13F-HR filed by Cetera Advisor Networks LLC
Cetera Advisor Networks LLC filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-16, with 1,957 holding rows worth $7,388,932,000.
- Accession
- 0001085146-21-003410
- Filer
- CIK 1534468
- Filed
- 2021-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 1,957 entries on the cover page, a total value of $7,388,932,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $7,388,932,000 with VALUE read as thousands by filing date, 13F file number 028-14619. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 7,821 | $313,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 12,625 | $313,000 | thousands by filing date | |
| GLOBAL X FOUNDER-RUN COMPANIES ETF | 37954Y681 | ETF | 9,075 | $312,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 14,457 | $308,000 | thousands by filing date | |
| ISHARES TR | 46435U333 | FOCUSD VAL FAC | 5,610 | $308,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 2,124 | $307,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 6,532 | $307,000 | thousands by filing date | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 42,721 | $306,000 | thousands by filing date | |
| iShares Cybersecurity and Tech ETF | 46435U135 | CYBERSECURITY | 7,044 | $306,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U208 | FT VEST US EQT | 8,788 | $304,000 | thousands by filing date | |
| INVESCO | 46090C305 | EXCHANGE TRADED | 6,281 | $304,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 12,039 | $302,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 5,463 | $302,000 | thousands by filing date | |
| SPHERE ENTERTAINMENT CO CL A | 55826T102 | Stock | 4,149 | $302,000 | thousands by filing date | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 10,095 | $302,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 19,760 | $302,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 7,678 | $300,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 3,272 | $300,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 5,058 | $300,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 1,729 | $300,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 176 | $299,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 28,288 | $298,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 11,472 | $298,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 11,504 | $298,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 648 | $297,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 4,927 | $297,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 5,992 | $296,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 6,338 | $296,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 1,855 | $296,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 7,647 | $295,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 1,491 | $295,000 | thousands by filing date | |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 3,271 | $295,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B453 | CANDRIAM INTL EQ | 10,094 | $295,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 1,880 | $294,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 1,864 | $294,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 8,667 | $294,000 | thousands by filing date | |
| BIONTECH SE SPONSORED ADS | 09075V102 | ADR | 1,074 | $293,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F839 | FT VEST US EQT | 8,415 | $293,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 11,857 | $293,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 2,639 | $292,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 1,857 | $292,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 4,409 | $291,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 13,840 | $291,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 2,443 | $290,000 | thousands by filing date | |
| E2OPEN PARENT HOLDINGS INC | 29788T103 | COM CL A | 25,700 | $290,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 4,565 | $289,000 | thousands by filing date | |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 8,883 | $289,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 21,436 | $289,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 4,305 | $288,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 21,582 | $288,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 3,202 | $288,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 15,973 | $288,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C698 | US EQUT BUFR AUG | 9,162 | $287,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 13,503 | $287,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 726 | $286,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 3,982 | $286,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 3,513 | $285,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 17,143 | $285,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 10,203 | $284,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 7,724 | $283,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 5,517 | $283,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 22,365 | $282,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 3,997 | $282,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 3,310 | $282,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 7,584 | $282,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 20,408 | $282,000 | thousands by filing date | |
| ALCON AG ORD SHS | H01301128 | Stock | 3,448 | $281,000 | thousands by filing date | |
| INNOVATOR ETFS TR II | 45783G201 | S&P INVSTMNT GRD | 11,649 | $281,000 | thousands by filing date | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 11,404 | $280,000 | thousands by filing date | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 3,203 | $280,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 2,022 | $280,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 6,668 | $280,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 2,575 | $279,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 1,093 | $279,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 8,610 | $278,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 2,011 | $278,000 | thousands by filing date | |
| 10X GENOMICS INC CL A COM | 88025U109 | Stock | 1,906 | $277,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 1,831 | $277,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 11,346 | $277,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 1,662 | $277,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 3,170 | $276,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 6,601 | $276,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 17,962 | $276,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 1,219 | $275,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 858 | $274,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y459 | RUSSELL 2000 | 10,995 | $274,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 5,508 | $274,000 | thousands by filing date | |
