13F-HR filed by PALISADE CAPITAL MANAGEMENT, LP
PALISADE CAPITAL MANAGEMENT, LP filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-15, with 407 holding rows worth $4,582,591,000.
- Accession
- 0001085146-21-003266
- Filer
- CIK 1009006
- Filed
- 2021-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 407 entries on the cover page, a total value of $4,582,591,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,582,591,000 with VALUE read as thousands by filing date, 13F file number 028-05320. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| REPLIGEN CORP COM | 759916109 | Stock | 292,600 | $84,558,000 | thousands by filing date | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 808,763 | $70,751,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 748,539 | $67,466,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 241,674 | $66,042,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 428,380 | $60,616,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 192,254 | $58,530,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 623,962 | $57,579,000 | thousands by filing date | |
| AVIENT CORPORATION | 05368V106 | COM | 1,223,274 | $56,699,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 297,594 | $55,912,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 680,098 | $53,116,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 199,901 | $52,378,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 502,905 | $51,990,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 807,076 | $51,475,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 929,409 | $51,443,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 1,022,181 | $51,436,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 653,641 | $50,964,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 959,545 | $50,098,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 973,086 | $46,115,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 267,668 | $44,602,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 433,019 | $44,319,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 1,748,269 | $43,951,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 848,540 | $43,539,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 398,337 | $43,347,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 591,925 | $42,246,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 1,153,208 | $41,573,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 170,087 | $40,486,000 | thousands by filing date | |
| ONTO INNOVATION INC COM | 683344105 | Stock | 536,333 | $38,750,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 938,299 | $38,564,000 | thousands by filing date | |
| COUSINSPPTYSINC | 222795502 | STOK | 1,029,151 | $38,377,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 522,673 | $37,178,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 1,194,559 | $36,709,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 495,338 | $36,274,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 472,922 | $36,013,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 125,504 | $35,382,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 351,137 | $35,209,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 147,862 | $35,150,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 10,681 | $35,088,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 554,567 | $34,195,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 273,592 | $32,453,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 1,780,911 | $32,306,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 272,588 | $32,283,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 643,464 | $32,218,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 764,635 | $31,908,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 672,069 | $31,224,000 | thousands by filing date | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 447,497 | $30,850,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 186,848 | $30,585,000 | thousands by filing date | |
| PRIMO WATER CORPORATION | 74167P108 | COM | 1,903,475 | $29,923,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 735,736 | $28,863,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 55,646 | $28,681,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 405,992 | $28,562,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 304,553 | $27,815,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 493,283 | $27,752,000 | thousands by filing date | |
| PROG HOLDINGS INC | 74319R101 | COM NPV | 642,136 | $26,976,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 1,077,202 | $26,919,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 2,491,583 | $26,635,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 666,000 | $26,367,000 | thousands by filing date | |
