13F-HR filed by OPPENHEIMER & CO INC
OPPENHEIMER & CO INC filed this 13F-HR for the quarter ended 2021-12-31, filed 2022-02-02, with 1,485 holding rows worth $5,719,417,000.
- Accession
- 0001085146-22-000448
- Filer
- CIK 822581
- Filed
- 2022-02-02
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2021
A holdings report, 1,485 entries on the cover page, a total value of $5,719,417,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,719,417,000 with VALUE read as thousands by filing date, 13F file number 028-04046. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ETSY INC | 29786A106 | COM | 2,498 | $547,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 6,719 | $544,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 26,000 | $544,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 10,836 | $543,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 5,271 | $536,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 6,580 | $536,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 5,149 | $534,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 3,061 | $533,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 12,793 | $531,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 77,403 | $529,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 4,305 | $527,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 15,900 | $527,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 11,140 | $527,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES SWISS | 46138R108 | SWISS FRANC | 5,337 | $527,000 | thousands by filing date | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 5,391 | $519,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 10,071 | $514,000 | thousands by filing date | |
| FEMASYS INC | 31447E105 | cs | 131,856 | $514,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 3,664 | $511,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 3,141 | $506,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 6,185 | $505,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 4,794 | $504,000 | thousands by filing date | |
| WILLSCOT HLDGS CORP | 971378104 | COM CL A | 12,305 | $503,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 3,248 | $502,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 9,433 | $501,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 1,140 | $500,000 | thousands by filing date | |
| GEN DIGITAL INC COM | 668771108 | Stock | 19,233 | $500,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 19,733 | $500,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 13,361 | $500,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 9,879 | $500,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y475 | S&P 500 COVERED | 9,886 | $499,000 | thousands by filing date | |
| ALECTOR INC | 014442107 | COMMON STOCK | 24,100 | $497,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 1,652 | $496,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 6,466 | $495,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 2,390 | $494,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 4,650 | $494,000 | thousands by filing date | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 10,115 | $493,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 12,808 | $492,000 | thousands by filing date | |
| ECOFIN SUSTAINABLE & SOC IMP T | 27901F109 | COM SH BEN INT | 33,546 | $491,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 34,130 | $491,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 9,890 | $491,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 9,271 | $488,000 | thousands by filing date | |
| REYNOLDS CONSUMER PRODS INC COM | 76171L106 | Stock | 15,513 | $487,000 | thousands by filing date | |
| ARRAY TECHNOLOGIES, INC. | 04271T100 | COM SHS | 31,050 | $487,000 | thousands by filing date | |
| ONDAS HLDGS INC | 68236H204 | COM NEW | 71,857 | $482,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 6,721 | $482,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 14,815 | $482,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 2,843 | $482,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 29,061 | $480,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 20,923 | $479,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 14,608 | $478,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 9,003 | $478,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 2,515 | $478,000 | thousands by filing date | |
| UNITED STS COMMODITY INDEX F | 911718104 | CM REP COPP FD | 17,540 | $477,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 13,302 | $476,000 | thousands by filing date | |
| TRAVEL PLUS LEISURE CO COM | 894164102 | Stock | 8,617 | $476,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 280 | $475,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 5,333 | $474,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 11,380 | $472,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 7,322 | $471,000 | thousands by filing date | |
| CLEARBRIDGE ALL CAP GROWTH ESG | 524682101 | FUND | 9,300 | $471,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 25,600 | $470,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 5,000 | $470,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 38,597 | $469,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 8,181 | $469,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 15,320 | $468,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 3,376 | $467,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 54,251 | $466,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 8,961 | $465,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 30,738 | $464,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 9,050 | $463,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 47,616 | $463,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 25,000 | $463,000 | thousands by filing date | |
| THIRD COAST BANCSHARES INC | 88422P109 | COM | 17,799 | $462,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 40,861 | $462,000 | thousands by filing date | |
| ATLAS CORP | Y0436Q109 | COM | 32,300 | $458,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 20,000 | $457,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 4,246 | $456,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 3,565 | $455,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 633 | $455,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 2,210 | $453,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 123,400 | $453,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 22,125 | $452,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 33,352 | $450,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 5,291 | $449,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 17,485 | $449,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 55,982 | $449,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 1,467 | $445,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 5,765 | $445,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 4,311 | $445,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 30,272 | $445,000 | thousands by filing date | |
| ABRDN GLOBAL INFRA INCOME FU | 00326W106 | COM SHS BEN INT | 21,454 | $441,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 3,713 | $440,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 29,279 | $439,000 | thousands by filing date | |
