13F-HR filed by BROWN ADVISORY INC
BROWN ADVISORY INC filed this 13F-HR for the quarter ended 2021-12-31, filed 2022-01-27, with 1,240 holding rows worth $80,701,431,000.
- Accession
- 0001085146-22-000338
- Filer
- CIK 1345929
- Filed
- 2022-01-27
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2021
A holdings report, 2,375 entries on the cover page, a total value of $80,701,431,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $80,701,431,000 with VALUE read as thousands by filing date, 13F file number 028-13997. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBROWN INVESTMENT ADVISORY & TRUST CO028-04859
- included managerBrown Advisory LLC028-05775
- included managerBrown Advisory Ltd028-18857
- included managerSignature Financial Management, Inc.028-14797
- included managerNEW YORK LIFE INVESTMENT MANAGEMENT LLC028-06325
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 3,078 | $328,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 6,366 | $328,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 7,862 | $327,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 9,400 | $326,000 | thousands by filing date | |
| DOCEBO INC COM | 25609L105 | Stock | 4,842 | $326,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 2,846 | $325,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072307 | US QUALITY GROW | 4,222 | $324,000 | thousands by filing date | |
| LIGHTWAVE LOGIC INC | 532275104 | COM | 21,800 | $324,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 7,480 | $323,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 16,978 | $323,000 | thousands by filing date | |
| ModivCare Inc | 60783X104 | Common Stock | 2,173 | $322,000 | thousands by filing date | |
| ORTHO CLINICAL DIAGNOSTICS H | G6829J107 | ORD SHS | 14,994 | $321,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 11,514 | $318,000 | thousands by filing date | |
| ISHARES INC | 46434G764 | MSCI EMRG CHN | 5,205 | $316,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 8,396 | $315,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 7,194 | $315,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 5,296 | $314,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 1,560 | $314,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 15,575 | $313,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 15,014 | $313,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 1,442 | $312,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 1,926 | $312,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 305,000 | $311,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 4,236 | $310,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 7,895 | $310,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 3,475 | $309,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 40,378 | $308,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 2,968 | $305,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 1,018 | $302,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V609 | US TARGETED VLU | 6,307 | $300,000 | thousands by filing date | |
| CARDLYTICS INC | 14161W105 | COM | 4,535 | $300,000 | thousands by filing date | |
| Perion Network Ltd | M78673114 | COM | 12,489 | $300,000 | thousands by filing date | |
| CLS | 14070Y101 | Stock | 30,000 | $299,000 | thousands by filing date | |
| HIGHLAND TRANSCEND PARTNERS | G44690108 | COM CL A | 30,000 | $298,000 | thousands by filing date | |
| OMNICHANNEL ACQUISITION CORP | 68218L108 | COM CL A | 30,000 | $298,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 5,938 | $297,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 4,520 | $296,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 2,219 | $296,000 | thousands by filing date | |
| AVANTI ACQUISITION CORP | G0682V109 | CMN | 30,000 | $295,000 | thousands by filing date | |
| ATLANTIC AVE ACQUISITION COR | 04906P101 | CMN | 30,000 | $294,000 | thousands by filing date | |
| H I G ACQUISITION CORP | G44898107 | CMN | 30,000 | $293,000 | thousands by filing date | |
| SCION TECH GROWTH I | G31067104 | CMN | 30,000 | $293,000 | thousands by filing date | |
| D AND Z MEDIA ACQUISITION CO | 23305Q106 | COM | 30,000 | $292,000 | thousands by filing date | |
| FUSION ACQUISITION CORP II | 36118N102 | COM | 30,000 | $291,000 | thousands by filing date | |
| FREEDOM ACQUISITION I CORP | G3663X110 | SHS CL A | 30,000 | $290,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 1,019 | $288,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 1,779 | $288,000 | thousands by filing date | |
| CADENCE BANK | 12740C103 | COM | 9,660 | $288,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 1,586 | $287,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 10,000 | $285,000 | thousands by filing date | |
| ROBINHOOD MKTS INC | 770700102 | COM | 15,903 | $282,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 1,284 | $282,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 4,728 | $282,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 3,628 | $280,000 | thousands by filing date | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 19,775 | $280,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 7,050 | $277,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 2,730 | $277,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 635 | $277,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 6,603 | $276,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 4,473 | $276,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 50,000 | $276,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 17,459 | $275,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 9,556 | $275,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 1,625 | $274,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 7,141 | $274,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 3,528 | $273,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 4,093 | $271,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 10,700 | $270,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 36,279 | $270,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 5,142 | $270,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E412 | RUSEL 1000 LOW | 6,275 | $270,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 14,317 | $268,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 4,369 | $268,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 7,449 | $267,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 28,616 | $267,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 2,918 | $266,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 2,680 | $266,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 2,530 | $264,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 3,256 | $263,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 5,835 | $261,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 14,551 | $261,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 12,370 | $261,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 1,166 | $260,000 | thousands by filing date | |
