13F-HR filed by Kaizen Financial Strategies
Kaizen Financial Strategies filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-12, with 145 holding rows worth $124,068,000.
- Accession
- 0001085146-21-003213
- Filer
- CIK 1842013
- Filed
- 2021-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 145 entries on the cover page, a total value of $124,068,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $124,068,000 with VALUE read as thousands by filing date, 13F file number 028-20537. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 83,490 | $11,814,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 11,999 | $5,149,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524714 | 1 5YR CORP BD | 76,469 | $3,904,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 23,710 | $3,511,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 12,293 | $3,466,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 14,490 | $3,002,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 26,842 | $2,687,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 7,448 | $2,666,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 41,785 | $2,615,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 772 | $2,536,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 84,336 | $2,356,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 58,631 | $2,200,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 7,928 | $2,150,000 | thousands by filing date | |
| VTI | 922908769 | COM | 9,239 | $2,052,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 37,804 | $2,051,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 15,953 | $1,856,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 8,008 | $1,752,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 12,762 | $1,698,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 18,245 | $1,596,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 35,642 | $1,518,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 558 | $1,492,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 18,458 | $1,479,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 470 | $1,253,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 3,445 | $1,209,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 35,284 | $1,158,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 7,649 | $1,142,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 13,775 | $1,090,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 8,539 | $1,087,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 50,839 | $1,074,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 26,889 | $1,062,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 14,445 | $1,052,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 26,924 | $1,042,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 3,061 | $1,039,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 67,112 | $991,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 5,508 | $988,000 | thousands by filing date | |
| UPSTARTHLDGSINC | 91680M107 | STOK | 3,100 | $981,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 21,666 | $963,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 15,280 | $957,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 15,329 | $926,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 11,555 | $924,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 1,589 | $915,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 3,502 | $911,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 6,145 | $910,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 4,033 | $898,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 6,887 | $887,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 19,780 | $883,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 5,650 | $870,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 4,951 | $850,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 4,283 | $822,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 20,716 | $813,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 2,917 | $748,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 16,370 | $742,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 9,451 | $731,000 | thousands by filing date | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 14,234 | $703,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 11,364 | $702,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 13,100 | $674,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 10,950 | $666,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 5,815 | $615,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 8,277 | $594,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 5,000 | $569,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 8,940 | $561,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 10,642 | $545,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V290 | S&P500 EQL REL | 14,810 | $545,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 5,900 | $538,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 11,382 | $519,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 824 | $503,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H607 | OIL SERVICES ETF | 2,501 | $493,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 6,590 | $481,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 1,620 | $467,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 4,846 | $454,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 22,396 | $452,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 5,968 | $450,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 3,481 | $449,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 16,509 | $439,000 | thousands by filing date | |
| INVESCO NASDAQ NEXT GEN 100 ETF | 46138G631 | ETF | 13,178 | $436,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 1,300 | $435,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 8,700 | $424,000 | thousands by filing date | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 1,400 | $423,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 8,725 | $423,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 2,500 | $411,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 20,112 | $396,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 13,008 | $396,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 3,521 | $380,000 | thousands by filing date | |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 2,200 | $380,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 1,105 | $374,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 651 | $372,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 5,143 | $362,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 3,500 | $360,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 3,685 | $359,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 617 | $351,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 1,649 | $350,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 2,000 | $350,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 2,086 | $337,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 8,405 | $328,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 10,195 | $320,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H805 | RARE EAR STR ETF | 3,000 | $310,000 | thousands by filing date | |
| NANO X IMAGING LTD | M70700105 | ORD SHS | 13,703 | $308,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 2,590 | $306,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 20,000 | $306,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 6,064 | $305,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 6,319 | $297,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 12,959 | $295,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 3,976 | $294,000 | thousands by filing date | |
| Airbnb, Inc. Class A | 009066101 | COM | 1,731 | $290,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 23,491 | $288,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 666 | $287,000 | thousands by filing date | |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 3,405 | $286,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 6,684 | $284,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 1,150 | $283,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 3,697 | $283,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 61,748 | $282,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 2,604 | $277,000 | thousands by filing date | |
| DOCEBO INC COM | 25609L105 | Stock | 3,800 | $277,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,007 | $275,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 1,786 | $274,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 4,861 | $272,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 2,661 | $272,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 400 | $270,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 488 | $263,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 1,100 | $261,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 16,491 | $248,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 7,500 | $247,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 2,879 | $242,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 859 | $240,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 7,050 | $233,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 4,846 | $228,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 5,356 | $228,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 9,074 | $227,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 2,621 | $224,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 3,662 | $223,000 | thousands by filing date | |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 1,200 | $219,000 | thousands by filing date | |
| 10X GENOMICS INC CL A COM | 88025U109 | Stock | 1,500 | $218,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 818 | $217,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 3,400 | $211,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 2,050 | $210,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 1,068 | $206,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 1,561 | $203,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 20,000 | $109,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 10,000 | $71,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 2,600 | $49,000 | thousands by filing date | put |
| Intuit Inc. | 461202103 | COM | 2,000 | $5,000 | thousands by filing date | call |
| Apple Inc | 037833100 | COM | 2,000 | $4,000 | thousands by filing date | put |
| BLACKSTONE INC | 09260D107 | COM | 1,500 | $3,000 | thousands by filing date | call |
| Microsoft Corp | 594918104 | COM | 600 | $3,000 | thousands by filing date | put |
| NVIDIA Corp | 67066G104 | COM | 300 | $1,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-21-003213 | this filing | 2021-11-12 | acceptance time not in the bulk data set |