13F-HR filed by PINNACLE ASSOCIATES LTD
PINNACLE ASSOCIATES LTD filed this 13F-HR for the quarter ended 2021-12-31, filed 2022-02-02, with 790 holding rows worth $5,797,148,000.
- Accession
- 0001085146-22-000442
- Filer
- CIK 743127
- Filed
- 2022-02-02
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2021
A holdings report, 790 entries on the cover page, a total value of $5,797,148,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,797,148,000 with VALUE read as thousands by filing date, 13F file number 028-01669. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 10,862 | $730,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 11,657 | $728,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 13,945 | $727,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 3,979 | $724,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 25,783 | $724,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 10,019 | $720,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 6,602 | $717,000 | thousands by filing date | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 13,415 | $714,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 12,172 | $693,000 | thousands by filing date | |
| OTIS WORLDWIDE CORP COM | 68902V107 | Stock | 7,924 | $690,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 8,925 | $688,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 2,324 | $680,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 24,475 | $676,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 3,088 | $676,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 8,582 | $674,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 10,751 | $667,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 7,445 | $657,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 2,533 | $643,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 34,122 | $642,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 15,662 | $641,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 5,545 | $638,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 7,495 | $635,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 10,343 | $624,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 2,927 | $621,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 3,258 | $615,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 5,139 | $614,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 5,995 | $610,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 5,130 | $598,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 27,288 | $597,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 14,449 | $595,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 1,580 | $589,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 947,083 | $583,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 12,127 | $581,000 | thousands by filing date | |
| GXO LOGISTICS INCORPORATED COMMON STOCK | 36262G101 | Stock | 6,360 | $578,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 2,171 | $578,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 37,321 | $575,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 8,135 | $570,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 18,285 | $566,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 11,477 | $564,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 26,597 | $561,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 317 | $559,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 11,660 | $559,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 9,228 | $558,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 39,736 | $556,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 6,441 | $553,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 782 | $552,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 9,800 | $548,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 6,758 | $546,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 168,885 | $545,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 21,600 | $543,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 2,799 | $542,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 20,559 | $538,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 1,575 | $537,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 45,578 | $534,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 1,712 | $529,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 3,546 | $528,000 | thousands by filing date | |
| ESSENTIAL UTILS INC COM | 29670G102 | Stock | 9,562 | $513,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 80,300 | $499,000 | thousands by filing date | |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 16,267 | $495,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 1,381 | $486,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 2,130 | $486,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 9,424 | $484,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 7,485 | $482,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 11,213 | $480,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 1,223 | $479,000 | thousands by filing date | |
| iShares Gold Trust | 464285204 | COM | 13,567 | $472,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 25,085 | $472,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 23,152 | $466,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 1,454 | $463,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 10,153 | $463,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 3,634 | $462,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 6,668 | $458,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 8,855 | $457,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 18,530 | $455,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 4,696 | $454,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 7,245 | $451,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 27,827 | $451,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 6,875 | $448,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 1,242 | $445,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 4,322 | $444,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 2,550 | $442,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 2,605 | $441,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 29,385 | $441,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 31,805 | $439,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 31,244 | $438,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 22,918 | $435,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 3,300 | $434,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 1,630 | $431,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 2,475 | $427,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 10,985 | $427,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 6,041 | $424,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 19,275 | $420,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 16,091 | $420,000 | thousands by filing date | |
| SPHERE ENTERTAINMENT CO CL A | 55826T102 | Stock | 5,953 | $419,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 18,495 | $418,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 5,094 | $412,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 13,467 | $410,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 650 | $409,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 1,836 | $409,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 296 | $408,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 6,718 | $408,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 8,825 | $408,000 | thousands by filing date | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 15,600 | $405,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 2,522 | $403,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY HLDNGS | G7997R103 | ORD SHS | 3,547 | $401,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 3,334 | $399,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 18,525 | $398,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 3,700 | $397,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 8,909 | $390,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 3,661 | $389,000 | thousands by filing date | |
| LOCAL BOUNTI CORP | 53960E106 | COM | 60,000 | $387,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 709 | $386,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 4,333 | $385,000 | thousands by filing date | |
| GFL ENVIRONMENTAL INC SUB VTG SHS | 36168Q104 | Stock | 10,130 | $383,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 7,172 | $382,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 5,739 | $382,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 5,710 | $380,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 4,056 | $377,000 | thousands by filing date | |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 14,400 | $375,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 2,456 | $374,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 45,413 | $374,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 61,812 | $374,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 4,465 | $368,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 11,181 | $366,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 33,293 | $362,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 3,150 | $361,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 547 | $357,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 20,105 | $357,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 12,240 | $355,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 52,866 | $355,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 55,699 | $354,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 4,800 | $352,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 2,300 | $349,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 7,875 | $348,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 3,830 | $347,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 3,760 | $345,000 | thousands by filing date | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 11,943 | $344,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 4,445 | $344,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 6,153 | $343,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 1,105 | $342,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 2,082 | $341,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 253 | $341,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 2,775 | $340,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 3,489 | $337,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 6,000 | $337,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 23,846 | $334,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 6,304 | $332,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 6,806 | $331,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 3,600 | $331,000 | thousands by filing date | |
