13F-HR/A filed by Moors & Cabot, Inc.
Moors & Cabot, Inc. filed this 13F-HR/A for the quarter ended 2021-09-30, filed 2021-12-08, with 860 holding rows worth $1,591,492,000.
- Accession
- 0001085146-21-003425
- Filer
- CIK 1607239
- Filed
- 2021-12-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, amendment of type restatement, 885 entries on the cover page, a total value of $1,591,492,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,591,492,000 with VALUE read as thousands by filing date, 13F file number 028-16128. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 1,198 | $407,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 68,276 | $406,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 7,435 | $406,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C573 | US EQTY PWR BUF | 13,485 | $406,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 16,008 | $405,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 9,950 | $405,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 9,147 | $404,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 28,000 | $403,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 2,969 | $402,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 3,450 | $402,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 12,491 | $400,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 4,471 | $399,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 4,466 | $399,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 27,500 | $399,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 6,619 | $398,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 22,185 | $397,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 8,113 | $396,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 13,969 | $396,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 1,994 | $394,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 25,000 | $392,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 3,806 | $391,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 6,963 | $390,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 5,489 | $389,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 16,400 | $389,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 51,375 | $387,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 1,333 | $386,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 2,812 | $385,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 6,649 | $377,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 63,600 | $377,000 | thousands by filing date | |
| O-I GLASS INC | 67098H104 | COM | 26,100 | $374,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 24,835 | $372,000 | thousands by filing date | |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 11,000 | $371,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 5,525 | $368,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 5,993 | $367,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 7,800 | $367,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 41,071 | $367,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 1,430 | $364,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 20,107 | $361,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 14,845 | $360,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 11,030 | $358,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 4,635 | $357,000 | thousands by filing date | |
| LUCID GROUP INC | 549498103 | COM | 13,896 | $356,000 | thousands by filing date | |
| XPERI HLDG CORP | 98390M103 | COM | 18,750 | $353,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 6,275 | $351,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 14,950 | $350,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 8,180 | $349,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 6,694 | $348,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 4,230 | $346,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 1,328 | $345,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 33,324 | $345,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 6,863 | $344,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 2,334 | $344,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 20,000 | $344,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 947 | $343,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 15,836 | $343,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 3,018 | $341,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 3,193 | $341,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 1,078 | $341,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 2,775 | $341,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 25,106 | $339,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 4,691 | $338,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 64,886 | $336,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 3,941 | $335,000 | thousands by filing date | |
| DIME COMMERCIAL BANCSHARES I | 25432X102 | COMMON STOCK | 10,146 | $332,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 8,845 | $330,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 2,225 | $328,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 6,829 | $328,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 5,653 | $328,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 4,206 | $327,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 1,150 | $326,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 7,760 | $325,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 24,359 | $325,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 2,700 | $325,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 4,602 | $324,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 13,555 | $322,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 23,000 | $320,000 | thousands by filing date | |
| BEAM THERAPEUTICS INC | 07373V105 | COM | 3,670 | $320,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 13,447 | $319,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 6,600 | $318,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 8,954 | $318,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 586 | $317,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 5,139 | $315,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 2,087 | $315,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 2,270 | $312,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 20,600 | $312,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 7,645 | $311,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 2,950 | $310,000 | thousands by filing date | |