| STRIDE INC | 86333M108 | COM | 732,794 | $26,337,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 376,134 | $26,198,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 1,003,993 | $25,883,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 1,693,100 | $25,871,000 | thousands by filing date | |
| PING IDENTITY HOLDING CORP | 72341T103 | COMMON STOCK | 1,022,973 | $25,134,000 | thousands by filing date | |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 1,662,759 | $25,058,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 68,915 | $24,823,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 584,301 | $24,728,000 | thousands by filing date | |
| AARONS CO INC | 00258W108 | COM | 893,563 | $24,609,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 1,609,536 | $23,918,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 487,334 | $23,489,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 758,488 | $23,104,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 200,379 | $23,008,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 353,346 | $22,755,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 1,099,195 | $22,709,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 1,425,808 | $22,499,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 160,527 | $22,239,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 8,307 | $22,141,000 | thousands by filing date | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 355,967 | $21,988,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 337,511 | $21,030,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 3,238,825 | $20,696,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 944,645 | $20,376,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 90,882 | $20,244,000 | thousands by filing date | |
| MATCH GROUP INC NEW | 57667L107 | COM | 125,272 | $19,666,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 274,682 | $19,384,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 407,249 | $19,141,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 890,866 | $18,984,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 333,002 | $18,701,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 165,087 | $18,688,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 143,269 | $18,443,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 643,155 | $18,285,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 40,575 | $18,102,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 232,604 | $18,066,000 | thousands by filing date | |
| IAA INC | 449253103 | COM | 330,415 | $18,031,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 448,033 | $17,827,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 809,274 | $17,772,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 141,962 | $17,605,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 506,448 | $17,569,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AD7 | NOTE 0.750% 7/0 | 9,585,000 | $17,426,000 | thousands by filing date | principal |
| ADAPTHEALTH CORP | 00653Q102 | COMMON STOCK | 729,779 | $16,997,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 111,451 | $16,238,000 | thousands by filing date | |
| PURE STORAGE INC | 74624MAB8 | NOTE 0.125% 4/1 | 13,873,000 | $16,036,000 | thousands by filing date | principal |
| Starbucks Corporation | 855244109 | COM | 140,771 | $15,528,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 92,415 | $14,925,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 114,199 | $14,836,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 135,028 | $14,651,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 43,468 | $14,269,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 115,845 | $13,677,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 524,240 | $13,478,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 1,316,377 | $13,124,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 117,865 | $13,028,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 76,274 | $12,903,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 53,629 | $12,862,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 221,446 | $12,735,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 88,423 | $12,365,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 5,406,000 | $12,362,000 | thousands by filing date | principal |
| MONGODB INC | 60937PAD8 | NOTE 0.250% 1/1 | 5,352,000 | $12,245,000 | thousands by filing date | principal |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 697,477 | $11,397,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 52,088 | $11,394,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 7,727,000 | $11,358,000 | thousands by filing date | principal |