| VALENS SEMICONDUCTOR LTD | M9607U115 | ORDINARY SHARES | 56,875 | $438,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 4,741 | $436,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 9,387 | $436,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 2,684 | $432,000 | thousands by filing date | |
| LISTED FDS TR | 53656F789 | ROUN SPOR BE ETF | 17,325 | $430,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 2,151 | $429,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 31,288 | $429,000 | thousands by filing date | |
| STEM INC | 85859N102 | COM | 22,442 | $426,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 6,457 | $426,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 23,714 | $426,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 4,395 | $425,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 1,812 | $424,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 9,623 | $424,000 | thousands by filing date | |
| SAMSARA INC COM CL A | 79589L106 | Stock | 15,000 | $422,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 2,707 | $422,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 1,000 | $420,000 | thousands by filing date | |
| IONQ INC COM | 46222L108 | Stock | 25,000 | $418,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 6,328 | $413,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 14,332 | $412,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 11,318 | $411,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 8,045 | $409,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 5,347 | $408,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 6,500 | $401,000 | thousands by filing date | |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 3,508 | $399,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 61,931 | $397,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 12,172 | $394,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 22,143 | $393,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 53,759 | $393,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 8,612 | $389,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 1,337 | $388,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 34,554 | $387,000 | thousands by filing date | |
| PGIM SHORT DUR HIG YLD OPP F | 69355J104 | COM | 21,000 | $387,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 2,804 | $385,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F593 | CMN | 12,000 | $385,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 47,485 | $381,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 22,644 | $380,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 10,901 | $380,000 | thousands by filing date | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 7,136 | $380,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 6,589 | $378,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 17,387 | $377,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 3,134 | $375,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 4,032 | $375,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y624 | AUTONMOUS EV ETF | 12,275 | $375,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 28,391 | $372,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 3,512 | $371,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 6,800 | $370,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 4,700 | $370,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 8,505 | $368,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 7,373 | $367,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 1,021 | $367,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 1,554 | $365,000 | thousands by filing date | |
| O'Shares FTSE U.S. Quality Divid | 67110P407 | COM | 7,830 | $365,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 6,059 | $361,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 3,999 | $360,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 8,410 | $360,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 7,340 | $358,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 3,271 | $358,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 2,651 | $358,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 7,572 | $356,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 2,542 | $356,000 | thousands by filing date | |
| TURNING PT THERAPEUTICS | 90041T108 | COM | 7,443 | $355,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 6,200 | $354,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 4,805 | $353,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 32,183 | $353,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 7,581 | $353,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 4,240 | $352,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 3,426 | $352,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 1,761 | $352,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 15,204 | $352,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 10,809 | $351,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 4,162 | $350,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 20,000 | $349,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 6,671 | $348,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 22,946 | $347,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 6,360 | $347,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 19,358 | $346,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 10,386 | $344,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 18,875 | $342,000 | thousands by filing date | |
| AZEK CO INC | 05478C105 | CL A | 7,403 | $342,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 5,382 | $339,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 5,920 | $339,000 | thousands by filing date | |
| VIRTUS ALLIANZGI ARTIFICIAL IN | 92838Y100 | COM | 13,674 | $339,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 23,127 | $339,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 3,847 | $337,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 6,753 | $337,000 | thousands by filing date | |
| LISTED FDS TR | 53656F417 | ROUNDHILL BALL | 22,200 | $337,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 1,115 | $336,000 | thousands by filing date | |
| RIVIAN AUTOMOTIVE INC COM CL A | 76954A103 | Stock | 3,242 | $336,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 11,260 | $336,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 6,612 | $336,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 7,194 | $334,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 7,467 | $334,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 11,327 | $332,000 | thousands by filing date | |
| SCHRODINGER INC COM | 80810D103 | Stock | 9,491 | $331,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 92,259 | $331,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 36,126 | $328,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 1,180 | $327,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 2,675 | $327,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 4,234 | $326,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 6,542 | $326,000 | thousands by filing date | |
