13F-HR filed by Stratos Wealth Partners, LTD.
Stratos Wealth Partners, LTD. filed this 13F-HR for the quarter ended 2021-12-31, filed 2022-01-14, with 1,253 holding rows worth $4,517,218,000.
- Accession
- 0001085146-22-000125
- Filer
- CIK 1612865
- Filed
- 2022-01-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2021
A holdings report, 1,253 entries on the cover page, a total value of $4,517,218,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,517,218,000 with VALUE read as thousands by filing date, 13F file number 028-16201. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 4,501 | $300,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 4,648 | $299,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 4,248 | $299,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 15,571 | $297,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 9,688 | $297,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 20,592 | $296,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 6,257 | $294,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 2,823 | $293,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 4,719 | $293,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 1,960 | $291,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 9,309 | $290,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 18,502 | $290,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 9,472 | $290,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 1,162 | $289,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 11,148 | $288,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 3,781 | $287,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 3,123 | $286,000 | thousands by filing date | |
| WISDOMTREE FLOATING RATETREASURY FUND | 97717X628 | COM | 11,397 | $286,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 13,196 | $284,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 1,031 | $282,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 6,253 | $282,000 | thousands by filing date | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 5,866 | $280,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 8,709 | $279,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 6,664 | $279,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 15,748 | $278,000 | thousands by filing date | |
| BIONTECH SE SPONSORED ADS | 09075V102 | ADR | 1,075 | $277,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 18,789 | $277,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 3,556 | $275,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 4,029 | $274,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 4,698 | $273,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 6,444 | $272,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y206 | DORSEY WRIGT ADR | 4,239 | $272,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 2,261 | $271,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 15,850 | $271,000 | thousands by filing date | |
| ROCKET COS INC | 77311W101 | COM CL A | 19,256 | $270,000 | thousands by filing date | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 2,055 | $270,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 6,620 | $270,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 15,723 | $270,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P306 | US CORE DIV TILT | 7,370 | $269,000 | thousands by filing date | |
| INGERSOLL RAND INC COM | 45687V106 | Stock | 4,328 | $268,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 1,798 | $268,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 30,720 | $268,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 13,974 | $267,000 | thousands by filing date | |
| SIREN ETF TR | 829658202 | NEXGEN ECONOMY | 6,227 | $265,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 2,217 | $265,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 1,257 | $264,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 569 | $264,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 8,864 | $264,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 4,694 | $264,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 2,852 | $263,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 1,875 | $263,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 3,403 | $262,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 1,881 | $262,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 13,769 | $262,000 | thousands by filing date | |
| PERSHING SQUARE TONTINE HLDG COM | 71531R109 | CL A | 13,311 | $262,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 4,285 | $260,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 6,621 | $260,000 | thousands by filing date | |
| INVESCO | 46138J544 | EXCHANGE TRADED | 10,169 | $260,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 6,416 | $259,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 2,204 | $258,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 6,390 | $258,000 | thousands by filing date | |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 13,508 | $257,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 3,509 | $256,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 8,322 | $256,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 7,289 | $256,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 2,217 | $255,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 7,898 | $255,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 67,886 | $255,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 4,227 | $253,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 1,891 | $253,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 30,183 | $253,000 | thousands by filing date | |
| NEW YORK LIFE INVTS ACTIVE E | 45409F827 | NYLI MACKAY MUN | 9,504 | $253,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 4,157 | $252,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 4,680 | $251,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 3,664 | $250,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 1,788 | $250,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 3,386 | $250,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 22,954 | $250,000 | thousands by filing date | |
| JANUS HENDERSON SMALL/MID CAP GROWTH ALPHA ETF | 47103U209 | ETF | 3,683 | $250,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 11,947 | $249,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 4,130 | $249,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 6,230 | $249,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 7,033 | $248,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 2,395 | $247,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 2,881 | $246,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 5,331 | $246,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 5,195 | $245,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 11,311 | $245,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 8,101 | $244,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 1,272 | $244,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 2,909 | $240,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 3,417 | $239,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 1,424 | $239,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 2,126 | $238,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 3,168 | $238,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 291,500 | $238,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 2,042 | $237,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 2,690 | $237,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 1,006 | $235,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 7,200 | $235,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 3,237 | $234,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 15,441 | $234,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 1,714 | $233,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 4,748 | $233,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 7,572 | $232,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 5,660 | $232,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 2,558 | $231,000 | thousands by filing date | |
| GXO LOGISTICS INCORPORATED COMMON STOCK | 36262G101 | Stock | 2,538 | $231,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 529 | $231,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 3,446 | $231,000 | thousands by filing date | |
| INVESCO NASDAQ NEXT GEN 100 ETF | 46138G631 | ETF | 6,868 | $231,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 1,690 | $230,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 1,962 | $230,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 2,632 | $229,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 1,089 | $229,000 | thousands by filing date | |
| PROSHARES TR | 74348A145 | PET CARE ETF | 2,904 | $229,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 4,521 | $228,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 1,622 | $227,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 15,232 | $227,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 4,535 | $227,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 2,918 | $227,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 13,653 | $227,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 2,206 | $225,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 2,730 | $225,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 9,092 | $224,000 | thousands by filing date | |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 2,536 | $223,000 | thousands by filing date | |
