13F-HR filed by AQR CAPITAL MANAGEMENT LLC
AQR CAPITAL MANAGEMENT LLC filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-15, with 2,234 holding rows worth $53,940,040,000.
- Accession
- 0001085146-21-003358
- Filer
- CIK 1167557
- Filed
- 2021-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A combination report, 2,598 entries on the cover page, a total value of $53,940,040,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $53,940,040,000 with VALUE read as thousands by filing date, 13F file number 028-10120. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerCNH PARTNERS LLC028-10114
- included managerAQR Capital Management Holdings, LLC028-16752
- included managerAlaska Permanent Fund Corp028-20231
- included managerGuideStone Capital Management, LLC028-10998
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FTS INTERNATIONAL INC | 30283W302 | COM NEW CL A | 14,065 | $346,000 | thousands by filing date | |
| PAYSAFE LIMITED | G6964L107 | ORD | 44,455 | $345,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 5,040 | $343,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 7,874 | $339,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 5,755 | $338,000 | thousands by filing date | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 14,625 | $338,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 4,351 | $337,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 9,296 | $337,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 4,444 | $337,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 3,563 | $336,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 7,142 | $335,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 35,297 | $334,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 22,615 | $331,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 3,105 | $329,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 12,311 | $328,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 13,934 | $326,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 27,676 | $322,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 27,673 | $321,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 87,640 | $321,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 19,830 | $319,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 8,522 | $318,000 | thousands by filing date | |
| AMERANT BANCORP INC | 023576101 | COMMON STOCK | 12,805 | $317,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 28,340 | $317,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 7,845 | $316,000 | thousands by filing date | |
| INOTIV INC | 45783Q100 | COM | 10,816 | $316,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 11,062 | $314,000 | thousands by filing date | |
| AMERICAN NATIONAL GROUP INC | 02772A109 | COM NEW | 1,662 | $314,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 48,950 | $310,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 23,007 | $310,000 | thousands by filing date | |
| HOVNANIAN ENTERPRISES INC | 442487401 | CL A NEW | 3,172 | $306,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 9,322 | $304,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 2,674 | $302,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 4,913 | $302,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 6,953 | $301,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 25,372 | $301,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 35,254 | $301,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 3,614 | $300,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 6,664 | $299,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 24,892 | $298,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 9,402 | $297,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 9,763 | $297,000 | thousands by filing date | |
| YELLOW CORP | 985510106 | COM | 52,352 | $296,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 19,464 | $295,000 | thousands by filing date | |
| ARRAY TECHNOLOGIES, INC. | 04271T100 | COM SHS | 15,634 | $290,000 | thousands by filing date | |
| AMERICAN WELL CORP | 03044L105 | CL A | 31,688 | $289,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 67,536 | $288,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 119,097 | $285,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 10,357 | $284,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 4,577 | $284,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 10,514 | $283,000 | thousands by filing date | |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 8,519 | $281,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 71,989 | $281,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 53,861 | $280,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 15,019 | $280,000 | thousands by filing date | |
| MEDALLIA INC | 584021109 | COM | 8,236 | $279,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 13,240 | $278,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 3,567 | $277,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 37,739 | $275,000 | thousands by filing date | |
| ASENSUS SURGICAL INC | 04367G103 | COM | 148,762 | $275,000 | thousands by filing date | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 14,519 | $274,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 15,409 | $271,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 9,691 | $270,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 11,094 | $270,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 3,449 | $269,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 11,993 | $268,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 3,176 | $268,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 10,724 | $268,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 9,315 | $267,000 | thousands by filing date | |
| BALLYS CORPORATION | 05875B106 | COM | 5,323 | $267,000 | thousands by filing date | |
| AEMETIS INC | 00770K202 | COM NEW | 14,450 | $264,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 8,049 | $264,000 | thousands by filing date | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 11,584 | $264,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 14,001 | $263,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 9,954 | $262,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 14,328 | $261,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 13,148 | $260,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 3,065 | $260,000 | thousands by filing date | |