| AON PLC SHS CL A | G0403H108 | Stock | 1,081 | $310,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 3,429 | $310,000 | thousands by filing date | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 5,525 | $310,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 464 | $309,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 4,800 | $309,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 3,760 | $308,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 7,205 | $308,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 14,851 | $307,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 1,033 | $307,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 74,100 | $307,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 8,442 | $305,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H805 | RARE EAR STR ETF | 2,941 | $305,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 8,340 | $304,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 3,695 | $299,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 4,075 | $298,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 2,839 | $297,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 1,740 | $296,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 4,008 | $296,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L508 | DIVERSIFID FXD | 13,825 | $294,000 | thousands by filing date | |
| Dimensional US Small Cap ETF | 25434V500 | COM | 5,080 | $293,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 3,149 | $293,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 13,386 | $292,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 3,943 | $291,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 21,800 | $290,000 | thousands by filing date | |
| INMODE LTD SHS | M5425M103 | Stock | 1,800 | $287,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 2,750 | $286,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 10,707 | $286,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 1,675 | $284,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 1,192 | $284,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 1,979 | $283,000 | thousands by filing date | |
| APA CORPORATION COM | 03743Q108 | Stock | 13,171 | $281,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 1,040 | $281,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 8,500 | $281,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 4,485 | $280,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 10,000 | $280,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 2,526 | $279,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 1,616 | $279,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 1,012 | $278,000 | thousands by filing date | |
| CARLYLE GROUP INC COM | 14316J108 | Stock | 5,853 | $277,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 11,129 | $277,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 6,909 | $276,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 27,581 | $275,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 1,838 | $275,000 | thousands by filing date | |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 1,205 | $274,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 2,360 | $274,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 975 | $273,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 2,473 | $272,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 4,544 | $271,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 4,821 | $270,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 2,643 | $269,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 1,030 | $269,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 5,529 | $268,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 3,390 | $268,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 2,642 | $267,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 2,000 | $267,000 | thousands by filing date | |
| THOMPSON REUTERS CORP | 884903709 | COM NEW | 2,426 | $267,000 | thousands by filing date | |
| VIDLER WATER RESOUCES INC | 92660E107 | COM | 23,400 | $267,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 2,550 | $266,000 | thousands by filing date | |
| LISTED FDS TR | 53656F789 | ROUN SPOR BE ETF | 8,700 | $266,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 2,900 | $265,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 392 | $265,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 3,500 | $264,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 3,010 | $263,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 8,256 | $263,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 5,954 | $261,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 2,764 | $261,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 1,058 | $261,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 11,443 | $260,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 2,258 | $258,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 17,209 | $258,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 3,068 | $258,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 6,356 | $256,000 | thousands by filing date | |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 4,633 | $256,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 9,950 | $255,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 2,525 | $254,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 3,223 | $254,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 98,800 | $254,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 18,000 | $254,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 600 | $252,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 1,737 | $251,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 2,326 | $250,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 815 | $248,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 2,616 | $247,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 1,506 | $247,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741L207 | CMN | 10,500 | $247,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 29,500 | $247,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 4,875 | $246,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 836 | $246,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108409 | CWP ENHANCED DIV | 7,009 | $245,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 25,686 | $245,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 4,392 | $244,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 24,807 | $244,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 5,668 | $244,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TE | 09260E105 | COM SHS | 8,897 | $240,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 8,545 | $240,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 1,456 | $239,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 8,551 | $239,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 7,280 | $238,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 3,049 | $238,000 | thousands by filing date | |