| FIRST TR HIGH YIELD OPPRT 20 | 33741Q107 | COM | 16,004 | $324,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A172 | NATIONWIDE NASDQ | 11,600 | $324,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 9,359 | $323,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 6,705 | $323,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 23,294 | $321,000 | thousands by filing date | |
| FUBOTV INC | 35953D104 | COM | 20,640 | $320,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 7,174 | $320,000 | thousands by filing date | |
| SHOCKWAVE MED INC | 82489T104 | COM | 1,792 | $320,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 6,925 | $318,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 8,419 | $317,000 | thousands by filing date | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 21,685 | $317,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y707 | RENEWABLE ENERGY | 20,195 | $316,000 | thousands by filing date | |
| PIEDMONT LITHIUM INC | 72016P105 | COM | 6,025 | $316,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 4,906 | $315,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 6,509 | $314,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 130 | $312,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 5,591 | $312,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 34,100 | $312,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 1,113 | $312,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 6,247 | $312,000 | thousands by filing date | |
| INVESCO NASDAQ NEXT GEN 100 ETF | 46138G631 | ETF | 9,192 | $308,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 20,600 | $307,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 10,325 | $306,000 | thousands by filing date | |
| JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | 46641Q654 | ETF | 6,000 | $306,000 | thousands by filing date | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 6,552 | $305,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 11,063 | $304,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 2,690 | $303,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 27,294 | $303,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 20,348 | $303,000 | thousands by filing date | |
| BILL HOLDINGS INC | 090043100 | COM | 1,214 | $302,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 55,885 | $302,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 21,345 | $299,000 | thousands by filing date | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 13,405 | $298,000 | thousands by filing date | |
| VIRTUS ETF TR II | 92790A504 | VIRTUS US QLTY | 9,031 | $298,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 9,490 | $297,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 2,618 | $295,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 15,285 | $295,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 1,490 | $293,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 1,570 | $293,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 2,000 | $293,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 15,316 | $292,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 17,015 | $291,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 3,029 | $289,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2027 CORPORATE BOND ETF | 46138J783 | ETF | 13,412 | $289,000 | thousands by filing date | |
| APARTMENT INCOME REIT CORP | 03750L109 | COM | 5,283 | $289,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 182,950 | $289,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F770 | CONV | 5,000 | $288,000 | thousands by filing date | |
| BROADCOM INC | 11135F200 | 8% MCNV PFD SR A | 139 | $288,000 | thousands by filing date | |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 3,158 | $287,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 5,045 | $287,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 2,110 | $287,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061862 | TAIL RISK | 16,092 | $287,000 | thousands by filing date | |
| BIONANO GENOMICS INC | 09075F107 | COM | 96,146 | $287,000 | thousands by filing date | |
| Avantis US Small Cap Value ETF | 025072877 | SHS | 3,576 | $285,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 8,450 | $285,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 2,583 | $284,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 1,252 | $284,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 2,029 | $284,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 4,095 | $283,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 3,048 | $283,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 7,019 | $283,000 | thousands by filing date | |
| DIGITALOCEAN HLDGS INC COM | 25402D102 | Stock | 3,511 | $282,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 3,167 | $282,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 5,762 | $282,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 5,816 | $282,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 17,398 | $280,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 1,983 | $279,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 16,169 | $277,000 | thousands by filing date | |
| LEMONADEINC | 52567D107 | STOK | 6,550 | $276,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 3,168 | $275,000 | thousands by filing date | |
| AON PLC SHS CL A | G0403H108 | Stock | 916 | $275,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 69,941 | $275,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 3,528 | $274,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 20,181 | $273,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 16,480 | $273,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 67,500 | $273,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 20,600 | $273,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P889 | HORIZON DMST ETF | 7,611 | $273,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y434 | GENOMIC BIOTECH | 13,777 | $273,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 3,167 | $272,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 20,039 | $272,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 26,360 | $272,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 14,311 | $269,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 3,199 | $268,000 | thousands by filing date | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 29,500 | $268,000 | thousands by filing date | |
| ENERPAC TOOL GROUP CORP CL A COM | 292765104 | Stock | 13,150 | $267,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 2,353 | $267,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 6,498 | $267,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 3,007 | $266,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 80,839 | $266,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 1,091 | $262,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 1,936 | $261,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 2,180 | $261,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 399 | $260,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 11,415 | $260,000 | thousands by filing date | |