| DERMTECH INC | 24984K105 | COM | 8,093 | $260,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 3,355 | $259,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 7,883 | $259,000 | thousands by filing date | |
| ADAPTHEALTH CORP | 00653Q102 | COMMON STOCK | 11,060 | $258,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 3,954 | $257,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 23,270 | $257,000 | thousands by filing date | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 75,540 | $256,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 13,745 | $254,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 100,927 | $254,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 10,473 | $253,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 8,096 | $252,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 3,389 | $251,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 5,333 | $250,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 21,891 | $250,000 | thousands by filing date | |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 3,453 | $247,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 11,662 | $247,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 18,943 | $246,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 6,161 | $245,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 7,770 | $245,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 5,692 | $245,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 3,109 | $244,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 10,258 | $244,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 7,283 | $243,000 | thousands by filing date | |
| CLEARPOINT NEURO INC | 18507C103 | COM | 13,614 | $242,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 2,367 | $242,000 | thousands by filing date | |
| CARDIFF ONCOLOGY INC | 14147L108 | COM | 36,053 | $240,000 | thousands by filing date | |
| ANTERIX INC | 03676C100 | COMMON STOCK | 3,941 | $239,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 8,887 | $237,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 21,558 | $236,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 5,172 | $235,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 981 | $233,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 12,375 | $232,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 7,833 | $232,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 7,092 | $231,000 | thousands by filing date | |
| CROSSFIRST BANKSHARES INC | 22766M109 | COM | 17,772 | $231,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 10,880 | $230,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 3,367 | $228,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 35,417 | $226,000 | thousands by filing date | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 36,782 | $226,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 10,724 | $225,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 2,020 | $224,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F137 | SHS | 2,323 | $224,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 1,305 | $224,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 29,946 | $224,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 2,025 | $223,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 3,621 | $223,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 23,495 | $223,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 3,329 | $222,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 75,005 | $222,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 28,930 | $221,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 4,230 | $219,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 3,680 | $219,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 16,274 | $219,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 3,611 | $217,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 2,863 | $217,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 4,162 | $217,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 24,776 | $216,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 49,277 | $214,000 | thousands by filing date | |
| SUNNOVA ENERGY INTERNATIONAL I | 86745K104 | COM | 6,452 | $213,000 | thousands by filing date | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 24,728 | $211,000 | thousands by filing date | |
| BRIGHAM MINERALS INC | 10918L103 | COMMON STOCK | 11,023 | $211,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 72,770 | $210,000 | thousands by filing date | |
| BANDWIDTH INC | 05988JAB9 | NOTE 0.250% 3/0 | 175,000 | $210,000 | thousands by filing date | principal |
| BLUEGREEN VACATIONS HLDG COR | 096308101 | COM | 8,134 | $210,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 68,683 | $209,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 11,895 | $209,000 | thousands by filing date | |
| GROUPON INC | 399473206 | COM NEW | 9,103 | $208,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 6,716 | $206,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 5,869 | $205,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 5,361 | $205,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 8,055 | $205,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 19,007 | $205,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 797 | $204,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 1,705 | $204,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 23,712 | $202,000 | thousands by filing date | |
