousands by filing date | |
| The Oncology Institute Inc W Exp 99/99/999 | 68236X118 | SPAC Combination | 175,000 | $121,000 | thousands by filing date | |
| Jaws Mustang Acquisition Corp | G50737124 | Warrant | 117,650 | $121,000 | thousands by filing date | |
| ATEA PHARMACEUTICALS INC | 04683R106 | COMMON STOCK | 19,540 | $120,000 | thousands by filing date | |
| METROMILE INC | 591697107 | COM | 131,143 | $120,000 | thousands by filing date | |
| PONTEM CORPORATION | G71707122 | WARR | 133,332 | $119,000 | thousands by filing date | |
| SENIOR CONNECT ACQUISITN COR | 81723H116 | *W EXP 12/31/202 | 224,039 | $118,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 52,963 | $117,000 | thousands by filing date | |
| RPT REALTY | 74971D101 | SH BEN INT | 18,135 | $116,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 12,391 | $114,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088VAB8 | NOTE 0.500% 4/1 | 75,000 | $114,000 | thousands by filing date | principal |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 5,800 | $113,000 | thousands by filing date | call |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 17,800 | $113,000 | thousands by filing date | call |
| DRIL-QUIP INC | 262037104 | COM | 12,652 | $113,000 | thousands by filing date | |
| FARFETCH LTD | 30744WAD9 | BOND | 50,000 | $113,000 | thousands by filing date | principal |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 17,398 | $111,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 42,700 | $111,000 | thousands by filing date | put |
| AIR PRODS & CHEMS INC | 009158106 | COM | 765 | $110,000 | thousands by filing date | |
| ARQIT QUANTUM INC | G0567U119 | WTS | 15,850 | $110,000 | thousands by filing date | |
| ENJOY TECHNOLOGY INC | 29335V114 | *W EXP 12/01/202 | 261,458 | $110,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 1,272 | $109,000 | thousands by filing date | |
| ZSCALER INC | 98980GAB8 | NOTE 0.125% 7/0 | 50,000 | $109,000 | thousands by filing date | principal |
| ORTHO CLINICAL DIAGNOSTICS H | G6829J107 | ORD SHS | 10,012 | $109,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 57,668 | $108,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 11,792 | $108,000 | thousands by filing date | |
| SITE CENTERS CORP | 82981J109 | COM | 12,489 | $108,000 | thousands by filing date | |
| TUSIMPLE HLDGS INC | 90089L108 | CL A | 3,000 | $108,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 11,266 | $108,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 12,332 | $108,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 2,506 | $107,000 | thousands by filing date | |
| CHARDAN NEXTECH ACQUISITION | 159561117 | *W EXP 07/29/202 | 174,947 | $107,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 10,900 | $106,000 | thousands by filing date | put |
| KOSMOS ENERGY LTD | 500688106 | COM | 66,001 | $105,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 250 | $105,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 4,550 | $104,000 | thousands by filing date | |
| SHATTUCK LABS INC | 82024L103 | COMMON STOCK | 27,581 | $104,000 | thousands by filing date | |
| COMPASS PATHWAYS PLC | 20451W101 | SPONSORED ADS | 4,683 | $103,000 | thousands by filing date | |
| ADVANTAGE SOLUTIONS INC | 00791N110 | *W EXP 10/28/202 | 41,528 | $103,000 | thousands by filing date | |
| ROIVANT SCIENCES LTD | G76279119 | *W EXP 09/30/202 | 50,200 | $103,000 | thousands by filing date | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 67,293 | $102,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAF8 | NOTE 1.000% 8/1 | 70,000 | $102,000 | thousands by filing date | principal |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 38,245 | $101,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 380 | $100,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 52,811 | $99,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 19,817 | $99,000 | thousands by filing date | |
| SKYDECK ACQUISITION CORP | G82220115 | *W EXP 05/13/202 | 121,039 | $99,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 18,667 | $98,000 | thousands by filing date | |
| PIONEER MERGER CORP | G7S24C111 | *W EXP 01/07/202 | 150,000 | $98,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 14,045 | $97,000 | thousands by filing date | |
| DESIGNER BRANDS INC | 250565108 | CL A | 15,019 | $97,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 16,676 | $96,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 10,037 | $95,000 | thousands by filing date | |
| GORES GUGGENHEIM INC | 38286Q107 | CLASS A COM | 8,100 | $95,000 | thousands by filing date | call |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 13,024 | $94,000 | thousands by filing date | |