| iShares U.S. Infrastructure ETF | 46435U713 | SHS | 6,965 | $237,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 3,186 | $237,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 848 | $237,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 13,177 | $237,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 8,960 | $237,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 6,104 | $236,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 20,238 | $236,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A705 | S&P500 DOWNSID | 6,600 | $236,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA INC | 89421B109 | COMMON STOCK | 4,765 | $236,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y624 | AUTONMOUS EV ETF | 8,600 | $235,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 3,125 | $231,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 11,547 | $231,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 4,500 | $230,000 | thousands by filing date | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 9,397 | $230,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 1,639 | $229,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 3,245 | $229,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 28,600 | $228,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 2,035 | $228,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 8,312 | $228,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 370 | $227,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 3,543 | $226,000 | thousands by filing date | |
| BRP INC COM SUN VTG | 05577W200 | Stock | 2,438 | $226,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 3,047 | $225,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 475 | $225,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 16,493 | $225,000 | thousands by filing date | |
| BRIGHAM MINERALS INC | 10918L103 | COMMON STOCK | 11,750 | $225,000 | thousands by filing date | |
| THE BEACHBODY COMPANY INC | 073463101 | COM | 40,000 | $224,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 1,944 | $223,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 1,600 | $223,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 4,716 | $223,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 5,475 | $222,000 | thousands by filing date | |
| PAYONEER GLOBAL INC COM | 70451X104 | Stock | 25,594 | $221,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 3,485 | $218,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 1,060 | $218,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 8,079 | $218,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 3,571 | $217,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 2,154 | $217,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 2,140 | $216,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 675 | $216,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 2,000 | $216,000 | thousands by filing date | |
| MP MATERIALS CORP | 553368101 | COM CL A | 6,740 | $216,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 19,090 | $216,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 1,624 | $215,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 346 | $214,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 3,044 | $214,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 7,675 | $214,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 5,201 | $214,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 8,050 | $214,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y384 | CYBRSCURTY ETF | 7,003 | $213,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 4,000 | $212,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 2,800 | $212,000 | thousands by filing date | |
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 6,312 | $211,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 8,262 | $210,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 10,950 | $210,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 37,500 | $209,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 2,917 | $209,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 2,134 | $208,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 11,590 | $208,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 2,155 | $207,000 | thousands by filing date | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 4,450 | $206,000 | thousands by filing date | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 8,302 | $206,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 1,300 | $205,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 13,500 | $205,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 8,532 | $204,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138J676 | BULLETSHS 2026 | 8,000 | $204,000 | thousands by filing date | |
| KRANESHARES QUADRATIC INTEREST RATE VOLATILITY AND INFLATION HEDGE ETF | 500767736 | ETF | 7,300 | $204,000 | thousands by filing date | |
| MATTERPORT INC | 577096100 | COM CL A | 10,750 | $202,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 1,521 | $201,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y467 | E COMMERCE ETF | 6,550 | $201,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 8,243 | $196,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 24,237 | $195,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 13,582 | $192,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 24,700 | $190,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 74,267 | $188,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 18,138 | $186,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 12,234 | $186,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 13,795 | $180,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 21,531 | $180,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 19,415 | $180,000 | thousands by filing date | |
| VICARIOUS SURGICAL INC | 92561V109 | COM | 12,000 | $180,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 11,200 | $173,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 15,800 | $171,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 10,823 | $171,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 12,000 | $168,000 | thousands by filing date | |
| DIGITAL MEDIA SOLUTIONS INC | 25401G106 | COM | 23,161 | $168,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 28,053 | $163,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 14,650 | $161,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 12,775 | $160,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 13,650 | $158,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 10,248 | $158,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 22,200 | $157,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 16,000 | $156,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 24,947 | $156,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 11,100 | $147,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 11,755 | $139,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 11,251 | $138,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 13,216 | $133,000 | thousands by filing date | |