| VEREIT INC | 92339V308 | COM | 6,060 | $274,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 13,144 | $273,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 21,213 | $272,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45783Y608 | GROWT ACCEL ETF | 9,585 | $272,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45783Y202 | FUND | 9,960 | $272,000 | thousands by filing date | |
| LIGHTNING EMOTORS INC | 53228T101 | COM | 31,800 | $272,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 3,042 | $271,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 5,228 | $271,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 15,530 | $271,000 | thousands by filing date | |
| CARTER BANKSHARES INC | 146103106 | COMMON STOCK | 19,073 | $271,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V449 | S&P 100 EQL WIGH | 3,390 | $271,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 13,193 | $270,000 | thousands by filing date | |
| GOODRX HLDGS INC | 38246G108 | COM CL A | 6,589 | $270,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 6,519 | $270,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 10,628 | $270,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 9,639 | $270,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 5,856 | $269,000 | thousands by filing date | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 2,390 | $269,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 12,443 | $269,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 3,649 | $269,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 15,550 | $269,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C821 | US EQTY ULTRA B | 9,692 | $269,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 19,477 | $269,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 1,305 | $268,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 13,235 | $268,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 35,642 | $268,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 7,051 | $268,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 37,229 | $267,000 | thousands by filing date | |
| PROSHARES TR | 74348A145 | PET CARE ETF | 3,438 | $267,000 | thousands by filing date | |
| HOWMET AEROSPACE INC COM | 443201108 | Stock | 8,540 | $266,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 4,332 | $266,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 4,742 | $265,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A511 | CMN | 7,559 | $265,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 17,816 | $264,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 11,800 | $262,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 4,169 | $262,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 7,216 | $262,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 4,936 | $261,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 2,919 | $261,000 | thousands by filing date | |
| NANO X IMAGING LTD | M70700105 | ORD SHS | 11,600 | $261,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 16,549 | $261,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 1,923 | $260,000 | thousands by filing date | |
| GROWGENERATION CORP | 39986L109 | COM | 10,559 | $260,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 24,498 | $260,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 5,692 | $259,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 13,624 | $259,000 | thousands by filing date | |
| TC ENERGY CORP | 87807B107 | COM | 5,371 | $258,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 6,384 | $258,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 16,318 | $258,000 | thousands by filing date | |
| iShares iBonds Dec. 2028 Corporate Bond ETF | 46435U515 | ETF | 9,000 | $258,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 5,628 | $258,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 26,241 | $256,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y768 | STAR GLOB BUYW | 6,471 | $256,000 | thousands by filing date | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 17,938 | $255,000 | thousands by filing date | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 34,450 | $255,000 | thousands by filing date | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 3,388 | $254,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 3,353 | $254,000 | thousands by filing date | |
| MATCH GROUP INC NEW | 57667L107 | COM | 1,616 | $254,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 1,046 | $254,000 | thousands by filing date | |
| T ROWE PRICE EXCHANGE-TRADED | 87283Q107 | PRICE BLUE CHIP | 7,954 | $254,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 12,317 | $254,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 14,356 | $252,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 3,435 | $252,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 1,152 | $252,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 6,252 | $252,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 2,126 | $252,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 928 | $251,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 9,795 | $251,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 2,179 | $250,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 12,856 | $250,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 3,545 | $249,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 4,030 | $249,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q460 | CMN | 3,770 | $249,000 | thousands by filing date | |
| PACER TRENDPILOT INTERNATIONAL ETF | 69374H683 | ETF | 8,685 | $248,000 | thousands by filing date | |
| ISHARES TR | 46435U366 | CMN | 5,152 | $248,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J802 | INDIA NFTY50 EQW | 5,016 | $247,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 17,066 | $247,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 1,430 | $247,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 1,597 | $246,000 | thousands by filing date | |
| BUMBLE INC | 12047B105 | COM CL A | 4,916 | $246,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 36,761 | $246,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 8,905 | $245,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 4,458 | $245,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 16,056 | $245,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 21,066 | $245,000 | thousands by filing date | |
| SEAGEN INC | 81181C104 | COM | 1,444 | $245,000 | thousands by filing date | |
| TIMOTHY PLAN | 887432284 | US LARGE MID CP | 10,018 | $245,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 3,494 | $244,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 1,898 | $244,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 3,230 | $244,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 4,671 | $243,000 | thousands by filing date | |