| AIRSCULPT TECHNOLOGIES INC | 009496100 | COMMON STOCK | 15,036 | $258,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 16,689 | $257,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 10,913 | $257,000 | thousands by filing date | |
| MERUS N V | N5749R100 | COM | 8,082 | $257,000 | thousands by filing date | |
| EAST RES ACQUISITION CO | 274681105 | COM CL A | 26,030 | $257,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 2,767 | $255,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 3,275 | $254,000 | thousands by filing date | |
| Dimensional International Value ETF | 25434V807 | SHS | 7,695 | $253,000 | thousands by filing date | |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 16,402 | $253,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 8,702 | $252,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 3,493 | $252,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 4,861 | $252,000 | thousands by filing date | |
| ZENTALIS PHARMACEUTICALS INC | 98943L107 | COMMON STOCK | 3,000 | $252,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 3,100 | $250,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 4,562 | $250,000 | thousands by filing date | |
| THE BALDWIN INSURANCE GRP IN | 05589G102 | COM CL A | 6,927 | $250,000 | thousands by filing date | |
| RANPAK HOLDINGS CORP | 75321W103 | COMMON STOCK | 6,665 | $250,000 | thousands by filing date | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 2,755 | $250,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 18,200 | $250,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 1,379 | $249,000 | thousands by filing date | |
| LOVESAC COMPANY | 54738L109 | COM | 3,762 | $249,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 1,418 | $248,000 | thousands by filing date | |
| KURA SUSHI USA INC | 501270102 | CL A COM | 3,070 | $248,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 1,205 | $247,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 12,187 | $246,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 4,731 | $245,000 | thousands by filing date | |
| SOVOS BRANDS INC | 84612U107 | COM | 16,278 | $245,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 7,438 | $244,000 | thousands by filing date | |
| DUCKHORN PORTFOLIO INC | 26414D106 | COM | 10,473 | $244,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 1,170 | $243,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 2,714 | $243,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 4,075 | $242,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 2,181 | $241,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 924 | $241,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 2,769 | $241,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 1,739 | $240,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 2,055 | $238,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 5,812 | $238,000 | thousands by filing date | |
| XPONENTIAL FITNESS INC A | 98422X101 | COMMON STOCK | 11,631 | $238,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 3,067 | $236,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 3,614 | $236,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 4,068 | $234,000 | thousands by filing date | |
| PORTILLOS INC | 73642K106 | COM CL A | 6,237 | $234,000 | thousands by filing date | |
| BIONTECH SE SPONSORED ADS | 09075V102 | ADR | 905 | $233,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 1,785 | $233,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 17,000 | $233,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 4,069 | $233,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 8,043 | $232,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 3,047 | $231,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 1,954 | $230,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 10,895 | $230,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 6,215 | $230,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 5,343 | $229,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 14,566 | $228,000 | thousands by filing date | |
| PUBMATIC INC CLASS A | 74467Q103 | COMMON STOCK | 6,686 | $228,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 4,743 | $226,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 18,660 | $226,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 415 | $225,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E842 | DORSEY WRGT SMLC | 2,504 | $225,000 | thousands by filing date | |
| BRILLIANT EARTH GROUP INC | 109504100 | CMN | 12,392 | $224,000 | thousands by filing date | |
| JANUS INTERNATIONAL GROUP IN | 47103N106 | COMMON STOCK | 17,736 | $222,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 261 | $221,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 5,723 | $221,000 | thousands by filing date | |
| HESS MIDSTREAM LP | 428103105 | CL A SHS | 8,000 | $221,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 2,747 | $219,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 34,456 | $218,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 2,560 | $216,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 6,054 | $216,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 4,944 | $215,000 | thousands by filing date | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 121,727 | $215,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 3,166 | $214,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 1,545 | $214,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 2,112 | $214,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 6,361 | $213,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 26,597 | $212,000 | thousands by filing date | |
| UPSTARTHLDGSINC | 91680M107 | STOK | 1,386 | $210,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 4,017 | $210,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 1,278 | $209,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 1,780 | $207,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 2,136 | $207,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 1,740 | $206,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 2,147 | $206,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 2,011 | $205,000 | thousands by filing date | |
