13F-HR filed by Private Advisor Group, LLC
Private Advisor Group, LLC filed this 13F-HR for the quarter ended 2021-12-31, filed 2022-02-10, with 2,146 holding rows worth $13,330,839,000.
- Accession
- 0001085146-22-000776
- Filer
- CIK 1567755
- Filed
- 2022-02-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2021
A holdings report, 2,146 entries on the cover page, a total value of $13,330,839,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $13,330,839,000 with VALUE read as thousands by filing date, 13F file number 028-15851. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HARROW INC | 415858109 | COM | 13,683 | $118,000 | thousands by filing date | |
| FAT BRANDS INC | 30258N105 | CLASS A COM | 10,928 | $116,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 45,339 | $115,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 30,740 | $114,000 | thousands by filing date | |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 16,779 | $113,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 24,055 | $112,000 | thousands by filing date | |
| NUCANA PLC | 67022C106 | ADR | 47,050 | $112,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 85,100 | $111,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 10,809 | $110,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 16,326 | $110,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 12,654 | $110,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 21,972 | $109,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 31,482 | $109,000 | thousands by filing date | |
| GAN LTD | G3728V109 | SHS | 11,857 | $109,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 12,783 | $108,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 28,672 | $108,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 40,095 | $107,000 | thousands by filing date | |
| PURECYCLE TECHNOLOGIES INC | 74623V111 | *W EXP 03/17/202 | 29,162 | $105,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 10,922 | $104,000 | thousands by filing date | |
| EVGO INC | 30052F100 | CL A COM | 10,509 | $104,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E164 | S&P SMLCP ENGY | 14,666 | $102,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 14,428 | $98,000 | thousands by filing date | |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 15,500 | $96,000 | thousands by filing date | |
| NATWEST GROUP PLC | 639057108 | COMMON STOCK-FO | 15,805 | $96,000 | thousands by filing date | |
| ZEVRA THERAPEUTICS INC COM NEW | 488445206 | Stock | 10,926 | $95,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 10,400 | $95,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 15,180 | $95,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 45,950 | $95,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 22,168 | $94,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 10,752 | $94,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 17,771 | $93,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 14,384 | $92,000 | thousands by filing date | |
| ADIAL PHARMACEUTICALS INC | 00688A106 | COM | 34,150 | $92,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 20,079 | $91,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 22,358 | $91,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 15,223 | $89,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 11,766 | $89,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 11,506 | $88,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 17,806 | $88,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 10,625 | $88,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 30,817 | $85,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 28,152 | $85,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 12,856 | $82,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 15,521 | $82,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 17,245 | $82,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 17,493 | $81,000 | thousands by filing date | |
| ARRIVAL GROUP | L0423Q108 | SHS | 10,800 | $80,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 250,000 | $79,000 | thousands by filing date | call |
| VBI VACCINES INC | 91822J103 | COM NEW | 33,565 | $79,000 | thousands by filing date | |
| PERELLA WEINBERG PARTNERS | 71367G110 | *W EXP 12/31/202 | 22,316 | $79,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 14,768 | $77,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 13,139 | $77,000 | thousands by filing date | |
| WHEELS UP EXPERIENCE I F | 96328L106 | Com | 16,700 | $77,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 17,869 | $76,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 33,500 | $75,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 10,000 | $73,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 13,135 | $73,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 19,115 | $72,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 11,754 | $72,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 17,841 | $71,000 | thousands by filing date | |
| Global X Cannabis ETF | 37954Y426 | EX TRD EQ FD | 11,775 | $69,000 | thousands by filing date | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 18,807 | $67,000 | thousands by filing date | |
| PLANET LABS PBC | 72703X106 | COM CL A | 10,400 | $64,000 | thousands by filing date | |
| DUOS TECHNOLOGIES GROUP INC | 266042407 | COMMON STOCK | 12,350 | $63,000 | thousands by filing date | |
| INNOVIZ TECHNOLOGIES LTD | M5R635108 | SHS | 10,000 | $63,000 | thousands by filing date | |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 40,714 | $63,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 31,864 | $63,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 23,000 | $63,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 20,000 | $61,000 | thousands by filing date | put |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 11,392 | $59,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 22,608 | $56,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 10,000 | $55,000 | thousands by filing date | put |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 1,000,000 | $54,000 | thousands by filing date | call |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 11,023 | $52,000 | thousands by filing date | |
