13F-HR filed by LEVEL FOUR ADVISORY SERVICES, LLC
LEVEL FOUR ADVISORY SERVICES, LLC filed this 13F-HR for the quarter ended 2021-12-31, filed 2022-02-11, with 646 holding rows worth $1,311,536,000.
- Accession
- 0001085146-22-000854
- Filer
- CIK 1696715
- Filed
- 2022-02-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2021
A holdings report, 646 entries on the cover page, a total value of $1,311,536,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,311,536,000 with VALUE read as thousands by filing date, 13F file number 028-17884. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464287762 | US HLTHCARE ETF | 1,075 | $323,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 4,045 | $314,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 1,107 | $311,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 72,924 | $311,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 8,353 | $309,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y384 | CYBRSCURTY ETF | 9,701 | $308,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 4,592 | $307,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 2,251 | $307,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 5,975 | $305,000 | thousands by filing date | |
| PACER DATA & ETF INFRASTRUCTURE REAL ESTATE | 69374H741 | ETF | 7,024 | $304,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 31,176 | $302,000 | thousands by filing date | |
| FS KKR CAP CORP | 302635206 | COM | 14,364 | $301,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 4,184 | $297,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 784 | $294,000 | thousands by filing date | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 5,409 | $293,000 | thousands by filing date | |
| PINE IS ACQUISITION CORP UNIT EX | 722615200 | Stock | 28,700 | $292,000 | thousands by filing date | |
| ROBLOX CORP CL A | 771049103 | Stock | 2,778 | $287,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 4,668 | $287,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 1,865 | $281,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 3,764 | $280,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 3,201 | $280,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 2,747 | $279,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 7,422 | $278,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 4,985 | $277,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 6,459 | $277,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 996 | $276,000 | thousands by filing date | |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 5,855 | $276,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 2,526 | $276,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 15,288 | $275,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 4,704 | $272,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 703 | $272,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 6,149 | $271,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1,092 | $270,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 497 | $270,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 993 | $270,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 1,711 | $269,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 6,102 | $263,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 849 | $262,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 14,262 | $261,000 | thousands by filing date | |
| CARECLOUD INC | 14167R100 | COM | 40,300 | $255,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 773 | $254,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 392 | $254,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 26,000 | $254,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 5,585 | $254,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 3,458 | $253,000 | thousands by filing date | |
| MARVELL TECHNOLOGY INC | 573874104 | COM | 2,866 | $251,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 3,080 | $249,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 4,076 | $249,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 3,043 | $248,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 1,011 | $247,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 9,859 | $247,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 4,671 | $247,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 1,058 | $247,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 291 | $246,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 5,132 | $246,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 5,672 | $246,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 16,270 | $245,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 3,683 | $245,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 10,650 | $244,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 7,300 | $244,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 1,869 | $242,000 | thousands by filing date | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 10,800 | $240,000 | thousands by filing date | |
| WHEELS UP EXPERIENCE I F | 96328L106 | Com | 51,679 | $240,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 10,910 | $239,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 5,940 | $239,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 4,578 | $237,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 372 | $235,000 | thousands by filing date | |
| FUBOTV INC | 35953D104 | COM | 15,153 | $235,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 3,424 | $234,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 772 | $233,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 725 | $233,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 1,984 | $233,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 9,426 | $232,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 5,424 | $230,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 2,314 | $229,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 4,825 | $228,000 | thousands by filing date | |
| iShares Gold Trust | 464285204 | COM | 6,489 | $226,000 | thousands by filing date | |
| ON HLDG AG NAMEN AKT A | H5919C104 | Stock | 5,987 | $226,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 3,319 | $225,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 1,940 | $225,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 2,904 | $225,000 | thousands by filing date | |
| DUTCH BROS INC | 26701L100 | CL A | 4,385 | $223,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 1,054 | $223,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 1,873 | $222,000 | thousands by filing date | |
| DIGITALOCEAN HLDGS INC COM | 25402D102 | Stock | 2,748 | $221,000 | thousands by filing date | |
| MATTERPORT INC | 577096100 | COM CL A | 10,720 | $221,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 2,576 | $220,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 5,566 | $219,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 1,917 | $219,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 21,127 | $219,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 954 | $218,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 628 | $218,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 3,949 | $218,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 1,769 | $216,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 9,850 | $216,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 1,324 | $214,000 | thousands by filing date | |
| RIVIAN AUTOMOTIVE INC COM CL A | 76954A103 | Stock | 2,045 | $212,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 6,923 | $212,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 3,000 | $211,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 35,810 | $211,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 2,736 | $210,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 13,915 | $210,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 8,884 | $209,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 7,044 | $209,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 7,002 | $207,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 2,880 | $206,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R696 | CMN | 6,051 | $205,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 3,339 | $203,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 9,560 | $203,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 3,261 | $202,000 | thousands by filing date | |
| BREAKWAVE DRY BULK SHIPPING ETF | 26923H200 | ETF | 6,860 | $202,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 149 | $201,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 23,989 | $201,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 1,381 | $200,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 3,271 | $200,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 1,287 | $200,000 | thousands by filing date | |
| THOMPSON REUTERS CORP | 884903709 | COM NEW | 1,675 | $200,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 13,250 | $199,000 | thousands by filing date | |
| PAYSAFE LIMITED | G6964L107 | ORD | 51,000 | $199,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 10,121 | $198,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 13,777 | $193,000 | thousands by filing date | |
| VIRTUS DIVIDEND, INTEREST & PR | 92840R101 | COM | 11,400 | $183,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 11,939 | $179,000 | thousands by filing date | |
| IONQ INC COM | 46222L108 | Stock | 10,000 | $167,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 15,130 | $161,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 17,593 | $153,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 15,051 | $146,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 10,250 | $138,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 14,524 | $115,000 | thousands by filing date | |
| THERATECHNOLOGIES INC | 88338HAA8 | NOTE 5.750% 6/3 | 114,000 | $101,000 | thousands by filing date | principal |
| YAMANA GOLD INC | 98462Y100 | COM | 18,565 | $78,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 39,340 | $54,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 12,070 | $53,000 | thousands by filing date | |
| Cinedigm Corp CL A | 172406209 | COM NEW | 45,196 | $52,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 50,000 | $51,000 | thousands by filing date | principal |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 12,000 | $45,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 10,226 | $35,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 10,000 | $31,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 21,550 | $27,000 | thousands by filing date | |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 40,000 | $24,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 2,500 | $16,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 65,600 | $13,000 | thousands by filing date | call |
| Pfizer Inc. | 717081103 | COM | 1,700 | $11,000 | thousands by filing date | call |
| Walt Disney Co | 254687106 | COM | 600 | $4,000 | thousands by filing date | call |
| AT&T Inc | 00206R102 | COM | 3,500 | $2,000 | thousands by filing date | call |
| Berkshire Hathaway Inc | 084670702 | COM | 100 | $1,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-22-000854 | this filing | 2022-02-11 | acceptance time not in the bulk data set |