| NEUBERGER BERMAN NEXT GENERA | 64133Q108 | COMMON STOCK | 15,000 | $260,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 4,125 | $260,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 29,890 | $259,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H305 | CONV | 5,149 | $259,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 2,945 | $258,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P301 | MUNI HI INCM ETF | 4,580 | $257,000 | thousands by filing date | |
| LI AUTO INC SPONSORED ADS | 50202M102 | ADR | 7,958 | $255,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 11,186 | $254,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 7,400 | $253,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 1,836 | $252,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 24,277 | $252,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 1,952 | $251,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 7,060 | $251,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 16,622 | $251,000 | thousands by filing date | |
| UPSTARTHLDGSINC | 91680M107 | STOK | 1,653 | $250,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 1,954 | $249,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 13,902 | $249,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 7,906 | $249,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 1,916 | $248,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 12,776 | $248,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 3,000 | $247,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 9,398 | $246,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 8,600 | $245,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 2,081 | $244,000 | thousands by filing date | |
| AFFIRM HLDGS INC COM CL A | 00827B106 | Stock | 2,420 | $243,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 8,131 | $243,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 5,668 | $242,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 1,900 | $242,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 1,159 | $241,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 14,948 | $241,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 4,474 | $240,000 | thousands by filing date | |
| PUBMATIC INC CLASS A | 74467Q103 | COMMON STOCK | 7,038 | $240,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 1,569 | $239,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 1,510 | $239,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 6,187 | $238,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 2,955 | $237,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V498 | S&P SMLCP MOMENT | 4,205 | $237,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 4,017 | $237,000 | thousands by filing date | |
| PROSHARES TR | 74347B169 | CMN | 4,170 | $237,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 10,012 | $236,000 | thousands by filing date | |
| BLACKROCK CAP ALLOCATION TER | 09260U109 | COM | 12,145 | $236,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 6,599 | $236,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 4,533 | $234,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 1,622 | $234,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 3,871 | $234,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 37,265 | $234,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 15,074 | $234,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 18,606 | $234,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 14,551 | $232,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 9,302 | $232,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 2,655 | $231,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 351 | $231,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 1,741 | $230,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 864 | $230,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 7,766 | $230,000 | thousands by filing date | |
| TFI INTERNATIONAL INC COM | 87241L109 | Stock | 2,040 | $229,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 15,634 | $229,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 11,867 | $227,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 27,368 | $226,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 2,062 | $226,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 10,137 | $226,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 4,549 | $225,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 6,968 | $225,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 4,700 | $224,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 1,475 | $222,000 | thousands by filing date | |
| HOWMET AEROSPACE INC COM | 443201108 | Stock | 6,958 | $222,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 16,049 | $222,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 2,709 | $222,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 30,777 | $221,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 23,024 | $221,000 | thousands by filing date | |
| ISHARES TR ETF GENOMICS IMMUNOLOGY & HEALTHCARE | 46435U192 | ETF | 5,055 | $221,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 2,956 | $219,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 2,340 | $218,000 | thousands by filing date | |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 5,824 | $217,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 1,250 | $217,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 3,941 | $216,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 2,882 | $216,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 11,682 | $216,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 1,546 | $215,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 3,000 | $215,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 16,351 | $214,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 2,455 | $214,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 4,569 | $213,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 5,000 | $213,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 14,032 | $213,000 | thousands by filing date | |
| HUT 8 MINING CORP | 44812T102 | COMMON STOCK-FO | 27,105 | $213,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 813 | $212,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 2,700 | $212,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 3,570 | $212,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 3,350 | $211,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 5,200 | $211,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 146 | $211,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 1,506 | $211,000 | thousands by filing date | |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 45,350 | $211,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 4,534 | $210,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 4,577 | $209,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 9,495 | $209,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 2,063 | $208,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 14,018 | $208,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 1,248 | $207,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 7,878 | $206,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E842 | DORSEY WRGT SMLC | 2,292 | $206,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 422 | $205,000 | thousands by filing date | |
