13F-HR filed by AVANTAX ADVISORY SERVICES, INC.
AVANTAX ADVISORY SERVICES, INC. filed this 13F-HR for the quarter ended 2021-12-31, filed 2022-01-24, with 1,243 holding rows worth $6,636,334,000.
- Accession
- 0001085146-22-000277
- Filer
- CIK 1303042
- Filed
- 2022-01-24
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2021
A holdings report, 1,243 entries on the cover page, a total value of $6,636,334,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $6,636,334,000 with VALUE read as thousands by filing date, 13F file number 028-19181. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CANADIANNATLRYCOF | 136375102 | STOK | 2,310 | $284,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 3,656 | $284,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 6,215 | $282,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 1,494 | $282,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 1,520 | $282,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 33,524 | $282,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 2,804 | $281,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 3,160 | $281,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 11,902 | $281,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 1,163 | $279,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 3,617 | $279,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 1,206 | $277,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 2,913 | $277,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 22,859 | $277,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 10,747 | $277,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 5,050 | $276,000 | thousands by filing date | |
| YETI HLDGS INC COM | 98585X104 | Stock | 3,309 | $274,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 618 | $274,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 14,541 | $274,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 16,533 | $274,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 2,329 | $273,000 | thousands by filing date | |
| FIRST TR EXCHANGE ETF TRADED FD VI NASDAQ OIL & GAS | 33738R845 | ETF | 14,030 | $273,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 1,449 | $270,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 454 | $270,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 1,673 | $270,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 1,740 | $270,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 7,378 | $269,000 | thousands by filing date | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 728 | $269,000 | thousands by filing date | |
| AVANTOR INC COM | 05352A100 | Stock | 6,395 | $269,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 12,942 | $269,000 | thousands by filing date | |
| NUVEEN ESG MID-CAP VALUE ETF | 67092P508 | ETF | 7,260 | $268,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 4,720 | $268,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 4,764 | $268,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 9,993 | $268,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 503 | $266,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 5,506 | $265,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 17,613 | $265,000 | thousands by filing date | |
| INSPIRE INTERNATIONAL ETF | 66538H419 | ETF | 8,437 | $263,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L207 | SELECT US EQTY | 7,688 | $263,000 | thousands by filing date | |
| DBX ETF TR | 233051143 | XTRACKRS S&P 500 | 6,169 | $263,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C474 | US SML CP PWR B | 8,129 | $263,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 3,225 | $262,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 931 | $262,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 668 | $261,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 10,325 | $261,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y691 | CMN | 5,042 | $261,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 4,412 | $260,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 4,380 | $260,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 8,945 | $259,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 4,266 | $259,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 6,001 | $259,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 1,059 | $259,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 14,485 | $259,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 2,536 | $258,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 5,315 | $257,000 | thousands by filing date | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 14,040 | $256,000 | thousands by filing date | |
| UPSTARTHLDGSINC | 91680M107 | STOK | 1,695 | $256,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 1,219 | $256,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 1,088 | $256,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 5,202 | $254,000 | thousands by filing date | |
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 7,041 | $254,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 6,828 | $254,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33741Y100 | HORIZON VOL SMCP | 7,286 | $253,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 4,250 | $252,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 7,205 | $251,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 9,683 | $251,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 1,439 | $250,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 1,793 | $248,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 2,737 | $248,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 9,449 | $247,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 2,886 | $246,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 1,698 | $246,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 4,374 | $246,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 9,610 | $244,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 5,499 | $244,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 23,511 | $244,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 4,216 | $244,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 15,741 | $244,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 2,689 | $243,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 4,866 | $242,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 2,152 | $242,000 | thousands by filing date | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 17,080 | $242,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 2,967 | $242,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108847 | HIGH INCOME | 14,562 | $242,000 | thousands by filing date | |
| STERIS PLC SHS USD | G8473T100 | Stock | 991 | $241,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 2,189 | $241,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 8,048 | $240,000 | thousands by filing date | |
| ISHARES TR | 46435U861 | CORE DIVID ETF | 5,600 | $239,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C599 | US SML CP PWR B | 8,686 | $238,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 9,699 | $238,000 | thousands by filing date | |
| UNITED STS COMMODITY INDEX F | 911718104 | CM REP COPP FD | 8,700 | $237,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 8,979 | $237,000 | thousands by filing date | principal |
| FIDELITY MERRIMACK STR TR | 316188101 | CORP BOND ETF | 4,315 | $237,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 3,242 | $237,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 3,002 | $236,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 6,318 | $236,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 1,506 | $235,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 7,930 | $235,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 4,460 | $234,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092790 | QLTY FCTOR ETF | 4,153 | $233,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 3,509 | $233,000 | thousands by filing date | |
| PROSHARES TR | 74347G606 | S&P TECH DIVIDEN | 3,487 | $233,000 | thousands by filing date | |
| ASANA INC | 04342Y104 | CL A | 3,102 | $231,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 4,826 | $230,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 841 | $230,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 8,694 | $229,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C383 | US EQTY PWR BUF | 7,266 | $229,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 1,047 | $229,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 3,203 | $227,000 | thousands by filing date | |
| INNOVATOR U.S. EQUITY BUFFER ETF - OCTOBER | 45782C771 | ETF | 6,579 | $227,000 | thousands by filing date | |
| TCP Cap Corp Sr Conv Nt | 87238qad5 | CONV | 226,000 | $227,000 | thousands by filing date | principal |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 6,122 | $226,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 1,780 | $226,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 547 | $226,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 2,145 | $226,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 521 | $225,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 6,183 | $225,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 4,309 | $225,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 482 | $224,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 6,293 | $223,000 | thousands by filing date | |