| AUDACY INC | 05070N103 | COM | 20,062 | $52,000 | thousands by filing date | |
| LORDSTOWN MOTORS CORP | 54405Q100 | COM | 14,665 | $51,000 | thousands by filing date | |
| PARTS ID INC | 702141102 | COM | 20,000 | $48,000 | thousands by filing date | |
| PAYSAFE LIMITED | G6964L107 | ORD | 12,389 | $48,000 | thousands by filing date | |
| VELODYNE LIDAR INC | 92259F101 | COM | 10,019 | $46,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 10,000 | $45,000 | thousands by filing date | put |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 200,000 | $45,000 | thousands by filing date | put |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 40,000 | $44,000 | thousands by filing date | principal |
| XWELL INC COM NEW | 98420U703 | Stock | 20,021 | $40,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 25,169 | $40,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 80,000 | $38,000 | thousands by filing date | call |
| NEW GOLD INC CDA | 644535106 | COM | 25,500 | $38,000 | thousands by filing date | |
| BIONANO GENOMICS INC | 09075F107 | COM | 12,650 | $38,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 11,012 | $37,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 11,013 | $37,000 | thousands by filing date | |
| PALISADE BIO INC | 696389105 | COM | 28,500 | $37,000 | thousands by filing date | |
| MIND MEDICINE (MINDMED) INC | 60255C109 | COMMON STOCK-FO | 25,710 | $36,000 | thousands by filing date | |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 11,000 | $36,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 10,800 | $33,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 10,500 | $32,000 | thousands by filing date | |
| DATADOGINCCLASSA | 23804L103 | STOK | 800 | $30,000 | thousands by filing date | call |
| AXE COMPUTE INC COM NEW | 74039M200 | Stock | 31,805 | $30,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 10,000 | $28,000 | thousands by filing date | put |
| BIORA THERAPEUTICS INC | 74319F107 | COM | 13,169 | $28,000 | thousands by filing date | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 15,094 | $27,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 26,533 | $27,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 11,335 | $26,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 26,608 | $26,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 11,870 | $26,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 10,000 | $25,000 | thousands by filing date | put |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 50,000 | $24,000 | thousands by filing date | call |
| ADVISORSHARES TR | 00768Y453 | PURE US CANNABIS | 100,000 | $23,000 | thousands by filing date | call |
| EVOGENE LTD | M4119S104 | SHS | 14,013 | $23,000 | thousands by filing date | |
| ORBITAL ENERGY GROUP INC | 68559A109 | COM | 10,220 | $22,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 24,200 | $21,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 34,899 | $20,000 | thousands by filing date | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 11,205 | $18,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 12,000 | $17,000 | thousands by filing date | call |
| SSR MINING IN | 784730103 | COM | 100,000 | $17,000 | thousands by filing date | call |
| IBIO INC | 451033203 | COM NEW | 31,326 | $17,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 15,205 | $16,000 | thousands by filing date | |
| LONGVIEW ACQUISITION CORP II | 54319Q113 | *W EXP 99/99/999 | 17,216 | $15,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 1,000 | $14,000 | thousands by filing date | call |
| HEXO CORP | 428304307 | COM NEW | 19,760 | $14,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 13,000 | $14,000 | thousands by filing date | principal |
| OTONOMO TECHNOLOGIES LTD | M7571L111 | *W EXP 08/13/202 | 42,500 | $14,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 10,000 | $13,000 | thousands by filing date | put |
| Advanced Micro Devices,Inc. | 007903107 | COM | 800 | $13,000 | thousands by filing date | call |
| FORD MTR CO COM | 345370860 | Stock | 7,500 | $13,000 | thousands by filing date | call |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 11,000 | $11,000 | thousands by filing date | principal |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 10,000 | $10,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 10,000 | $9,000 | thousands by filing date | call |
| SESEN BIO INC | 817763105 | COM | 10,000 | $8,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 200 | $7,000 | thousands by filing date | call |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 14,707 | $7,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 10,000 | $6,000 | thousands by filing date | call |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 10,000 | $6,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 26,702 | $6,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 10,000 | $6,000 | thousands by filing date | |
| EVOLVE TRANSITION INFRASTRU | 30053M104 | COM UNITS REP B | 10,000 | $6,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 753 | $5,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 100 | $4,000 | thousands by filing date | call |
| ENBRIDGE INC COM | 29250N105 | Stock | 10,000 | $4,000 | thousands by filing date | call |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 2,000 | $4,000 | thousands by filing date | call |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 5,000 | $4,000 | thousands by filing date | call |
| BRISTOL-MYERS SQUIBB CO | 110122140 | RIGHT 12/30/2030 | 15,000 | $3,000 | thousands by filing date | |
| VERTIV HOLDINGS CO COM CL A | 92537N108 | Stock | 10,000 | $2,000 | thousands by filing date | call |
| PURECYCLE TECHNOLOGIES INC | 74623V103 | COM | 20,000 | $1,000 | thousands by filing date | call |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 5,000 | $1,000 | thousands by filing date | call |
| Applied Materials,Inc. | 038222105 | COM | 2,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-22-000776 | this filing | 2022-02-10 | acceptance time not in the bulk data set |