| ZOETIS INC CL A | 98978V103 | Stock | 58,320 | $11,322,000 | thousands by filing date | |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 7,560,000 | $11,293,000 | thousands by filing date | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 10,836,000 | $11,147,000 | thousands by filing date | principal |
| BURLINGTON STORES INC | 122017AB2 | NOTE 2.250% 4/1 | 7,651,000 | $11,144,000 | thousands by filing date | principal |
| NextEra Energy,Inc. | 65339F101 | COM | 141,825 | $11,136,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 833,878 | $11,099,000 | thousands by filing date | |
| MANDIANT INC | 31816QAF8 | NOTE 0.875% 6/0 | 10,296,000 | $10,959,000 | thousands by filing date | principal |
| BECTON DICKINSON & CO | 075887109 | COM | 44,475 | $10,933,000 | thousands by filing date | |
| HERBALIFE NUTRITION LTD | 42703MAD5 | NOTE 2.625% 3/1 | 10,630,000 | $10,809,000 | thousands by filing date | principal |
| NUTANIX INC | 67059NAB4 | NOTE 1/1 | 10,243,000 | $10,774,000 | thousands by filing date | principal |
| LENDINGTREE INC NEW | 52603BAA5 | NOTE | 10,536,000 | $10,551,000 | thousands by filing date | principal |
| BOOKING HOLDINGS INC | 09857LAN8 | NOTE 0.750% 5/0 | 7,135,000 | $10,550,000 | thousands by filing date | principal |
| PEOPLE INC | 44891N208 | COM NEW | 79,634 | $10,376,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 51,559 | $10,106,000 | thousands by filing date | |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 9,727,000 | $10,079,000 | thousands by filing date | principal |
| BLOCK INC | 852234AD5 | NOTE 0.500% 5/1 | 3,248,000 | $10,003,000 | thousands by filing date | principal |
| II VI INC | 902104AB4 | NOTE 0.250% 9/0 | 7,515,000 | $9,990,000 | thousands by filing date | principal |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 5,824,000 | $9,982,000 | thousands by filing date | principal |
| ETSY INC | 29786AAJ5 | NOTE 0.125%10/0 | 4,102,000 | $9,952,000 | thousands by filing date | principal |
| Broadcom Inc. | 11135F101 | COM | 20,515 | $9,948,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 127,327 | $9,921,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 28,865 | $9,796,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551AC4 | BOND | 9,214,000 | $9,757,000 | thousands by filing date | principal |
| OKTA INC | 679295AD7 | NOTE 0.125% 9/0 | 6,865,000 | $9,709,000 | thousands by filing date | principal |
| XILINX INC | 983919101 | COM | 63,500 | $9,588,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220KAF5 | NOTE 0.750% 5/1 | 9,501,000 | $9,536,000 | thousands by filing date | principal |
| KAMAN CORP | 483548AF0 | BOND | 9,395,000 | $9,512,000 | thousands by filing date | principal |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 19,734 | $9,412,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AP0 | NOTE 1.625%10/1 | 4,086,000 | $9,211,000 | thousands by filing date | principal |
| Costco Wholesale Corporation | 22160K105 | COM | 20,386 | $9,161,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 495,379 | $8,996,000 | thousands by filing date | |
| ALTERYX INC | 02156BAD5 | BOND | 9,446,000 | $8,950,000 | thousands by filing date | principal |
| NEW RELIC INC | 64829BAB6 | NOTE 0.500% 5/0 | 8,812,000 | $8,941,000 | thousands by filing date | principal |
| FORTIVE CORP | 34959JAK4 | NOTE 0.875% 2/1 | 8,745,000 | $8,766,000 | thousands by filing date | principal |
| ARES CAPITAL CORP | 04010L103 | COM | 428,124 | $8,704,000 | thousands by filing date | |
| DEXCOM INC | 252131AK3 | NOTE 0.250%11/1 | 7,316,000 | $8,697,000 | thousands by filing date | principal |
| SPLUNK INC | 848637AC8 | NOTE 0.500% 9/1 | 7,397,000 | $8,645,000 | thousands by filing date | principal |
| LIVE NATION ENTERTAINMENT IN | 538034AQ2 | NOTE 2.500% 3/1 | 5,953,000 | $8,616,000 | thousands by filing date | principal |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 89,112 | $8,556,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 31,161 | $8,505,000 | thousands by filing date | |
| NUVASIVE INC | 670704AL9 | BOND | 8,231,000 | $8,398,000 | thousands by filing date | principal |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 8,013,000 | $8,333,000 | thousands by filing date | principal |
| JAZZ INVESTMENTS I LTD | 472145AD3 | NOTE 1.500% 8/1 | 8,192,000 | $8,311,000 | thousands by filing date | principal |
| KKR & CO INC | 48251W104 | COM | 136,118 | $8,287,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 13,945 | $8,028,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 61,425 | $7,923,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 135,417 | $7,879,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAD1 | BOND | 7,991,000 | $7,813,000 | thousands by filing date | principal |
| CONMED CORP | 207410AF8 | BOND | 4,998,000 | $7,762,000 | thousands by filing date | principal |