| AMALGAMATED FINANCIAL CORP | 022671101 | COM | 12,618 | $200,000 | thousands by filing date | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 10,277 | $198,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 52,488 | $195,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 54,530 | $194,000 | thousands by filing date | |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 27,685 | $192,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 18,314 | $186,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 91,833 | $181,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 54,615 | $173,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 24,325 | $171,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 16,254 | $170,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 14,292 | $170,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 45,989 | $167,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 56,720 | $167,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 34,233 | $166,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 10,668 | $161,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 47,006 | $161,000 | thousands by filing date | |
| FISKER INC | 33813J106 | CL A COM STK | 10,806 | $158,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 16,930 | $158,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 12,949 | $156,000 | thousands by filing date | |
| INNOVATE CORP | 45784J105 | COM | 37,276 | $153,000 | thousands by filing date | |
| HYRECAR INC | 44916T107 | COM | 17,850 | $152,000 | thousands by filing date | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 69,032 | $150,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 13,295 | $149,000 | thousands by filing date | |
| ZYNEX INC | 98986M103 | COM | 12,998 | $148,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 16,383 | $147,000 | thousands by filing date | |
| EBANG INTL HLDGS INC | G3R33A106 | CL A SHS | 77,037 | $146,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 19,049 | $144,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 12,492 | $143,000 | thousands by filing date | |
| PAE INC | 69290Y109 | COM CL A | 23,964 | $143,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 17,060 | $142,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAB1 | NOTE 0.375% 3/1 | 125,000 | $142,000 | thousands by filing date | principal |
| CYTOSORBENTS CORP | 23283X206 | CMN | 17,413 | $141,000 | thousands by filing date | |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 108,293 | $141,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 47,165 | $140,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 20,992 | $138,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 10,191 | $133,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 11,924 | $128,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 15,309 | $123,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 21,966 | $118,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 20,897 | $118,000 | thousands by filing date | |
| ALTO INGREDIENTS INC | 021513106 | COMMON STOCK | 23,654 | $117,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 12,330 | $116,000 | thousands by filing date | |
| GT BIOPHARMA INC | 36254L209 | COM NEW | 16,975 | $114,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 100,000 | $110,000 | thousands by filing date | principal |
| LUMENTUM HLDGS INC | 55024UAD1 | NOTE 0.500%12/1 | 100,000 | $110,000 | thousands by filing date | principal |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 33,186 | $108,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 11,312 | $107,000 | thousands by filing date | |
| VIA RENEWABLES INC | 92556D106 | COM | 10,009 | $102,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAM3 | NOTE 0.625%10/0 | 100,000 | $100,000 | thousands by filing date | principal |
| Ampio Pharmaceuticals | 03209T109 | COM | 60,116 | $100,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 20,115 | $96,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 17,758 | $92,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 29,592 | $91,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 17,486 | $89,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 28,438 | $88,000 | thousands by filing date | |
| EMERALD HOLDING INC | 29103W104 | COM | 20,132 | $87,000 | thousands by filing date | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 26,826 | $87,000 | thousands by filing date | |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 15,043 | $83,000 | thousands by filing date | |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 17,989 | $83,000 | thousands by filing date | |
| CANOO INC | 13803R102 | COM CL A | 10,384 | $80,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 75,000 | $78,000 | thousands by filing date | principal |
| CADIZ INC | 127537207 | COM NEW | 10,859 | $76,000 | thousands by filing date | |
| SEA LTD | 81141RAG5 | NOTE 0.250% 9/1 | 75,000 | $76,000 | thousands by filing date | principal |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 10,198 | $69,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 16,616 | $66,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 12,570 | $61,000 | thousands by filing date | |
| OKTA INC | 679295AF2 | NOTE 0.375% 6/1 | 50,000 | $61,000 | thousands by filing date | principal |
| THERAPEUTICSMD INC | 88338N107 | COM | 81,838 | $61,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 15,330 | $59,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 14,315 | $58,000 | thousands by filing date | |
| AVALO THERAPEUTICS INC | 05338F108 | CMN | 25,894 | $56,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDIN | 890260706 | COM | 89,183 | $54,000 | thousands by filing date | |
| GEMINI THERAPEUTICS INC | 36870G105 | CMN | 12,654 | $51,000 | thousands by filing date | |
| CASPER SLEEP INC | 147626105 | COM | 11,041 | $47,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 15,365 | $45,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 11,193 | $42,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 10,578 | $39,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 10,450 | $37,000 | thousands by filing date | |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 18,243 | $37,000 | thousands by filing date | |
| ZENDESK INC | 98936JAD3 | NOTE 0.625% 6/1 | 25,000 | $32,000 | thousands by filing date | principal |
| MUSTANG BIO INC | 62818Q104 | COM | 11,798 | $32,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049MAB6 | NOTE 0.250% 1/1 | 25,000 | $25,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-21-003358 | this filing | 2021-11-15 | acceptance time not in the bulk data set |