| ISHARES TR | 46436E767 | COM | 6,703 | $242,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 34,595 | $242,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 9,541 | $241,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 4,023 | $240,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 4,012 | $240,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 4,550 | $240,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 2,172 | $240,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 4,088 | $239,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 13,958 | $239,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P871 | CMN | 7,752 | $239,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 19,461 | $238,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 8,921 | $237,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 8,014 | $237,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 2,247 | $237,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 11,565 | $237,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 20,150 | $237,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 4,255 | $236,000 | thousands by filing date | |
| GENIUS SPORTS LIMITED | G3934V117 | *W EXP 04/30/202 | 33,000 | $236,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L886 | COM | 8,669 | $235,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 363 | $235,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 6,526 | $235,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 2,839 | $234,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 43,989 | $234,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 4,331 | $232,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 2,283 | $232,000 | thousands by filing date | |
| INNOVATOR TR ETF S&P 500 BUFFER ETF JUNE | 45782C755 | ETF | 7,074 | $232,000 | thousands by filing date | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 4,055 | $232,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 7,617 | $231,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 20,652 | $231,000 | thousands by filing date | |
| SPROTT ETF TRUST | 85210B201 | JR GOLD MINERS E | 6,243 | $231,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 879 | $230,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 14,180 | $230,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 3,610 | $229,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 4,630 | $228,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 5,156 | $228,000 | thousands by filing date | |
| ZYNEX INC | 98986M103 | COM | 20,000 | $228,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 2,716 | $227,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 13,683 | $227,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 8,889 | $227,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 7,652 | $227,000 | thousands by filing date | |
| LISTED FD TR | 53656F623 | HORIZON KINETICS | 7,751 | $226,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F656 | FT VEST INTE | 10,607 | $226,000 | thousands by filing date | |
| ISHARES ESG ADVANCED UNIVERSAL USD BOND ETF | 46436E619 | COM | 4,561 | $226,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F649 | FT VEST NAS | 10,198 | $226,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR INDUSTRIALS ETF | 47804J883 | ETF | 4,494 | $226,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 9,564 | $225,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 4,908 | $225,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 38,174 | $225,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 4,561 | $225,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 11,164 | $225,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C391 | US EQTY BUFR MAR | 6,823 | $225,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 1,945 | $223,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C722 | INTRNL DEV JULY | 9,184 | $223,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 2,200 | $222,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P301 | MUNI HI INCM ETF | 3,974 | $222,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 1,022 | $222,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 5,130 | $222,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 5,520 | $221,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 2,468 | $221,000 | thousands by filing date | |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 25,750 | $221,000 | thousands by filing date | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 5,715 | $221,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 19,235 | $220,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 28,635 | $220,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 986 | $219,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 530 | $219,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 5,196 | $219,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 36,500 | $219,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 23,525 | $218,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 8,622 | $218,000 | thousands by filing date | |
| CAN FITE BIOPHARMA LTD | 13471N201 | SPONSORED ADS | 130,776 | $217,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 509 | $216,000 | thousands by filing date | |
| THOMPSON REUTERS CORP | 884903709 | COM NEW | 1,957 | $216,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 15,405 | $215,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 1,381 | $215,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 1,840 | $215,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 13,090 | $215,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 4,510 | $213,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MLP FUND, I | 184692200 | COM | 7,854 | $213,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 3,702 | $212,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 10,740 | $212,000 | thousands by filing date | |
| SVF INVESTMENT CORP | G8601L102 | CL A SHS | 21,750 | $212,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 4,352 | $211,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 4,024 | $211,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 12,918 | $211,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N691 | VICTORYSHS US | 5,519 | $211,000 | thousands by filing date | |
| C3 AI INC | 12468P104 | CL A | 4,531 | $210,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 2,843 | $210,000 | thousands by filing date | |
| ISHARES INC | 46434G764 | MSCI EMRG CHN | 3,457 | $210,000 | thousands by filing date | |