| TELADOC HEALTH INC | 87918AAF2 | NOTE 1.250% 6/0 | 7,613,000 | $7,684,000 | thousands by filing date | principal |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 169,000 | $7,662,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 70,390 | $7,593,000 | thousands by filing date | |
| BLACKLINE INC | 09239BAB5 | NOTE 0.125% 8/0 | 4,295,000 | $7,201,000 | thousands by filing date | principal |
| RAMBUS INC DEL | 750917AG1 | NOTE 1.375% 2/0 | 5,699,000 | $7,199,000 | thousands by filing date | principal |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 7,125,000 | $7,192,000 | thousands by filing date | principal |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 19,915 | $7,172,000 | thousands by filing date | |
| EVOLENT HEALTH INC | 30050BAF8 | NOTE 3.500%12/0 | 3,990,000 | $7,091,000 | thousands by filing date | principal |
| AVAYA HLDGS CORP | 05351XAB7 | NOTE 2.250% 6/1 | 6,700,000 | $7,026,000 | thousands by filing date | principal |
| PepsiCo,Inc. | 713448108 | COM | 46,435 | $6,984,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 129,254 | $6,981,000 | thousands by filing date | |
| TWITTER INC | 90184LAF9 | NOTE 0.250% 6/1 | 5,533,000 | $6,961,000 | thousands by filing date | principal |
| SPLUNK INC | 848637AD6 | BOND | 5,617,000 | $6,878,000 | thousands by filing date | principal |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 93,930 | $6,763,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765UAB9 | NOTE 0.750% 2/1 | 4,720,000 | $6,619,000 | thousands by filing date | principal |
| McDonalds Corporation | 580135101 | COM | 26,946 | $6,497,000 | thousands by filing date | |
| HUBSPOT INC | 443573AD2 | NOTE 0.375% 6/0 | 2,644,000 | $6,424,000 | thousands by filing date | principal |
| SILICON LABORATORIES INC | 826919AD4 | NOTE 0.625% 6/1 | 4,967,000 | $6,388,000 | thousands by filing date | principal |
| PRA GROUP INC | 69354NAB2 | Convertible Debt | 5,733,000 | $6,334,000 | thousands by filing date | principal |
| AMERICAN ELEC PWR CO INC | 025537127 | UNIT 03/15/2022 | 131,005 | $6,277,000 | thousands by filing date | |
| ZENDESK INC | 98936JAD3 | NOTE 0.625% 6/1 | 4,886,000 | $6,208,000 | thousands by filing date | principal |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 10,617 | $6,066,000 | thousands by filing date | |
| BLOCK INC | 852234AF0 | NOTE 0.125% 3/0 | 2,900,000 | $5,889,000 | thousands by filing date | principal |
| INSULET CORP | 45784PAK7 | NOTE 0.375% 9/0 | 4,208,000 | $5,873,000 | thousands by filing date | principal |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 4,065,000 | $5,843,000 | thousands by filing date | principal |
| SHERWIN WILLIAMS CO | 824348106 | COM | 20,575 | $5,755,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 5,281,000 | $5,688,000 | thousands by filing date | principal |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 4,806,000 | $5,638,000 | thousands by filing date | principal |
| RH | 74967XAA1 | BOND | 1,625,000 | $5,580,000 | thousands by filing date | principal |
| Texas Instruments Incorporated | 882508104 | COM | 29,025 | $5,579,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 3,966,000 | $5,549,000 | thousands by filing date | principal |
| DEXCOM INC | 252131AH0 | NOTE 0.750%12/0 | 1,659,000 | $5,518,000 | thousands by filing date | principal |
| RAPID7 INC | 753422AD6 | NOTE 2.250% 5/0 | 2,822,000 | $5,478,000 | thousands by filing date | principal |
| COUPA SOFTWARE INC | 22266LAC0 | NOTE 0.125% 6/1 | 3,581,000 | $5,406,000 | thousands by filing date | principal |
| NCL CORP LTD | 62886HAX9 | NOTE 5.375% 8/0 | 3,158,000 | $5,398,000 | thousands by filing date | principal |
| Q2 HLDGS INC | 74736LAD1 | NOTE 0.750% 6/0 | 4,583,000 | $5,161,000 | thousands by filing date | principal |
| NISOURCE INC | 65473P121 | CONV | 48,000 | $4,980,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 34,275 | $4,978,000 | thousands by filing date | |
| FIVE9 INC | 338307AD3 | NOTE 0.500% 6/0 | 3,694,000 | $4,978,000 | thousands by filing date | principal |
| TERADYNE INC | 880770AG7 | NOTE | 1,435,000 | $4,950,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 3,479,000 | $4,939,000 | thousands by filing date | principal |
| PARSONS CORP DEL | 70202LAB8 | BOND | 4,914,000 | $4,924,000 | thousands by filing date | principal |
| INTERDIGITAL INC | 45867GAB7 | BOND | 4,531,000 | $4,901,000 | thousands by filing date | principal |
| DATADOG INC | 23804LAB9 | NOTE 0.125% 6/1 | 2,957,000 | $4,881,000 | thousands by filing date | principal |
| PATRICK INDS INC | 703343AB9 | DBCV 1.000% 2/0 | 4,299,000 | $4,863,000 | thousands by filing date | principal |
| SERVICENOW INC | 81762PAC6 | NOTE 6/0 | 1,052,000 | $4,857,000 | thousands by filing date | principal |