| ARKO CORP | 041242108 | COMMON STOCK | 22,746 | $94,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 48,573 | $93,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 10,485 | $93,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 10,806 | $92,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 24,500 | $92,000 | thousands by filing date | put |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 19,821 | $91,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 14,483 | $91,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 69,449 | $91,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 4,500 | $90,000 | thousands by filing date | call |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 10,870 | $89,000 | thousands by filing date | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 9,105 | $89,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 230,531 | $89,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 35,413 | $88,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V409 | COM NEW | 100,000 | $88,000 | thousands by filing date | |
| PAE INC | 69290Y117 | *W EXP 09/11/202 | 46,570 | $88,000 | thousands by filing date | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 1,500 | $87,000 | thousands by filing date | |
| NIKOLA CORP | 654110105 | COM | 18,784 | $87,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 59,197 | $87,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 2,500 | $86,000 | thousands by filing date | put |
| CONX Corp | 212873111 | Warrant | 100,000 | $86,000 | thousands by filing date | |
| TECH AND ENERGY TRANSITION | 87823R110 | *W EXP 03/31/202 | 123,398 | $86,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 46,000 | $86,000 | thousands by filing date | principal |
| LUX HEALTH TECH ACQUISITION | 55068A118 | *W EXP 11/30/202 | 100,000 | $85,000 | thousands by filing date | |
| DEEP LAKE CAPITAL ACQUSTN CO | G27029118 | *W EXP 01/04/202 | 135,500 | $84,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 19,756 | $83,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 10,327 | $83,000 | thousands by filing date | |
| THE REALREAL INC | 88339P101 | COM | 12,254 | $82,000 | thousands by filing date | |
| VECTIVBIO HLDG AG | H9060V101 | COM | 16,645 | $82,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 29,457 | $81,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 24,591 | $80,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 154,246 | $80,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 31,632 | $79,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 14,971 | $78,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 14,673 | $78,000 | thousands by filing date | |
| VROOM INC | 92918V109 | COM | 16,302 | $77,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 74,422 | $77,000 | thousands by filing date | |
| APOLLO STRATEGIC GRWT CPTL I | G0412A128 | *W EXP 02/12/202 | 81,051 | $77,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 20,900 | $77,000 | thousands by filing date | put |
| EXELA TECHNOLOGIES INC | 30162V409 | COM NEW | 88,000 | $77,000 | thousands by filing date | put |
| SIENTRA INC | 82621J105 | COM | 20,463 | $75,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 37,732 | $74,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 16,135 | $74,000 | thousands by filing date | |
| AIRSPANNETWORKSHOLDINGSIN | 00951K112 | Warrant | 100,000 | $74,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 1,092 | $73,000 | thousands by filing date | |
| OLAPLEX HLDGS INC | 679369108 | COM | 2,500 | $73,000 | thousands by filing date | call |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 71,000 | $73,000 | thousands by filing date | principal |
| FIBROGEN INC | 31572Q808 | COM | 11,723 | $72,000 | thousands by filing date | |
| NUTANIX INC | 67059NAB4 | NOTE 1/1 | 70,000 | $71,000 | thousands by filing date | principal |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 10,000 | $70,000 | thousands by filing date | put |
| CC NEUBERGER PRINCIPAL HOLDN | G1992N126 | *W EXP 02/05/202 | 64,301 | $70,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 586 | $69,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 33,248 | $69,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 16,579 | $69,000 | thousands by filing date | |
| BRIGHTSPIRE CAPITAL INC COM CL A | 10949T109 | REIT | 13,381 | $68,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 26,609 | $68,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 52,534 | $68,000 | thousands by filing date | |
| BTRS HOLDINGS INC | 11778X104 | COM CL 1 | 19,423 | $68,000 | thousands by filing date | |
| PROPTECH INVESTMENT CORP II | 743497117 | *W EXP 12/08/202 | 113,566 | $68,000 | thousands by filing date | |
| ATEA PHARMACEUTICALS INC | 04683R106 | COMMON STOCK | 7,500 | $67,000 | thousands by filing date | put |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 4,618 | $66,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 1,285 | $65,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 16,100 | $64,000 | thousands by filing date | put |
| GEVO INC | 374396406 | COM PAR | 37,203 | $61,000 | thousands by filing date | |
| MONGODB INC | 60937PAD8 | NOTE 0.250% 1/1 | 24,000 | $61,000 | thousands by filing date | principal |