| JFROG LTD ORD SHS | M6191J100 | Stock | 7,500 | $223,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 1,509 | $222,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 2,604 | $221,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 2,373 | $221,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 9,024 | $221,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 1,571 | $220,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B602 | IQ REAL RTN ETF | 7,977 | $220,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 2,071 | $219,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 708 | $219,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 4,577 | $218,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 1,413 | $216,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q478 | DISRUPTIVE TECH | 4,468 | $216,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 3,499 | $215,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 1,107 | $214,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 19,296 | $214,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y772 | AGING POPUL ETF | 7,422 | $214,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 1,112 | $213,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 6,215 | $213,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 293 | $213,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 4,083 | $213,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 12,237 | $212,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 3,499 | $212,000 | thousands by filing date | |
| VIRTUS DIVIDEND, INTEREST & PR | 92840R101 | COM | 13,200 | $212,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 3,747 | $211,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 12,249 | $210,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y285 | FUND | 12,687 | $210,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 8,595 | $209,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 4,680 | $209,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 32,942 | $209,000 | thousands by filing date | |
| Vanguard Total World Bond ETF | 92206C565 | SHS | 2,652 | $208,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 3,831 | $207,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 1,591 | $207,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 1,791 | $207,000 | thousands by filing date | |
| SCHRODINGER INC COM | 80810D103 | Stock | 5,913 | $206,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 2,612 | $205,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 2,650 | $203,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 2,601 | $203,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 5,492 | $203,000 | thousands by filing date | |
| TOASTINCCLASSCLASSA | 888787108 | STOK | 5,810 | $202,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 7,471 | $202,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A420 | DEFIA QUANT ETF | 3,625 | $202,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 3,696 | $202,000 | thousands by filing date | |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 30,350 | $202,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 15,685 | $201,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 1,211 | $201,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 2,176 | $200,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 4,245 | $200,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 8,920 | $200,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 10,000 | $199,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 13,923 | $198,000 | thousands by filing date | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 36,330 | $198,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 12,175 | $197,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 10,216 | $196,000 | thousands by filing date | |
| BRIDGETOWN HOLDINGS LTD | G1355U113 | COM | 20,000 | $196,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 10,822 | $195,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 19,087 | $193,000 | thousands by filing date | |
| RISKIFIED LTD A | M8216R109 | COMMON STOCK | 24,286 | $191,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 30,657 | $189,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 18,512 | $177,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 10,195 | $175,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 10,812 | $174,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 12,444 | $169,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 11,115 | $167,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 10,145 | $166,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 11,515 | $166,000 | thousands by filing date | |
| Bitfarms Ltd/Canada | 09173B107 | Common Stock | 32,900 | $166,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 10,025 | $165,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 15,360 | $164,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 15,133 | $164,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 10,800 | $163,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 19,100 | $162,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 14,000 | $162,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 16,004 | $160,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 10,601 | $160,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 47,052 | $159,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 10,650 | $156,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 23,603 | $148,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 18,176 | $146,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 11,819 | $144,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 19,460 | $134,000 | thousands by filing date | |
| HARROW INC | 415858109 | COM | 15,445 | $133,000 | thousands by filing date | |
| WHEELS UP EXPERIENCE I F | 96328L106 | Com | 28,650 | $133,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 16,770 | $127,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 10,126 | $123,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 10,210 | $118,000 | thousands by filing date | |
| LI-CYCLE HOLDINGS CORP | 50202P105 | COMMON SHARES | 10,648 | $106,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 10,023 | $102,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 10,661 | $101,000 | thousands by filing date | |
| FLEXSHOPPER INC | 33939J303 | COM | 43,130 | $101,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 13,920 | $98,000 | thousands by filing date | |
| HUT 8 MINING CORP | 44812T102 | COMMON STOCK-FO | 12,500 | $98,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 10,084 | $92,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 16,700 | $92,000 | thousands by filing date | |
| MIND TECHNOLOGY INC COM NEW | 602566101 | Stock | 54,400 | $92,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 13,010 | $89,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 40,950 | $85,000 | thousands by filing date | |
| SOCKET MOBILE INC | 83368E200 | COM NEW | 20,000 | $82,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 21,675 | $79,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 15,620 | $78,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 12,332 | $77,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 19,560 | $75,000 | thousands by filing date | |
| MAMAS CREATIONS INC COM | 56146T103 | Stock | 37,000 | $74,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 17,952 | $70,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 11,762 | $69,000 | thousands by filing date | |
| GEE GROUP INC | 36165A102 | COM | 120,126 | $68,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 12,000 | $64,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 14,000 | $57,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 10,700 | $57,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 10,863 | $56,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 20,000 | $55,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 11,447 | $50,000 | thousands by filing date | |
| ROOT INC | 77664L108 | COMMON STOCK | 15,700 | $49,000 | thousands by filing date | |
| PRECIPIO INC | 74019L503 | COM | 30,000 | $47,000 | thousands by filing date | |
| MIND MEDICINE (MINDMED) INC | 60255C109 | COMMON STOCK-FO | 33,604 | $46,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 19,160 | $45,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 72,348 | $45,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 13,460 | $36,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J209 | CMN | 15,543 | $25,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 15,000 | $24,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 10,500 | $22,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 11,000 | $20,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 25,900 | $20,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 69,900 | $15,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 11,760 | $12,000 | thousands by filing date | |
| INUVO INC | 46122W204 | COM NEW | 12,000 | $6,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 13,330 | $5,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 10,950 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-22-000125 | this filing | 2022-01-14 | acceptance time not in the bulk data set |