| ZYNGA INC | 98986TAB4 | NOTE 0.250% 6/0 | 4,243,000 | $4,845,000 | thousands by filing date | principal |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 375,000 | $4,817,000 | thousands by filing date | principal |
| REPLIGEN CORP | 759916AB5 | BOND | 1,869,000 | $4,725,000 | thousands by filing date | principal |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 31,905 | $4,724,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 3,148,000 | $4,666,000 | thousands by filing date | principal |
| JAZZ INVESTMENTS I LTD | 472145AF8 | NOTE 2.000% 6/1 | 3,938,000 | $4,548,000 | thousands by filing date | principal |
| WINNEBAGO INDS INC | 974637AB6 | BOND | 3,394,000 | $4,518,000 | thousands by filing date | principal |
| SAILPOINT TECHNOLOGIES HLDGS | 78781PAB1 | NOTE | 2,788,000 | $4,491,000 | thousands by filing date | principal |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 4,141,000 | $4,451,000 | thousands by filing date | principal |
| PTC THERAPEUTICS INC | 69366JAB7 | NOTE | 4,254,000 | $4,432,000 | thousands by filing date | principal |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 63,628 | $4,416,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 3,014,000 | $4,410,000 | thousands by filing date | principal |
| VIMEO INC | 92719V100 | COMMON STOCK | 147,661 | $4,337,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096AF9 | DBCV 4.375% 2/0 | 4,143,000 | $4,321,000 | thousands by filing date | principal |
| ZSCALER INC | 98980GAB8 | NOTE 0.125% 7/0 | 2,325,000 | $4,242,000 | thousands by filing date | principal |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 2,887,000 | $4,200,000 | thousands by filing date | principal |
| NEXTERA ENERGY INC | 65339F770 | CONV | 81,000 | $4,132,000 | thousands by filing date | |
| PROS HOLDINGS INC | 74346YAH6 | BOND | 4,300,000 | $4,117,000 | thousands by filing date | principal |
| BURLINGTON STORES INC COM | 122017106 | Stock | 14,495 | $4,110,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD | 23248VAB1 | NOTE 11/1 | 3,455,000 | $4,106,000 | thousands by filing date | principal |
| VONAGE HLDGS CORP | 92886TAJ1 | NOTE 1.750% 6/0 | 3,470,000 | $4,055,000 | thousands by filing date | principal |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 2,380,000 | $4,025,000 | thousands by filing date | principal |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 3,797,000 | $4,005,000 | thousands by filing date | principal |
| SNAP INC | 83304AAB2 | NOTE 0.75% 08/01/2026 | 1,212,000 | $3,955,000 | thousands by filing date | principal |
| Intuit Inc. | 461202103 | COM | 7,326 | $3,952,000 | thousands by filing date | |
| STRIDE INC | 86333MAA6 | NOTE 1.125% 9/0 | 3,950,000 | $3,950,000 | thousands by filing date | principal |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 3,743,000 | $3,869,000 | thousands by filing date | principal |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 3,806,000 | $3,844,000 | thousands by filing date | principal |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 26,925 | $3,739,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 3,888,000 | $3,721,000 | thousands by filing date | principal |
| EVERBRIDGE INC | 29978AAC8 | NOTE 0.125%12/1 | 2,530,000 | $3,715,000 | thousands by filing date | principal |
| EVOLENT HEALTH INC | 30050BAD3 | NOTE 1.500%10/1 | 3,200,000 | $3,672,000 | thousands by filing date | principal |
| HALOZYME THERAPEUTICS INC | 40637HAB5 | NOTE 1.250%12/0 | 2,000,000 | $3,557,000 | thousands by filing date | principal |
| 8X8 INC NEW | 282914AB6 | BOND | 3,150,000 | $3,545,000 | thousands by filing date | principal |
| SSR Mining Inc | 784730AB9 | Convertible bond | 3,036,000 | $3,531,000 | thousands by filing date | principal |
| ROYAL CARIBBEAN GROUP | 780153BB7 | NOTE 4.250% 6/1 | 2,496,000 | $3,514,000 | thousands by filing date | principal |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 3,449,000 | $3,496,000 | thousands by filing date | principal |
| ENCORE CAP GROUP INC | 292554AM4 | NOTE 3.250%10/0 | 2,492,000 | $3,460,000 | thousands by filing date | principal |
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 3,351,000 | $3,455,000 | thousands by filing date | principal |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 2,820,000 | $3,421,000 | thousands by filing date | principal |
| NUVASIVE INC | 670704AJ4 | NOTE 0.375% 3/1 | 3,525,000 | $3,419,000 | thousands by filing date | principal |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 183,066 | $3,414,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417MAD6 | NOTE 9/1 | 2,679,000 | $3,323,000 | thousands by filing date | principal |
| PALO ALTO NETWORKS INC | 697435AF2 | NOTE 0.375% 6/0 | 2,000,000 | $3,315,000 | thousands by filing date | principal |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 8 | $3,291,000 | thousands by filing date | |
