13F-HR filed by Advisor Resource Council
Advisor Resource Council filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-16, with 226 holding rows worth $329,671,000.
- Accession
- 0001085146-21-003407
- Filer
- CIK 1820879
- Filed
- 2021-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 226 entries on the cover page, a total value of $329,671,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $329,671,000 with VALUE read as thousands by filing date, 13F file number 028-21337. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 102,914 | $44,164,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 49,625 | $8,147,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 18,595 | $8,009,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 50,569 | $7,551,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 20,486 | $7,335,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 168,687 | $6,332,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 125,516 | $6,317,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 70,684 | $5,591,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 102,483 | $5,338,000 | thousands by filing date | |
| FUBOTV INC | 35953D104 | COM | 221,396 | $5,305,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 17,984 | $5,070,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 64,778 | $5,048,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 26,767 | $4,803,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 496,477 | $4,756,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 57,730 | $4,625,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 31,514 | $4,013,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 28,215 | $3,992,000 | thousands by filing date | |
| PUBMATIC INC CLASS A | 74467Q103 | COMMON STOCK | 149,361 | $3,936,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 45,197 | $3,894,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 38,225 | $3,740,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 46,726 | $3,217,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 62,742 | $3,166,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 63,192 | $3,049,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 27,171 | $3,003,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 67,258 | $2,990,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 5,383 | $2,904,000 | thousands by filing date | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 296,434 | $2,884,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 47,622 | $2,800,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 231,985 | $2,702,000 | thousands by filing date | put |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 36,787 | $2,701,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 9,511 | $2,596,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 23,182 | $2,353,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 62,326 | $2,352,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 100,808 | $2,283,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 35,316 | $2,257,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 159,270 | $2,222,000 | thousands by filing date | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 38,450 | $2,149,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 13,654 | $2,138,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 789 | $2,102,000 | thousands by filing date | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 110,103 | $2,047,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 12,489 | $2,044,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 19,234 | $1,979,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 38,276 | $1,969,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 14,079 | $1,968,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 8,834 | $1,968,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 38,241 | $1,869,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 11,026 | $1,865,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 43,673 | $1,855,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 10,545 | $1,767,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 22,302 | $1,745,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 57,457 | $1,716,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 30,779 | $1,676,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 30,064 | $1,672,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 12,529 | $1,667,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 78,082 | $1,644,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 7,606 | $1,614,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 5,879 | $1,595,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 34,450 | $1,590,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 6,501 | $1,572,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 14,571 | $1,571,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 17,745 | $1,553,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 34,469 | $1,482,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 522 | $1,395,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 51,874 | $1,389,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 42,589 | $1,376,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 51,208 | $1,366,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 8,707 | $1,337,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 44,211 | $1,331,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 42,257 | $1,322,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 23,605 | $1,275,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 4,940 | $1,272,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 149,673 | $1,260,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 22,458 | $1,255,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 8,353 | $1,252,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 379 | $1,246,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 22,647 | $1,207,000 | thousands by filing date | |
| VTI | 922908769 | COM | 5,399 | $1,199,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 49,528 | $1,194,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 3,821 | $1,161,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 8,241 | $1,115,000 | thousands by filing date | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 21,336 | $1,104,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 22,385 | $1,099,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 3,865 | $1,088,000 | thousands by filing date | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 30,967 | $1,087,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 53,435 | $1,086,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V431 | S&P 500 GARP ETF | 12,456 | $1,084,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 15,300 | $1,069,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 28,299 | $1,058,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 29,768 | $1,049,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 75,600 | $1,040,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 19,532 | $997,000 | thousands by filing date | |
| AVANTOR INC COM | 05352A100 | Stock | 24,064 | $984,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 11,419 | $977,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 23,729 | $960,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 8,888 | $923,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 9,979 | $906,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 4,015 | $880,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 2,322 | $878,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 22,509 | $872,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 24,958 | $839,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 51,235 | $835,000 | thousands by filing date | |
| CAESARS ENTERTAINMENT INC NE | 12769G100 | COM | 7,440 | $835,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 4,984 | $830,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 17,143 | $788,000 | thousands by filing date | |
| HOWMET AEROSPACE INC COM | 443201108 | Stock | 24,964 | $779,000 | thousands by filing date | |
| ENVISTA HOLDINGS CORPORATION | 29415F104 | COM | 18,489 | $773,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 46,809 | $762,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 5,611 | $750,000 | thousands by filing date | |