| IAA INC | 449253103 | COM | 3,842 | $210,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 1,221 | $209,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y764 | MILLE CONSU ETF | 4,864 | $209,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 30,189 | $209,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 11,105 | $208,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 4,491 | $208,000 | thousands by filing date | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 13,296 | $207,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 4,666 | $207,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 28,881 | $207,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 9,517 | $206,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 5,513 | $206,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F847 | FT VEST US EQT | 5,397 | $206,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 5,865 | $206,000 | thousands by filing date | |
| 26 Capital Acquisition Corp | 90138P100 | Equity | 21,200 | $206,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 12,888 | $206,000 | thousands by filing date | |
| INNOVATOR DOUBLE STACKER ETF - OCTOBER | 45782C185 | ETF | 6,637 | $206,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 7,067 | $205,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 2,345 | $204,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 420 | $204,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 18,434 | $203,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 8,210 | $203,000 | thousands by filing date | |
| VIRTUS EQUITY & CONV INCM FD | 92841M101 | COM | 6,895 | $203,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 5,666 | $203,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 1,046 | $202,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 4,902 | $202,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 4,280 | $202,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 36,517 | $202,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q795 | US DIVIDEND | 6,373 | $202,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 3,009 | $201,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 3,002 | $201,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 2,826 | $201,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 3,667 | $201,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 2,393 | $200,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 1,151 | $200,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 1,641 | $200,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 8,627 | $200,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 2,239 | $200,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 12,685 | $200,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 4,915 | $200,000 | thousands by filing date | |
| BLACKROCK CAP ALLOCATION TER | 09260U109 | COM | 9,914 | $200,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 14,661 | $200,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 10,581 | $200,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 13,271 | $196,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 13,273 | $194,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 17,755 | $192,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 14,460 | $191,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 13,465 | $189,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 48,200 | $189,000 | thousands by filing date | |
| ASTRA SPACE INC | 04634X103 | COM CL A | 21,800 | $189,000 | thousands by filing date | |
| GRAPHITE BIO INC | 38870X104 | COM | 11,400 | $187,000 | thousands by filing date | |
| DECARBONIZATION PLUS ACQU II | 24279D105 | CLASS A COM | 18,600 | $187,000 | thousands by filing date | |
| IRONSOURCE LTD NPV | M5R75Y101 | CL A ORD SHS | 17,100 | $186,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 20,237 | $184,000 | thousands by filing date | |
| GRANITESHARES PLATINUM TR | 38748T103 | SHS BEN INT | 19,379 | $184,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 11,668 | $183,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 12,397 | $182,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 14,355 | $182,000 | thousands by filing date | |
| GREENPRO CAP CORP COM NEW | 39540F101 | Stock | 291,423 | $181,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 11,047 | $180,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 17,622 | $179,000 | thousands by filing date | |
| HELLO GROUP INC ADS | 423403104 | ADR | 16,729 | $177,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 21,230 | $177,000 | thousands by filing date | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 20,220 | $177,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 24,500 | $176,000 | thousands by filing date | |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 10,092 | $176,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 17,500 | $175,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 20,938 | $171,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 25,032 | $171,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 25,490 | $170,000 | thousands by filing date | |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 23,903 | $166,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 11,186 | $165,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 10,249 | $164,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 12,073 | $162,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 26,346 | $161,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 13,135 | $161,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 15,369 | $160,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 18,694 | $160,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 16,383 | $159,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 21,203 | $158,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 13,025 | $157,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 12,509 | $157,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 12,209 | $156,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 10,198 | $154,000 | thousands by filing date | |
| KRISPY KREME INC | 50101L106 | COMMON STOCK | 11,000 | $154,000 | thousands by filing date | |
| ATERIAN INC | 02156U101 | COM | 14,100 | $153,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 10,350 | $151,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 19,097 | $150,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 11,915 | $150,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 13,309 | $150,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 13,546 | $146,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 22,533 | $143,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 11,400 | $143,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 14,620 | $142,000 | thousands by filing date | |
| TAKUNG ART LTD | 87407Q207 | COM NEW | 18,550 | $141,000 | thousands by filing date | |
| ARROW INVTS TR | 042765792 | DWA TACTICAL MAC | 10,388 | $137,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 10,252 | $135,000 | thousands by filing date | |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 12,350 | $129,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K105 | COM | 46,575 | $129,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 30,268 | $129,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 16,200 | $129,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 16,280 | $126,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 13,000 | $125,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 17,785 | $124,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 11,263 | $124,000 | thousands by filing date | |