| VONTIER CORPORATION | 928881101 | COM | 96,444 | $3,241,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 3,224,000 | $3,224,000 | thousands by filing date | principal |
| VERADIGM INC | 01988PAF5 | BOND | 2,634,000 | $3,119,000 | thousands by filing date | principal |
| ALTAIR ENGR INC | 021369AA1 | BOND | 2,000,000 | $3,106,000 | thousands by filing date | principal |
| WAYFAIR INC | 94419LAF8 | NOTE 1.000% 8/1 | 1,664,000 | $3,080,000 | thousands by filing date | principal |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 2,961,000 | $3,036,000 | thousands by filing date | principal |
| DICKS SPORTING GOODS INC | 253393AD4 | NOTE 3.250% 4/1 | 800,000 | $2,938,000 | thousands by filing date | principal |
| MARRIOTT VACTINS WORLDWID CO | 57164YAB3 | NOTE 1.500% 9/1 | 2,452,000 | $2,904,000 | thousands by filing date | principal |
| MIDDLEBY CORP | 596278AB7 | NOTE 1.000% 9/0 | 2,000,000 | $2,858,000 | thousands by filing date | principal |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,066 | $2,850,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374AB0 | Convertible Bond | 3,192,000 | $2,829,000 | thousands by filing date | principal |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 2,500,000 | $2,732,000 | thousands by filing date | principal |
| ETSY INC | 29786AAL0 | NOTE 0.125% 9/0 | 2,000,000 | $2,629,000 | thousands by filing date | principal |
| ZENDESK INC | 98936JAB7 | NOTE 0.250% 3/1 | 1,402,000 | $2,618,000 | thousands by filing date | principal |
| INVITAE CORP | 46185LAB9 | NOTE 2.000% 9/0 | 2,131,000 | $2,606,000 | thousands by filing date | principal |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 2,500,000 | $2,582,000 | thousands by filing date | principal |
| LENDINGTREE INC | 52603BAD9 | NOTE 0.500% 7/1 | 3,000,000 | $2,563,000 | thousands by filing date | principal |
| Philip Morris International Inc. | 718172109 | COM | 26,900 | $2,550,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AE5 | BOND | 2,000,000 | $2,502,000 | thousands by filing date | principal |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 11,520 | $2,427,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119AB9 | NOTE 1.750%12/0 | 2,434,000 | $2,351,000 | thousands by filing date | principal |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 2,127,000 | $2,319,000 | thousands by filing date | principal |
| ARBOR REALTY TRUST INC | 038923AP3 | NOTE 4.750%11/0 | 2,064,000 | $2,309,000 | thousands by filing date | principal |
| EXACT SCIENCES CORP | 30063PAB1 | NOTE 0.375% 3/1 | 2,000,000 | $2,288,000 | thousands by filing date | principal |
| NVIDIA Corp | 67066G104 | COM | 10,800 | $2,237,000 | thousands by filing date | |
| GUESS INC | 401617AD7 | BOND | 2,000,000 | $2,221,000 | thousands by filing date | principal |
| ENCORE CAP EUROPE FIN LTD | 29260UAA5 | BOND | 1,700,000 | $2,193,000 | thousands by filing date | principal |
| CHANGE HEALTHCARE INC | 15912K209 | UNIT 99/99/9999 | 31,045 | $2,175,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 38,848 | $2,173,000 | thousands by filing date | |
| INSMED INC | 457669AB5 | NOTE 0.750% 6/0 | 1,961,000 | $2,158,000 | thousands by filing date | principal |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 2,126,000 | $2,123,000 | thousands by filing date | principal |
| KKR REAL ESTATE FIN TR INC | 48251KAB6 | NOTE 6.125% 5/1 | 1,990,000 | $2,115,000 | thousands by filing date | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061GAK7 | NOTE 1.250% 5/1 | 2,114,000 | $2,108,000 | thousands by filing date | principal |
| PEGASYSTEMS INC | 705573AB9 | NOTE 0.750% 3/0 | 1,849,000 | $2,090,000 | thousands by filing date | principal |
| KNOWLES CORP | 49926DAB5 | NOTE 3.250%11/0 | 2,000,000 | $2,056,000 | thousands by filing date | principal |
| NEVRO CORP | 64157FAC7 | NOTE 2.750% 4/0 | 1,519,000 | $2,050,000 | thousands by filing date | principal |
| DOCUSIGN INC | 256163AB2 | NOTE 0.500% 9/1 | 567,000 | $2,036,000 | thousands by filing date | principal |
| AG MTG INVT TR INC | 95790DAD7 | NOTE 6.750% 9/1 | 2,000,000 | $2,022,000 | thousands by filing date | principal |
| WAYFAIR INC | 94419LAM3 | NOTE 0.625%10/0 | 2,000,000 | $1,999,000 | thousands by filing date | principal |
| BENEFITFOCUS INC | 08180DAB2 | BOND | 2,120,000 | $1,986,000 | thousands by filing date | principal |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 774,000 | $1,985,000 | thousands by filing date | principal |
| CHEGG INC | 163092AF6 | NOTE 9/0 | 2,000,000 | $1,970,000 | thousands by filing date | principal |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 1,935,000 | $1,915,000 | thousands by filing date | principal |
