13F-HR filed by Cresset Asset Management, LLC
Cresset Asset Management, LLC filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-15, with 1,103 holding rows worth $7,431,386,000.
- Accession
- 0001085146-21-003295
- Filer
- CIK 1761013
- Filed
- 2021-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 1,103 entries on the cover page, a total value of $7,431,386,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $7,431,386,000 with VALUE read as thousands by filing date, 13F file number 028-19305. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerKLPD Ventures, LLC028-15664
- included managerWingate Andrew D.028-15665
- included managerFalk Lucinda028-15663
- included managerKLP Enterprises, LLC028-15666
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 4,761 | $212,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 6,429 | $212,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 6,848 | $211,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 701 | $211,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 2,609 | $211,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 893 | $210,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 10,342 | $210,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 44,601 | $210,000 | thousands by filing date | |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 4,412 | $210,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 19,062 | $210,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 1,504 | $210,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 1,922 | $209,000 | thousands by filing date | |
| VERTEX INC | 92538J106 | CL A | 10,903 | $209,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 507 | $209,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 20,007 | $208,000 | thousands by filing date | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 1,848 | $208,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 1,577 | $208,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 8,369 | $208,000 | thousands by filing date | |
| AFFIRM HLDGS INC COM CL A | 00827B106 | Stock | 1,732 | $207,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 3,837 | $207,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 4,723 | $207,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 5,465 | $206,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 1,828 | $206,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 5,646 | $206,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 1,232 | $206,000 | thousands by filing date | |
| 1LIFE HEALTHCARE INC | 68269G107 | COM | 10,178 | $206,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 3,592 | $203,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 41,206 | $203,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 4,603 | $202,000 | thousands by filing date | |
| ZOOMINFO TECHNOLOGIES INC COMMON STOCK | 98980F104 | Stock | 3,300 | $202,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 2,135 | $202,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 5,442 | $201,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 2,572 | $201,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 2,655 | $200,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 19,882 | $200,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 11,584 | $199,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 21,855 | $197,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 22,123 | $196,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 27,228 | $195,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 10,000 | $193,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 10,554 | $190,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 10,827 | $184,000 | thousands by filing date | |
| ICL GROUP LTD SHS | M53213100 | Stock | 25,181 | $183,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 17,000 | $183,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 10,279 | $182,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 13,725 | $182,000 | thousands by filing date | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 14,406 | $179,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 10,465 | $170,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 30,933 | $168,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 19,662 | $164,000 | thousands by filing date | |
| Hive Blockchain Technologies L | 43366H100 | COM | 61,424 | $164,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 13,692 | $155,000 | thousands by filing date | |
| SARISSA CAPITAL ACQUISITN CO | G7823W102 | CMN | 14,950 | $147,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 13,844 | $143,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 27,709 | $141,000 | thousands by filing date | |
| COMPNHIA ENRG C | 204409882 | SPONSORED ADR | 40,017 | $131,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 10,000 | $129,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 23,962 | $128,000 | thousands by filing date | |
| ASTRA SPACE INC | 04634X103 | COM CL A | 14,700 | $128,000 | thousands by filing date | |
| PHUNWARE INC | 71948P100 | COMMON | 130,830 | $122,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 15,002 | $120,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 18,222 | $119,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 13,664 | $111,000 | thousands by filing date | |
| PROTERRA INC | 74374T109 | COM | 10,928 | $111,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 25,000 | $109,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 28,030 | $108,000 | thousands by filing date | |
| DIDI GLOBAL INC ADR | 23292E108 | SPONSORED ADS | 13,899 | $108,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 12,996 | $107,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 15,790 | $106,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 12,811 | $105,000 | thousands by filing date | |
| IVANHOE CAPITAL ACQUISTIN CO | G4R87P122 | UNIT 99/99/9999 | 10,000 | $104,000 | thousands by filing date | |
| KLUDEIN I ACQUISITION CORP | 49878L208 | UNIT 99/99/9999 | 10,000 | $100,000 | thousands by filing date | |
| VELODYNE LIDAR INC | 92259F101 | COM | 16,650 | $99,000 | thousands by filing date | |
| INNOVIZ TECHNOLOGIES LTD | M5R635108 | SHS | 16,633 | $96,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 17,032 | $93,000 | thousands by filing date | |
| POLYPID LTD | M8001Q118 | SHS | 11,719 | $91,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 30,913 | $88,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 10,058 | $84,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 18,367 | $82,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 15,000 | $81,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 13,951 | $79,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 17,858 | $78,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 10,958 | $77,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 12,917 | $76,000 | thousands by filing date | |
| NATWEST GROUP PLC | 639057108 | COMMON STOCK-FO | 12,343 | $76,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 10,819 | $75,000 | thousands by filing date | |
| COMPANHIA PARANAENSE DE ENERGI | 20441B605 | SPON ADS | 11,097 | $72,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 10,000 | $70,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 28,258 | $69,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 20,494 | $66,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 11,825 | $62,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 29,385 | $60,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 10,908 | $57,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 12,266 | $54,000 | thousands by filing date | |
| PRECIGEN INC | 74017N105 | COM | 10,588 | $53,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 16,527 | $49,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 25,000 | $44,000 | thousands by filing date | |
| ENSYSCE BIOSCIENCES INC | 293602108 | COM | 13,717 | $42,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 13,841 | $34,000 | thousands by filing date | |
| PERMIANVILLE RTY TR | 71425H100 | TR UNIT | 16,671 | $32,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 12,766 | $30,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 11,591 | $29,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B118 | *W EXP 11/15/202 | 100,000 | $11,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-21-003295 | this filing | 2021-11-15 | acceptance time not in the bulk data set |