| TRADEWEB MKTS INC CL A | 892672106 | Stock | 2,217 | $222,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 4,569 | $222,000 | thousands by filing date | |
| TC ENERGY CORP | 87807B107 | COM | 4,774 | $222,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 5,037 | $222,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 4,639 | $222,000 | thousands by filing date | |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 2,520 | $221,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 5,141 | $221,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 6,899 | $221,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 1,715 | $221,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 12,961 | $221,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 786 | $221,000 | thousands by filing date | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 3,253 | $220,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 3,278 | $220,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 2,166 | $220,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 24,026 | $219,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 1,815 | $218,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 12,616 | $217,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 3,697 | $217,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 2,314 | $217,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 1,543 | $216,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 6,326 | $216,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 1,285 | $216,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 3,529 | $216,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 2,785 | $216,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 214,000 | $216,000 | thousands by filing date | principal |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 2,303 | $214,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 31,476 | $214,000 | thousands by filing date | |
| INVESCO | 46138J866 | EXCHANGE TRADED | 9,957 | $214,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 1,775 | $212,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 2,999 | $212,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108805 | AMPLIFY LITHIUM | 11,766 | $212,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 1,519 | $211,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 13,973 | $210,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 3,295 | $209,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 5,999 | $209,000 | thousands by filing date | |
| ISHARES TR | 46436E759 | COM | 3,023 | $208,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 4,919 | $208,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 906 | $207,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 1,528 | $206,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 1,898 | $205,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 2,628 | $205,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R688 | S&P INTL DIVID | 11,564 | $205,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 3,346 | $203,000 | thousands by filing date | |
| ARES MANAGEMENT CORPORATION CL A COM STK | 03990B101 | Stock | 2,500 | $203,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J834 | MULTFCTR EMRNG | 6,980 | $203,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 1,880 | $202,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 4,255 | $202,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 20,624 | $202,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 2,973 | $202,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 25,000 | $202,000 | thousands by filing date | |
| CAREMAX INC | 14171W103 | COM | 26,317 | $202,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 989 | $201,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 1,553 | $201,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 9,188 | $200,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 7,744 | $200,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 17,869 | $200,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C276 | GRWT100 PWR BUF | 4,160 | $200,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 12,462 | $194,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 11,535 | $191,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 10,718 | $191,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 19,120 | $187,000 | thousands by filing date | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 12,672 | $182,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 127,120 | $179,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 160,000 | $175,000 | thousands by filing date | principal |
| NOKIA CORP | 654902204 | SPONSORED ADR | 27,567 | $171,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 13,430 | $170,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 18,209 | $170,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 31,200 | $169,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 10,001 | $167,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 11,503 | $166,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 11,209 | $165,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 10,961 | $161,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 11,749 | $157,000 | thousands by filing date | |
| DOUGLAS ELLIMAN INC | 25961D105 | COM | 13,566 | $156,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 150,000 | $152,000 | thousands by filing date | principal |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 24,176 | $150,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 13,977 | $149,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 13,261 | $147,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 15,180 | $146,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 11,818 | $144,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 14,840 | $144,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 12,855 | $140,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 24,610 | $139,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 10,795 | $138,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 10,409 | $135,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 10,890 | $134,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 11,256 | $121,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 10,845 | $118,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 13,456 | $113,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 13,934 | $112,000 | thousands by filing date | |
| PRESIDIO PPTY TR INC | 74102L303 | COM CL A | 28,750 | $112,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 16,352 | $104,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 14,769 | $93,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 17,559 | $92,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 11,063 | $92,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 14,437 | $90,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 14,800 | $89,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 16,830 | $89,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 12,284 | $83,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 21,890 | $81,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 30,600 | $80,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 17,050 | $79,000 | thousands by filing date | |
| INNOVIZ TECHNOLOGIES LTD | M5R635108 | SHS | 11,300 | $72,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 27,565 | $70,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 13,257 | $69,000 | thousands by filing date | |
| SABA CAPITAL INCOME & OPRNT | 78518H103 | SHARES | 14,237 | $64,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 16,800 | $63,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 11,827 | $61,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 16,769 | $51,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 13,000 | $50,000 | thousands by filing date | principal |
| YAMANA GOLD INC | 98462Y100 | COM | 11,127 | $47,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 13,000 | $42,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 11,348 | $41,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 34,403 | $41,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 12,500 | $36,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 54,000 | $33,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 17,000 | $26,000 | thousands by filing date | principal |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 17,000 | $22,000 | thousands by filing date | principal |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAH0 | NOTE 4.250% 5/0 | 17,000 | $17,000 | thousands by filing date | principal |
| THERAPEUTICSMD INC | 88338N107 | COM | 31,000 | $11,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 11,123 | $8,000 | thousands by filing date | |
| ZOSANO PHARMA CORP | 98979H202 | COM NEW | 10,000 | $5,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 10,000 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-22-000277 | this filing | 2022-01-24 | acceptance time not in the bulk data set |