| IJH | 464287507 | COM | 2,828 | $746,000 | thousands by filing date | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 13,683 | $732,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 26,854 | $724,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 6,320 | $719,000 | thousands by filing date | |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 32,942 | $714,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 16,782 | $685,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 3,266 | $677,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 26,058 | $662,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 14,722 | $657,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 2,380 | $652,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 15,303 | $645,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 6,731 | $631,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 1,597 | $630,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 5,347 | $622,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 5,958 | $616,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 5,796 | $611,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 3,171 | $610,000 | thousands by filing date | |
| GOLAR LNG LTD | 38046YAB7 | NOTE 2.750% 2/1 | 604,000 | $602,000 | thousands by filing date | principal |
| QORVO INC COM | 74736K101 | Stock | 3,469 | $580,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 15,920 | $577,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 1,903 | $571,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 5,964 | $565,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 28,699 | $533,000 | thousands by filing date | |
| GRANITESHARES ETF TR | 38747R603 | CMN | 12,946 | $527,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 1,725 | $525,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 42,307 | $523,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 8,584 | $518,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938JAB2 | NOTE | 582,000 | $512,000 | thousands by filing date | principal |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 6,613 | $490,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 9,288 | $490,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 3,730 | $489,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 1,830 | $483,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 4,376 | $476,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 4,832 | $470,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 4,374 | $465,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 3,464 | $456,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 8,290 | $439,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 8,305 | $435,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 4,617 | $435,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 3,727 | $430,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 2,211 | $426,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 14,000 | $426,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P889 | HORIZON DMST ETF | 13,201 | $421,000 | thousands by filing date | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 17,359 | $417,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 1,037 | $417,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 6,496 | $414,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 2,222 | $410,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 10,000 | $410,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 1,708 | $409,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,189 | $404,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P871 | CMN | 12,751 | $393,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 1,120 | $368,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 5,912 | $365,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 4,869 | $362,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 8,728 | $335,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 7,128 | $326,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 558 | $321,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 5,952 | $315,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 6,134 | $310,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 21,836 | $309,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 3,002 | $306,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 1,284 | $303,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 4,919 | $293,000 | thousands by filing date | |
| SCORPIO TANKERS INC | 80918TAB5 | NOTE 3.000% 5/1 | 288,000 | $291,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 11,333 | $288,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 370 | $287,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V746 | LARGE CAP GROWTH | 3,877 | $287,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 1,100 | $286,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 13,500 | $283,000 | thousands by filing date | put |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 437 | $283,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 7,287 | $282,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 2,238 | $275,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 3,452 | $271,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 2,741 | $270,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 352 | $263,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,189 | $262,000 | thousands by filing date | |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 3,062 | $258,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 423 | $257,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 1,840 | $256,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 1,514 | $256,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 1,577 | $254,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 4,667 | $254,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 3,088 | $252,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 1,646 | $248,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 2,590 | $244,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 2,030 | $239,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 1,586 | $237,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 1,022 | $237,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 1,178 | $226,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 12,726 | $225,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 927 | $222,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 4,265 | $217,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 1,492 | $217,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 554 | $216,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 2,047 | $209,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 711 | $209,000 | thousands by filing date | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 4,976 | $207,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 3,223 | $207,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 1,927 | $206,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 3,000 | $204,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 1,038 | $203,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V449 | S&P 100 EQL WIGH | 2,516 | $201,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 10,257 | $184,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 10,762 | $166,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 13,636 | $133,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 15,462 | $108,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 106,000 | $108,000 | thousands by filing date | principal |
| FORTUNA MNG CORP F | 349915108 | COM | 26,373 | $104,000 | thousands by filing date | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 12,887 | $85,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 10,004 | $61,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052WAA2 | NOTE 2.750% 7/0 | 63,000 | $61,000 | thousands by filing date | principal |
| NEW PAC METALS CORP | 64782A107 | COM | 17,876 | $59,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180DAB2 | BOND | 45,000 | $42,000 | thousands by filing date | principal |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 20,000 | $14,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 3,300 | $13,000 | thousands by filing date | put |
| Tesla Motors, Inc | 88160R101 | COM | 2,480 | $8,000 | thousands by filing date | put |
| Apple Inc | 037833100 | COM | 300 | $3,000 | thousands by filing date | put |
| Microsoft Corp | 594918104 | COM | 200 | $3,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-21-003407 | this filing | 2021-11-16 | acceptance time not in the bulk data set |