| MP MATERIALS CORP | 553368101 | COM CL A | 7,200 | $327,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 2,345 | $326,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 1,745 | $321,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 1,592 | $320,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 14,855 | $320,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 2,102 | $317,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 4,000 | $316,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 12,132 | $316,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 2,745 | $316,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 17,765 | $315,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 8,238 | $314,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 6,925 | $313,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 786 | $306,000 | thousands by filing date | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 24,419 | $306,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 71,650 | $306,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 3,069 | $304,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 995 | $303,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 18,371 | $303,000 | thousands by filing date | |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 3,391 | $298,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 4,067 | $297,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 2,750 | $295,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 1,200 | $294,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 1,105 | $291,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 592 | $291,000 | thousands by filing date | |
| IHS HOLDING LIMITED | G4701H109 | ORD SHS | 20,600 | $290,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 7,543 | $289,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 1,495 | $286,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 2,770 | $284,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 4,046 | $284,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 2,420 | $283,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 2,993 | $283,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 782 | $281,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 2,088 | $280,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 35,100 | $280,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 7,759 | $279,000 | thousands by filing date | |
| ROBLOX CORP CL A | 771049103 | Stock | 2,675 | $276,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 22,570 | $276,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 2,012 | $272,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 583 | $270,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 1,200 | $269,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 1,925 | $268,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 5,820 | $267,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 1,640 | $265,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 1,203 | $264,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 17,358 | $262,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 698 | $261,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 4,326 | $261,000 | thousands by filing date | |
| Airbnb, Inc. Class A | 009066101 | COM | 1,564 | $260,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 1,422 | $260,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 77,550 | $259,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 8,347 | $258,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 7,400 | $258,000 | thousands by filing date | |
| JPMORGAN BETABUILDERS US AGGREGA ETF | 46641Q241 | COM | 4,780 | $258,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 17,000 | $257,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 10,288 | $254,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 5,000 | $252,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC | 462222AB6 | NOTE 0.125%12/1 | 280,000 | $252,000 | thousands by filing date | principal |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 6,365 | $251,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 32,062 | $250,000 | thousands by filing date | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 6,180 | $249,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 1,055 | $247,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 2,986 | $247,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 3,222 | $246,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 1,851 | $246,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 3,993 | $246,000 | thousands by filing date | |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 969 | $245,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 4,548 | $245,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 5,144 | $243,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 10,140 | $242,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 1,880 | $240,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 4,345 | $240,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 3,610 | $238,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 4,055 | $238,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 2,820 | $238,000 | thousands by filing date | |
| INGERSOLL RAND INC COM | 45687V106 | Stock | 3,820 | $236,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 784 | $236,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 1,825 | $236,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 865 | $235,000 | thousands by filing date | |
| CMC MATERIALS INC | 12571T100 | COM | 1,224 | $235,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 65,823 | $235,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 1,234 | $233,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 4,970 | $233,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 272 | $230,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 2,425 | $230,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 3,864 | $229,000 | thousands by filing date | |
| BIONTECH SE SPONSORED ADS | 09075V102 | ADR | 885 | $228,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 2,478 | $228,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 3,974 | $226,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 12,641 | $226,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 15,014 | $224,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 5,040 | $222,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 2,552 | $222,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 584 | $222,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 3,000 | $220,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 3,450 | $218,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 3,404 | $218,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 1,847 | $217,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 10,641 | $216,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 1,987 | $214,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 2,631 | $214,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 1,180 | $211,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 5,290 | $211,000 | thousands by filing date | |
| HOWMET AEROSPACE INC COM | 443201108 | Stock | 6,593 | $210,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 2,250 | $210,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 1,801 | $209,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 4,025 | $208,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 730 | $206,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 28,642 | $206,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 6,550 | $204,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 6,142 | $204,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 7,053 | $204,000 | thousands by filing date | |
| WISDOMTREE FLOATING RATETREASURY FUND | 97717X628 | COM | 8,135 | $204,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 3,354 | $203,000 | thousands by filing date | |
| UNITY SOFTWARE INC COM | 91332U101 | Stock | 1,418 | $203,000 | thousands by filing date | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 3,495 | $200,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 11,769 | $189,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 11,219 | $188,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 19,970 | $187,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 12,535 | $185,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 12,871 | $184,000 | thousands by filing date | |
| SIGNIFY HEALTH INC | 82671G100 | COM | 10,126 | $144,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 12,939 | $134,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 13,270 | $106,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 26,629 | $102,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 22,000 | $95,000 | thousands by filing date | |
| PEDEVCO CORP C | 70532Y303 | OM PAR | 85,000 | $90,000 | thousands by filing date | |
| IMEDIA BRANDS INC | 452465206 | COM CL A | 15,000 | $90,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 11,500 | $84,000 | thousands by filing date | |
| GREENBOX POS | 39366L208 | COM NEW | 20,000 | $84,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 19,000 | $83,000 | thousands by filing date | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 15,000 | $82,000 | thousands by filing date | |
| MINIM INC | 60365W102 | COM | 65,000 | $81,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 11,613 | $68,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 20,050 | $68,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 22,422 | $52,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 11,932 | $50,000 | thousands by filing date | |
| CARLOTZ INC | 142552108 | COMMON STOCK | 20,000 | $45,000 | thousands by filing date | |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 14,003 | $39,000 | thousands by filing date | |
| HUMANIGEN INC | 444863203 | COM NEW | 10,500 | $39,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 71,175 | $17,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 10,000 | $9,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-22-000442 | this filing | 2022-02-02 | acceptance time not in the bulk data set |