| NEOGENOMICS INC | 64049MAA8 | Convertible Debt | 1,293,000 | $1,911,000 | thousands by filing date | principal |
| INSULET CORP | 45784PAH4 | NOTE 1.375%11/1 | 626,000 | $1,906,000 | thousands by filing date | principal |
| LYFT INC | 55087PAB0 | NOTE 1.500% 5/1 | 1,216,000 | $1,891,000 | thousands by filing date | principal |
| PEBBLEBROOK HOTEL TR | 70509VAA8 | NOTE 1.750%12/1 | 1,675,000 | $1,874,000 | thousands by filing date | principal |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 1,510,000 | $1,819,000 | thousands by filing date | principal |
| BANDWIDTH INC | 05988JAB9 | NOTE 0.250% 3/0 | 1,498,000 | $1,794,000 | thousands by filing date | principal |
| BRIDGEBIO PHARMA INC | 10806XAB8 | NOTE 2.500% 3/1 | 1,297,000 | $1,790,000 | thousands by filing date | principal |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 80,755 | $1,748,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 112,713 | $1,743,000 | thousands by filing date | |
| KBR INC | 48242WAB2 | BOND | 1,080,000 | $1,736,000 | thousands by filing date | principal |
| INFINERA CORP | 45667GAC7 | BOND | 1,502,000 | $1,672,000 | thousands by filing date | principal |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 11,700 | $1,664,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985AM1 | NOTE 0.500% 8/1 | 1,500,000 | $1,655,000 | thousands by filing date | principal |
| Procter & Gamble Co | 742718109 | COM | 11,714 | $1,638,000 | thousands by filing date | |
| Coupa Software | 22266LAF3 | CONV BOND | 1,500,000 | $1,632,000 | thousands by filing date | principal |
| ILLUMINA INC | 452327AK5 | NOTE 8/1 | 1,400,000 | $1,629,000 | thousands by filing date | principal |
| PIONEER NAT RES CO | 723787AP2 | NOTE 0.250% 5/1 | 979,000 | $1,580,000 | thousands by filing date | principal |
| BLOOMIN BRANDS INC | 094235AB4 | NOTE 5.000% 5/0 | 695,000 | $1,569,000 | thousands by filing date | principal |
| ELANCO ANIMAL HEALTH INC | 28414H202 | CONV | 30,258 | $1,508,000 | thousands by filing date | |
| ATI INC | 01741RAK8 | BOND | 1,079,000 | $1,449,000 | thousands by filing date | principal |
| 1LIFE HEALTHCARE INC | 68269GAB3 | BOND | 1,500,000 | $1,433,000 | thousands by filing date | principal |
| SPIRIT AIRLS INC | 848577AB8 | NOTE 1.000% 5/1 | 1,500,000 | $1,415,000 | thousands by filing date | principal |
| NORTHERN TR CORP COM | 665859104 | Stock | 13,000 | $1,402,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAH4 | NOTE 2.750% 5/1 | 842,000 | $1,311,000 | thousands by filing date | principal |
| EZCORP INC | 302301AF3 | NOTE2.875% 7/0 | 1,200,000 | $1,246,000 | thousands by filing date | principal |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 35,583 | $1,173,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AK8 | NOTE 3.250% 3/1 | 1,000,000 | $1,146,000 | thousands by filing date | principal |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 2,658 | $1,145,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459AD0 | BOND | 1,145,000 | $1,127,000 | thousands by filing date | principal |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 5,720 | $1,120,000 | thousands by filing date | |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 1,000,000 | $1,080,000 | thousands by filing date | principal |
| THERAVANCE BIOPHARMA | 88339KAA0 | NOTE 3.250%11/0 | 1,157,000 | $1,076,000 | thousands by filing date | principal |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 1,700 | $1,062,000 | thousands by filing date | |
| ISTAR INC | 45031UCB5 | NOTE 3.125% 9/1 | 533,000 | $970,000 | thousands by filing date | principal |
| LAM RESEARCH CORP | 512807108 | COM | 1,700 | $968,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 18,150 | $957,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 3,690 | $945,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823UAB8 | NOTE 5.000% 3/1 | 1,000,000 | $831,000 | thousands by filing date | principal |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 4,858 | $796,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 10,325 | $746,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 16,340 | $744,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 4,950 | $733,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 10,800 | $732,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 9,065 | $702,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 2,600 | $690,000 | thousands by filing date | |
| BRICKELL BIOTECH INC | 10802T105 | COM | 950,905 | $685,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 4,700 | $663,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 7,542 | $648,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 77,500 | $645,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009RAD1 | BOND | 500,000 | $640,000 | thousands by filing date | principal |