| MOTLEY FOOL SMALL-CAP GROWTH ETF | 74933W874 | ETF | 5,600 | $205,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 2,200 | $204,000 | thousands by filing date | |
| ISHARES INC | 46434G764 | MSCI EMRG CHN | 3,369 | $204,000 | thousands by filing date | |
| COHEN & STEERS TAX ADVAN PFD | 19249X108 | COM | 8,500 | $204,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 2,456 | $203,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 1,865 | $201,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 5,000 | $201,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 3,300 | $200,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 11,460 | $200,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 11,550 | $195,000 | thousands by filing date | |
| ACHIEVE LIFE SCIENCES INC | 004468500 | COMMON STOCK | 24,800 | $193,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102209 | UNIT LTD PRT 60 | 21,474 | $191,000 | thousands by filing date | |
| DELAWARE IVY HIGH INCOME OPPOR | 246107106 | COM | 13,100 | $182,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 14,231 | $182,000 | thousands by filing date | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 12,050 | $180,000 | thousands by filing date | |
| ROCKET COS INC | 77311W101 | COM CL A | 12,782 | $179,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 11,831 | $177,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 68,500 | $177,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 27,580 | $175,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 72,500 | $170,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 13,555 | $165,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 31,530 | $164,000 | thousands by filing date | |
| USHG ACQUISITION CORP | 91748P100 | COMMON STOCK | 15,800 | $164,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 16,251 | $162,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 12,790 | $161,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 11,800 | $160,000 | thousands by filing date | |
| SANA BIOTECHNOLOGY INC | 799566104 | COM | 10,200 | $158,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 16,000 | $158,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 22,895 | $158,000 | thousands by filing date | |
| ALTUS POWER INC | 02217A102 | COM CL A | 15,000 | $157,000 | thousands by filing date | |
| CROSSFIRST BANKSHARES INC | 22766M109 | COM | 10,000 | $156,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 11,425 | $155,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 21,339 | $155,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 12,629 | $154,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 56,795 | $151,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 14,735 | $149,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 13,350 | $147,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 15,133 | $146,000 | thousands by filing date | |
| FIRSTMARK HORIZON ACQUISITIO | 33765Y101 | CL A COM | 14,337 | $142,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 11,500 | $139,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 10,362 | $133,000 | thousands by filing date | |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 300,869 | $123,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 24,243 | $121,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 28,283 | $120,000 | thousands by filing date | |
| ASTRIA THERAPEUTICS INC COM | 04635X102 | Stock | 21,816 | $118,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 20,000 | $118,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 13,220 | $116,000 | thousands by filing date | |
| PDS BIOTECHNOLOGY CORP | 70465T107 | COM | 14,000 | $114,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 19,194 | $113,000 | thousands by filing date | |
| TUFIN SOFTWARE TECHNOLOGIS L | M8893U102 | SHS | 10,600 | $112,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 13,222 | $111,000 | thousands by filing date | |
| VELODYNE LIDAR INC | 92259F101 | COM | 23,442 | $109,000 | thousands by filing date | |
| ADIAL PHARMACEUTICALS INC | 00688A106 | COM | 38,500 | $104,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 14,497 | $101,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 47,500 | $98,000 | thousands by filing date | |
| COMPASS INC | 20464U100 | CL A | 10,400 | $95,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 25,110 | $94,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 20,800 | $91,000 | thousands by filing date | |
| CLENE INC | 185634102 | COM | 22,214 | $91,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 20,000 | $89,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 112,322 | $86,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 19,800 | $85,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 18,890 | $80,000 | thousands by filing date | |
| BARK Inc. | 68622E104 | COM | 18,715 | $79,000 | thousands by filing date | |
| PRECIGEN INC | 74017N105 | COM | 20,800 | $77,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 71,000 | $77,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 13,764 | $75,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 44,984 | $75,000 | thousands by filing date | |
| SABA CAPITAL INCOME & OPRNT | 78518H103 | SHARES | 15,070 | $68,000 | thousands by filing date | |
| CURIOSITYSTREAM INC | 23130Q107 | COMMON STOCK | 10,985 | $65,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 10,192 | $59,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 10,000 | $54,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 11,049 | $53,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 49,993 | $52,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 10,283 | $51,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 11,500 | $49,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 21,082 | $44,000 | thousands by filing date | |
| Ohr Pharmaceutical Inc | 64132K102 | COM | 15,750 | $44,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 26,946 | $40,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 15,000 | $40,000 | thousands by filing date | |
| APPHARVEST INC | 03783T103 | COM | 10,100 | $40,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 10,000 | $38,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J112 | WTS | 25,000 | $35,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 28,100 | $34,000 | thousands by filing date | |
| MEREO BIOPHARMA GROUP PLC | 589492107 | CMN | 20,000 | $32,000 | thousands by filing date | |
| GREAT ELM GROUP INC COM NEW | 39037G109 | COM NEW | 14,735 | $31,000 | thousands by filing date | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 22,100 | $30,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 12,500 | $30,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 15,050 | $19,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 10,000 | $16,000 | thousands by filing date | |
| VACCINEX INC | 918640103 | CMN | 14,351 | $15,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 25,100 | $14,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 12,000 | $7,000 | thousands by filing date | |
| DASEKE INC | 23753F115 | *W EXP 02/27/202 | 34,200 | $5,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-22-000448 | this filing | 2022-02-02 | acceptance time not in the bulk data set |