13F-HR filed by NWAM LLC
NWAM LLC filed this 13F-HR for the quarter ended 2021-12-31, filed 2022-02-10, with 505 holding rows worth $1,264,941,000.
- Accession
- 0001085146-22-000769
- Filer
- CIK 1655006
- Filed
- 2022-02-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2021
A holdings report, 505 entries on the cover page, a total value of $1,264,941,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,264,941,000 with VALUE read as thousands by filing date, 13F file number 028-17002. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 16,000 | $80,000 | thousands by filing date | |
| SHIFT TECHNOLOGIES INC | 82452T107 | CL A | 19,500 | $66,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 23,047 | $64,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 20,000 | $18,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 10,000 | $18,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-22-000769 | this filing | 2022-02-10 | acceptance time not in the bulk data set |