| KRONOS BIO INC | 50107A104 | COM | 11,563 | $61,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 51,300 | $60,000 | thousands by filing date | put |
| BRIGHTCOVE INC | 10921T101 | COM | 12,305 | $60,000 | thousands by filing date | |
| VELODYNE LIDAR INC | 92259F101 | COM | 32,107 | $60,000 | thousands by filing date | |
| ACE CONVERGENCE ACQU CORP | G0083D104 | *W EXP 09/30/202 | 89,508 | $59,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 741 | $58,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 14,760 | $58,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 11,572 | $58,000 | thousands by filing date | |
| SPRUCE POWER HOLDING CORP | 9837FR100 | COMMON STOCK | 39,252 | $58,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 126,689 | $58,000 | thousands by filing date | |
| CALAMP CORP | 128126AD1 | BOND | 65,000 | $58,000 | thousands by filing date | principal |
| RIBBIT LEAP LTD | G7552B113 | WTS | 45,278 | $58,000 | thousands by filing date | |
| UPSTARTHLDGSINC | 91680M107 | STOK | 814 | $57,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 10,329 | $55,000 | thousands by filing date | |
| NEVRO CORP | 64157FAC7 | NOTE 2.750% 4/0 | 49,000 | $54,000 | thousands by filing date | principal |
| ARDELYX INC | 039697107 | COM | 111,796 | $53,000 | thousands by filing date | |
| RADIUS GLOBAL INFRASTRUCTURE INC | 750481103 | COMMON STOCK | 3,300 | $53,000 | thousands by filing date | put |
| VIVINT SMART HOME INC | 928542109 | COMMON STOCK | 11,871 | $53,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 7,500 | $51,000 | thousands by filing date | call |
| GENERATION BIO CO | 37148K100 | COM | 17,495 | $51,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 13,131 | $49,000 | thousands by filing date | |
| EARGO INC | 270087109 | COM | 19,805 | $49,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 1,416 | $45,000 | thousands by filing date | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 11,297 | $45,000 | thousands by filing date | |
| CARLOTZ INC | 142552108 | COMMON STOCK | 48,798 | $45,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 38,696 | $45,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 255 | $44,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 36,100 | $43,000 | thousands by filing date | |
| GORES HOLDINGS VII INC | 38286T119 | WTS | 31,250 | $43,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 18,007 | $41,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 12,260 | $41,000 | thousands by filing date | |
| PALLADYNE AI CORP | 80359A114 | *W EXP 09/24/202 | 20,000 | $41,000 | thousands by filing date | |
| GRAF ACQUISITION CORP IV | 384272118 | *W EXP 05/31/202 | 35,000 | $40,000 | thousands by filing date | |
| GUARDANT HEALTH INC | 40131MAB5 | NOTE 11/1 | 39,000 | $39,000 | thousands by filing date | principal |
| ATERIAN INC | 02156U101 | COM | 21,960 | $39,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 7,500 | $38,000 | thousands by filing date | call |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 3,300 | $36,000 | thousands by filing date | put |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 11,902 | $36,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 21,568 | $36,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 11,649 | $35,000 | thousands by filing date | |
| HYRECAR INC | 44916T107 | COM | 7,500 | $35,000 | thousands by filing date | put |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 14,837 | $34,000 | thousands by filing date | |
| NOVUS CAPITAL CORPORATION II | 67012W112 | *W EXP 02/02/202 | 27,150 | $34,000 | thousands by filing date | |
| APPHARVEST INC | 03783T103 | COM | 23,250 | $33,000 | thousands by filing date | |
| PLUM ACQUISITION CORP I | G7134L118 | *W EXP 03/18/202 | 40,000 | $33,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 27,900 | $32,000 | thousands by filing date | call |
| GDS HLDGS LTD | 36165LAB4 | NOTE 2.000% 6/0 | 29,000 | $32,000 | thousands by filing date | principal |
| GORES HLDGS VIII INC | 382863116 | *W EXP 03/01/202 | 15,625 | $32,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 1,846 | $30,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765UAB9 | NOTE 0.750% 2/1 | 19,000 | $30,000 | thousands by filing date | principal |
| SOCIAL LEVERAGE ACQUISN CORP | 83363K110 | WARR | 35,836 | $30,000 | thousands by filing date | |
| VISTRA CORP | 92840M128 | COM | 166,260 | $28,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 15,625 | $27,000 | thousands by filing date | |
| FORTISTAR SUSTAINABLE SOL CO | 34962M114 | WTS | 44,769 | $27,000 | thousands by filing date | |
| SILVER SPIKE ACQUISITN CORP | G8201H113 | WARR | 30,000 | $26,000 | thousands by filing date | |
| REVOLUTION HEALTHCAR AQ CORP | 76155Y116 | *W EXP 12/31/202 | 34,570 | $26,000 | thousands by filing date | |
| ROYALTY PHARMA PLC | G7709Q104 | SHS CLASS A | 620 | $25,000 | thousands by filing date | |
| CHAMPIONX CORPORATION | 15872M104 | COM | 1,226 | $25,000 | thousands by filing date | |