| TRANSLATIONAL ACQUISITION DVLNT ORD | 89615T106 | COM | 10,700 | $124,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 16,045 | $123,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 18,450 | $121,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 10,258 | $120,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 11,697 | $119,000 | thousands by filing date | |
| ZEVRA THERAPEUTICS INC COM NEW | 488445206 | Stock | 12,500 | $117,000 | thousands by filing date | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 22,709 | $117,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 19,400 | $116,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 11,850 | $114,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 21,276 | $114,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 16,000 | $114,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 12,339 | $113,000 | thousands by filing date | |
| LANDSEA HOMES CORP | 51509P103 | COM | 13,000 | $113,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 11,803 | $112,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 15,715 | $110,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 11,387 | $110,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 107,000 | $110,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 14,550 | $105,000 | thousands by filing date | |
| PROTERRA INC | 74374T109 | COM | 10,150 | $103,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 10,580 | $103,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 10,526 | $103,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 10,655 | $102,000 | thousands by filing date | |
| MICROVAST HOLDINGS INC COM | 59516C106 | Stock | 12,450 | $102,000 | thousands by filing date | |
| Global X Cannabis ETF | 37954Y426 | EX TRD EQ FD | 11,316 | $101,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 40,000 | $99,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 12,437 | $98,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 25,858 | $94,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 41,000 | $93,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 16,219 | $90,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 13,438 | $90,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 22,119 | $90,000 | thousands by filing date | |
| VINCO VENTURES INC | 927330100 | COM | 14,000 | $90,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 21,708 | $89,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 43,000 | $89,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 12,282 | $88,000 | thousands by filing date | |
| VELODYNE LIDAR INC | 92259F101 | COM | 14,865 | $88,000 | thousands by filing date | |
| HYRECAR INC | 44916T107 | COM | 10,350 | $88,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 16,580 | $86,000 | thousands by filing date | |
| PERPETUA RESOURCES CORP | 714266103 | COM | 17,108 | $85,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 75,000 | $81,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 11,100 | $80,000 | thousands by filing date | |
| THE BEACHBODY COMPANY INC | 073463101 | COM | 14,386 | $80,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 11,200 | $79,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 11,700 | $79,000 | thousands by filing date | |
| SPRUCE POWER HOLDING CORP | 9837FR100 | COMMON STOCK | 12,900 | $79,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 15,875 | $76,000 | thousands by filing date | |
| CAMBER ENERGY INC | 13200M508 | COM | 18,946 | $72,000 | thousands by filing date | |
| NEW YORK MTG TRUST | 649604AD7 | NOTE 6.250% 1/1 | 68,750 | $69,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 12,313 | $68,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 11,045 | $68,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 21,010 | $66,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 13,400 | $65,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 18,800 | $64,000 | thousands by filing date | |
| ROOT INC | 77664L108 | COMMON STOCK | 11,500 | $61,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 10,171 | $58,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 15,043 | $57,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 15,300 | $57,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 10,074 | $56,000 | thousands by filing date | |
| PRESIDIO PPTY TR INC | 74102L303 | COM CL A | 14,470 | $55,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 17,315 | $54,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 16,000 | $52,000 | thousands by filing date | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 94,000 | $49,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 14,000 | $48,000 | thousands by filing date | |
| RENOVARE ENVIRONMENTAL I | 09074B107 | COM | 32,300 | $45,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 11,336 | $41,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 10,300 | $33,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 20,000 | $33,000 | thousands by filing date | |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 15,000 | $30,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 10,508 | $29,000 | thousands by filing date | |
| PETVIVO HLDGS INC EQUITYCLASS EQUITY | 716817408 | COMMON STOCK | 10,000 | $27,000 | thousands by filing date | |
| Cinedigm Corp CL A | 172406209 | COM NEW | 10,000 | $25,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 17,200 | $18,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 13,545 | $14,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 17,200 | $12,000 | thousands by filing date | put |
| SESEN BIO INC | 817763105 | COM | 14,800 | $12,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 3,000 | $6,000 | thousands by filing date | call |
| YAMANA GOLD INC | 98462Y100 | COM | 22,500 | $3,000 | thousands by filing date | call |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 200 | $2,000 | thousands by filing date | call |
| ANGEL OAK FINL STRATEGIES IN | 03464A118 | RIGHT 10/14/2021 | 11,108 | $2,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 1,000 | $1,000 | thousands by filing date | call |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 100 | $1,000 | thousands by filing date | call |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 3,800 | $1,000 | thousands by filing date | call |
| Altria Group Inc | 02209S103 | COM | 500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BALL CORP | 058498106 | COM | 800 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| FUELCELL ENERGY INC | 35952H601 | COM | 3,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-21-003410 | this filing | 2021-11-16 | acceptance time not in the bulk data set |