| INDIE SEMICONDUCTOR INC | 45569U101 | CLASS A COM | 10,800 | $133,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 21,250 | $130,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 11,322 | $129,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 37,850 | $129,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 35,317 | $124,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 21,150 | $123,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 23,550 | $122,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 16,250 | $121,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 15,800 | $119,000 | thousands by filing date | |
| BCLS ACQUISITION CORP | G0904B105 | CMN | 11,500 | $115,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 15,650 | $113,000 | thousands by filing date | |
| Eaton Vance Floating Rate | 27831H100 | ETF | 12,000 | $112,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 16,000 | $106,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 10,630 | $104,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 10,100 | $102,000 | thousands by filing date | |
| WHEELS UP EXPERIENCE I F | 96328L106 | Com | 14,800 | $98,000 | thousands by filing date | |
| REDBALL ACQUISITION CORP | G7417R105 | COM CL A | 10,000 | $98,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 10,000 | $96,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 20,070 | $95,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 14,796 | $92,000 | thousands by filing date | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 10,000 | $92,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 16,000 | $89,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 22,078 | $88,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 31,750 | $85,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 77,500 | $82,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 15,415 | $82,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 13,286 | $81,000 | thousands by filing date | |
| ORIGIN MATERIALS INC | 68622D106 | COM | 10,200 | $70,000 | thousands by filing date | |
| NUCANA PLC | 67022C106 | ADR | 25,000 | $65,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147UAB3 | NOTE 4.500% 4/0 | 65,000 | $65,000 | thousands by filing date | principal |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 14,950 | $58,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 62,500 | $57,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 11,300 | $54,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 13,650 | $51,000 | thousands by filing date | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 50,000 | $50,000 | thousands by filing date | principal |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 11,000 | $49,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 18,400 | $47,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 21,000 | $42,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 5,000 | $36,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 35,000 | $30,000 | thousands by filing date | principal |
| BIOTRICITY INC COM NEW | 09074H104 | Stock | 10,000 | $29,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 10,000 | $25,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 10,500 | $25,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 32,500 | $24,000 | thousands by filing date | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 13,000 | $21,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 500 | $18,000 | thousands by filing date | call |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 19,500 | $15,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 22,000 | $14,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 2,500 | $10,000 | thousands by filing date | call |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 500 | $10,000 | thousands by filing date | call |
| Abbott Laboratories | 002824100 | COM | 800 | $9,000 | thousands by filing date | call |
| Home Depot, Inc | 437076102 | COM | 500 | $6,000 | thousands by filing date | call |
| BOX INC CL A | 10316T104 | Stock | 2,000 | $6,000 | thousands by filing date | call |
| McDonalds Corporation | 580135101 | COM | 3,000 | $5,000 | thousands by filing date | call |
| OCCIDENTAL PETE CORP | 674599105 | COM | 1,000 | $5,000 | thousands by filing date | call |
| CORNING INC | 219350105 | COM | 20,000 | $4,000 | thousands by filing date | call |
| QUANTA SVCS INC | 74762E102 | COM | 200 | $4,000 | thousands by filing date | call |
| NUCOR CORP COM | 670346105 | Stock | 500 | $4,000 | thousands by filing date | call |
| Adobe Inc | 00724F101 | COM | 100 | $3,000 | thousands by filing date | call |
| Honeywell Technologies | 438516106 | COM | 500 | $3,000 | thousands by filing date | call |
| META PLATFORMS INC CL A | 30303M102 | COM | 300 | $3,000 | thousands by filing date | call |
| PITNEY BOWES INC COM | 724479100 | Stock | 10,000 | $3,000 | thousands by filing date | call |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 1,000 | $3,000 | thousands by filing date | call |
| COTERRA ENERGY INC COM | 127097103 | Stock | 1,000 | $3,000 | thousands by filing date | call |
| Merck & Co.,Inc. | 58933Y105 | COM | 2,500 | $2,000 | thousands by filing date | call |
| FORD MTR CO COM | 345370860 | Stock | 1,500 | $2,000 | thousands by filing date | call |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 1,000 | $2,000 | thousands by filing date | call |
| CROWN CASTLE INC COM | 22822V101 | REIT | 800 | $2,000 | thousands by filing date | call |
| RAPID7 INC COM | 753422104 | Stock | 200 | $2,000 | thousands by filing date | call |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 500 | $2,000 | thousands by filing date | call |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 1,000 | $2,000 | thousands by filing date | call |
| Analog Devices,Inc. | 032654105 | COM | 200 | $1,000 | thousands by filing date | call |
| Danaher Corporation | 235851102 | COM | 100 | $1,000 | thousands by filing date | call |
| Eaton Corp. Plc | G29183103 | COM | 200 | $1,000 | thousands by filing date | call |
| MARVELL TECHNOLOGY INC | 573874104 | COM | 300 | $1,000 | thousands by filing date | call |
| Morgan Stanley | 617446448 | COM | 300 | $1,000 | thousands by filing date | call |
| CBRE GROUP INC CL A | 12504L109 | Stock | 200 | $1,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-21-003044 | superseded | 2021-11-05 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-21-003425 | this filing | 2021-12-08 | acceptance time not in the bulk data set |