| POWER & DIGITAL INFRA ACQ CO | 739190106 | COM CL A | 18,727 | $205,000 | thousands by filing date | |
| RH | 74967X103 | COM | 380 | $204,000 | thousands by filing date | |
| FIGS INC CLASS A | 30260D103 | COMMON STOCK | 7,420 | $204,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 98,361 | $202,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 4,041 | $201,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 1,084 | $201,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 5,028 | $200,000 | thousands by filing date | |
| AEA-BRIDGES IMPACT CORP | G01046104 | CMN | 20,000 | $200,000 | thousands by filing date | |
| PRIMO WATER CORPORATION | 74167P108 | COM | 11,277 | $199,000 | thousands by filing date | |
| RECHARGE ACQUISITION CORP | 756229100 | CMN | 20,090 | $199,000 | thousands by filing date | |
| CASCADE ACQUISITION CORP | 147151104 | COM CL A | 20,000 | $199,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 12,000 | $197,000 | thousands by filing date | |
| E MERGE TECHNOLOGY ACQUISITI | 26873Y104 | CMN | 20,000 | $197,000 | thousands by filing date | |
| GO ACQUISITION CORP | 362019101 | CMN | 20,000 | $197,000 | thousands by filing date | |
| CONX CORP | 212873103 | WRNT | 20,000 | $196,000 | thousands by filing date | |
| CF ACQUISITION CORP IV | 12520T102 | COM | 20,000 | $196,000 | thousands by filing date | |
| AEQUI ACQUISITION CORP | 00775W102 | COM CL A | 20,000 | $196,000 | thousands by filing date | |
| IG ACQUISITION CORP | 449534106 | COM CL A | 20,000 | $196,000 | thousands by filing date | |
| CARNEY TECHNOLOGY ACQU CORP | 143636108 | CL A COMMON STK | 20,000 | $196,000 | thousands by filing date | |
| EQUITY DISTR ACQUISITION COR | 29465E106 | CMN | 20,000 | $196,000 | thousands by filing date | |
| MARLIN TECHNOLOGY CORP | G58411102 | COM | 20,000 | $195,000 | thousands by filing date | |
| HEALTHCARE SERVICES ACQU COR | 42227K104 | CMN | 20,000 | $195,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 20,000 | $194,000 | thousands by filing date | |
| GLOBAL PARTNER ACQISTN CORP | G3934P102 | COM | 20,000 | $194,000 | thousands by filing date | |
| AMERICAN WELL CORP | 03044L105 | CL A | 31,541 | $191,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 37,317 | $174,000 | thousands by filing date | |
| ARHAUS INC | 04035M102 | COMMON STOCK | 13,139 | $174,000 | thousands by filing date | |
| SOLO BRANDS INC | 83425V104 | COM CL A | 10,505 | $164,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 15,000 | $160,000 | thousands by filing date | |
| PMV CONSUMER ACQUISITION COR | 693486102 | CMN | 15,457 | $152,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 18,872 | $151,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 12,856 | $147,000 | thousands by filing date | |
| KL ACQUISITION CORP | 49837C109 | CMN | 15,000 | $147,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 13,200 | $145,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 10,933 | $138,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 10,420 | $137,000 | thousands by filing date | |
| CLEARPOINT NEURO INC | 18507C103 | COM | 12,094 | $136,000 | thousands by filing date | |
| LI-CYCLE HOLDINGS CORP | 50202P105 | COMMON SHARES | 13,315 | $133,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 11,951 | $124,000 | thousands by filing date | |
| JIYA ACQUISITION CORP | 47760M102 | CMN | 12,628 | $123,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 20,867 | $122,000 | thousands by filing date | |
| LAZARD GROWTH ACQUISITION CO | G54035103 | COM | 12,000 | $117,000 | thousands by filing date | |
| MSP RECOVERY INC COM CL A | 53625R104 | Stock | 10,000 | $100,000 | thousands by filing date | |
| DUNE ACQUISITION CORP | 265334102 | COM | 10,000 | $99,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 13,076 | $96,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 14,007 | $96,000 | thousands by filing date | |
| HUMACYTE INC | 44486Q103 | COM | 13,129 | $95,000 | thousands by filing date | |
| EQRX INC | 26886C107 | COM | 12,344 | $84,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 20,000 | $81,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 10,500 | $77,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 10,114 | $76,000 | thousands by filing date | |
| THORNE HEALTHTECH INC | 885260109 | COM | 11,905 | $74,000 | thousands by filing date | |
| ADIAL PHARMACEUTICALS INC | 00688A106 | COM | 26,040 | $70,000 | thousands by filing date | |
| BIOCARDIA INC | 09060U507 | COM | 33,085 | $64,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 15,029 | $59,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 60,000 | $59,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 22,113 | $57,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 15,091 | $49,000 | thousands by filing date | |
| BOXLIGHT CORP | 103197109 | COM CL A | 33,866 | $47,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326300 | COM | 16,600 | $44,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 16,465 | $40,000 | thousands by filing date | |
| INTRUSION INC COM NEW | 46121e205 | COM | 10,000 | $34,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 10,000 | $27,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 20,854 | $26,000 | thousands by filing date | |
| GRAYBUG VISION INC COM | 38942Q103 | SHS | 13,867 | $25,000 | thousands by filing date | |
| ITERUM THERAPEUTICS PLC SHS NEW | G6333L101 | Stock | 60,000 | $24,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 14,500 | $18,000 | thousands by filing date | |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 14,430 | $14,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 16,700 | $10,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 12,048 | $9,000 | thousands by filing date | |
| D AND Z MEDIA ACQUISITION CO | 23305Q114 | *W EXP 01/27/202 | 10,000 | $6,000 | thousands by filing date | |
| FUSION ACQUISITION CORP II | 36118N110 | WTS | 10,000 | $6,000 | thousands by filing date | |
| HCARW US 31 Dec 27 C11.5 | 42227K112 | *W EXP 12/28/202 | 10,000 | $5,000 | thousands by filing date | |
| HEALTHCARE CAPITAL CORP | 42228C119 | *W EXP 12/31/202 | 10,000 | $5,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-22-000338 | this filing | 2022-01-27 | acceptance time not in the bulk data set |