| SNAP INC | 83304AAB2 | NOTE 0.75% 08/01/2026 | 11,000 | $24,000 | thousands by filing date | principal |
| CARGURUS INC COM CL A | 141788109 | Stock | 1,501 | $23,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 400 | $23,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 1,585 | $23,000 | thousands by filing date | |
| FTAC HERA ACQUISITION CORP | G3728Y111 | *W EXP 02/28/202 | 25,000 | $22,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 3,353 | $21,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 43,002 | $21,000 | thousands by filing date | |
| FINSERV ACQUISITION CORP II | 31809Y111 | *W EXP 02/17/202 | 33,872 | $21,000 | thousands by filing date | |
| BIGBEAR AI HLDGS INC | 08975B117 | *W EXP 12/08/202 | 25,000 | $20,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 19,176 | $19,000 | thousands by filing date | |
| Gaotu Techedu Inc | 36257Y109 | COM | 10,000 | $19,000 | thousands by filing date | put |
| Gaotu Techedu Inc | 36257Y109 | COM | 10,000 | $19,000 | thousands by filing date | call |
| COHN ROBBINS HOLDINGS CORP | G23726113 | *W EXP 08/28/202 | 24,287 | $19,000 | thousands by filing date | |
| ADAPTIVE BIOTECHNOLOGIES CORP COM | 00650F109 | Stock | 1,511 | $18,000 | thousands by filing date | |
| Gaotu Techedu Inc | 36257Y109 | COM | 9,300 | $18,000 | thousands by filing date | |
| H World Group Ltd | 44332NAB2 | Convertible bond | 19,000 | $18,000 | thousands by filing date | principal |
| ORION BIOTECH OPPORTUNTES CO | G6780C117 | *W EXP 04/15/202 | 18,348 | $18,000 | thousands by filing date | |
| SCIENCE STRATEGIC ACQ ALPHA | 808641112 | *W EXP 01/20/202 | 33,333 | $18,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 113 | $17,000 | thousands by filing date | |
| LAZARD GROWTH ACQUISITION CO | G54035111 | *W EXP 02/10/202 | 20,000 | $17,000 | thousands by filing date | |
| INDEPENDENCE HOLDINGS CORP | G4761A127 | *W EXP 03/31/202 | 19,520 | $17,000 | thousands by filing date | |
| VIRGIN GROUP ACQUISIT CORP I | G9460K128 | *W EXP 03/13/202 | 20,000 | $17,000 | thousands by filing date | |
| ADVANCED MERGER PARTNERS INC | 00777J117 | WTS | 20,666 | $16,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 454 | $14,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 26,084 | $13,000 | thousands by filing date | |
| ONE EQUITY PARTNERS OPEN WTR | 68237L113 | WTS | 23,333 | $13,000 | thousands by filing date | |
| HYRECAR INC | 44916T107 | COM | 2,500 | $12,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP VII | 17144M110 | *W EXP 02/29/202 | 10,151 | $10,000 | thousands by filing date | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 12,712 | $9,000 | thousands by filing date | |
| THUNDER BRDG CAP PRTNRS IV I | 88605L115 | YW EXP 04/30/202 | 10,000 | $9,000 | thousands by filing date | |
| EFFECTOR THERAPEUTICS INC | 28202V116 | *W EXP 12/31/202 | 10,000 | $9,000 | thousands by filing date | |
| ARMADA ACQUISITION CORP I | 04208V111 | *W EXP 99/99/999 | 16,307 | $9,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 3,600 | $9,000 | thousands by filing date | call |
| VALE S A | 91912E105 | SPONSORED ADS | 558 | $8,000 | thousands by filing date | |
| GEN DIGITAL INC COM | 668771108 | Stock | 300 | $8,000 | thousands by filing date | |
| POWERED BRANDS | G7209M116 | WARR | 13,333 | $8,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 44 | $7,000 | thousands by filing date | |
| MICROMOBILITY.COM INC | 42309B139 | *W EXP 08/13/202 | 19,635 | $7,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 200 | $6,000 | thousands by filing date | call |
| ARRAY TECHNOLOGIES, INC. | 04271T100 | COM SHS | 169 | $3,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 25,568 | $3,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 66 | $2,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 100 | $2,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 100 | $1,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 70,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ROYALTY PHARMA PLC | G7709Q104 | SHS CLASS A | 20,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 30,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 64,500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 61,500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| LINDE PLC | G5494J103 | SHS | 5,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| IRONSOURCE LTD NPV | M5R75Y101 | CL A ORD SHS | 100,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 54,600 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NANO X IMAGING LTD | M70700105 | ORD SHS | 329,900 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GAN LTD | G3728V109 | SHS | 213,100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| GAN LTD | G3728V109 | SHS | 14,700 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-22-000911 | this filing | 2022-02-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-23-003529 | base | 2023-09-21 | acceptance time not in the bulk data set |