| Chevron Corporation | 166764100 | COM | 6,045 | $613,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 4,415 | $613,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 24,450 | $601,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 10,000 | $555,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,465 | $554,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 30,826 | $527,000 | thousands by filing date | |
| WIX COM LTD | 92940WAD1 | NOTE 8/1 | 500,000 | $481,000 | thousands by filing date | principal |
| TABULA RASA HEALTHCARE INC | 873379AA9 | NOTE | 557,000 | $462,000 | thousands by filing date | principal |
| EZCORP INC | 302301AE6 | NOTE 2.375% 5/0 | 500,000 | $458,000 | thousands by filing date | principal |
| American Tower Corporation | 03027X100 | COM | 1,683 | $447,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,000 | $429,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 6,000 | $424,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 3,114 | $411,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 3,700 | $404,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 1,539 | $400,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 2,550 | $393,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 165 | $392,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 65,000 | $389,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 4,750 | $383,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 1,900 | $372,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 300,000 | $369,000 | thousands by filing date | principal |
| CONSOLIDATED EDISON INC | 209115104 | COM | 5,000 | $363,000 | thousands by filing date | |
| IJH | 464287507 | COM | 1,363 | $359,000 | thousands by filing date | |
| LIVONGO HEALTH INC | 539183AA1 | NOTE 0.875% 6/0 | 273,000 | $359,000 | thousands by filing date | principal |
| LYFT INC | 55087P104 | CL A COM | 6,650 | $356,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 8,000 | $340,000 | thousands by filing date | |
| SEAGEN INC | 81181C104 | COM | 2,000 | $340,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 2,550 | $338,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 2,850 | $337,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 9,000 | $335,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 12,000 | $330,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 2,800 | $325,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 4,250 | $302,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 875 | $280,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 3,000 | $264,000 | thousands by filing date | |
| ESSENTIAL UTILS INC | 29670G201 | UNIT 04/30/2022 | 4,582 | $263,000 | thousands by filing date | |
| TCP Cap Corp Sr Conv Nt | 87238qad5 | CONV | 258,000 | $262,000 | thousands by filing date | principal |
| MITEK SYS INC | 606710200 | COM NEW | 14,000 | $259,000 | thousands by filing date | |
| DIGITALBRIDGE GROUP INC | 25401T108 | CL A COM | 42,000 | $253,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 11,500 | $249,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 3,500 | $244,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 11,750 | $241,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 7,100 | $240,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AC4 | NOTE 1.250% 5/0 | 330,000 | $240,000 | thousands by filing date | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 3,050 | $236,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 800 | $228,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AU8 | NOTE 0.125%11/1 | 200,000 | $227,000 | thousands by filing date | principal |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 3,700 | $225,000 | thousands by filing date | |
| INOTIV INC | 45783Q100 | COM | 7,450 | $218,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 4,600 | $201,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 22,000 | $163,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049MAB6 | NOTE 0.250% 1/1 | 94,000 | $94,000 | thousands by filing date | principal |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 37,500 | $90,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 16,000 | $76,000 | thousands by filing date | |
| NEW YORK MTG TRUST | 649604AD7 | NOTE 6.250% 1/1 | 30,000 | $30,000 | thousands by filing date | principal |
| WEIBO CORP | 948596AC5 | NOTE 1.250%11/1 | 16,000 | $15,000 | thousands by filing date | principal |
| FIREEYE INC | 31816QAB7 | NOTE 1.000% 6/0 | 15,000 | $14,000 | thousands by filing date | principal |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 19,010 | $8,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-21-003266 | this filing | 2021-11-15 | acceptance time not in the bulk data set |