13F-HR filed by DLD Asset Management, LP
DLD Asset Management, LP filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-12, with 131 holding rows worth $1,368,745,000.
- Accession
- 0001085146-21-003206
- Filer
- CIK 1578299
- Filed
- 2021-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 131 entries on the cover page, a total value of $1,368,745,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,368,745,000 with VALUE read as thousands by filing date, 13F file number 028-17749. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NCL CORP LTD | 62886HAT8 | NOTE 6.000% 5/1 | 56,197,000 | $120,508,000 | thousands by filing date | principal |
| WAYFAIR INC | 94419LAF8 | NOTE 1.000% 8/1 | 58,912,000 | $109,429,000 | thousands by filing date | principal |
| UNITED STATES STL CORP | 912909AT5 | NOTE 5.000%11/0 | 42,228,000 | $80,233,000 | thousands by filing date | principal |
| BLOOMIN BRANDS INC | 094235AB4 | NOTE 5.000% 5/0 | 30,717,000 | $69,536,000 | thousands by filing date | principal |
| CINEMARK HLDGS INC | 17243VAB8 | NOTE 4.500% 8/1 | 36,120,000 | $57,747,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 39,867,000 | $54,543,000 | thousands by filing date | principal |
| WORLD WRESTLING ENTMT INC | 98156QAB4 | BOND | 22,356,000 | $51,866,000 | thousands by filing date | principal |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 21,774,000 | $49,618,000 | thousands by filing date | principal |
| NUANCE COMMUNICATIONS INC | 67020YAN0 | NOTE 1.250% 4/0 | 16,840,000 | $47,384,000 | thousands by filing date | principal |
| NATERA INC | 632307AB0 | BOND | 14,261,000 | $42,836,000 | thousands by filing date | principal |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 23,224,000 | $34,778,000 | thousands by filing date | principal |
| GUESS INC | 401617AD7 | BOND | 28,944,000 | $32,255,000 | thousands by filing date | principal |
| PALO ALTO NETWORKS INC | 697435AD7 | NOTE 0.750% 7/0 | 17,095,000 | $31,113,000 | thousands by filing date | principal |
| LIVENT CORP | 53814LAB4 | BOND | 10,525,000 | $29,588,000 | thousands by filing date | principal |
| ISTAR INC | 45031UCB5 | NOTE 3.125% 9/1 | 13,464,000 | $24,555,000 | thousands by filing date | principal |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 90,100 | $24,385,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC | 02376RAF9 | NOTE 6.500% 7/0 | 15,827,000 | $24,265,000 | thousands by filing date | principal |
| IHS MARKIT LTD | G47567105 | SHS | 200,000 | $23,324,000 | thousands by filing date | |
| COUPA SOFTWARE INC | 22266LAC0 | NOTE 0.125% 6/1 | 15,000,000 | $22,706,000 | thousands by filing date | principal |
| WORKIVA INC | 98139AAB1 | NOTE 1.125% 8/1 | 11,120,000 | $20,906,000 | thousands by filing date | principal |
| VERADIGM INC | 01988PAF5 | BOND | 16,840,000 | $20,008,000 | thousands by filing date | principal |
| XILINX INC | 983919101 | COM | 120,000 | $18,119,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 6,728 | $15,971,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 317,400 | $15,342,000 | thousands by filing date | call |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 604,800 | $15,123,000 | thousands by filing date | put |
| ATHENE HOLDING LTD | G0684D107 | CL A | 200,528 | $13,810,000 | thousands by filing date | |
| BLOCK INC | 852234AF0 | NOTE 0.125% 3/0 | 6,300,000 | $12,797,000 | thousands by filing date | principal |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 464,800 | $12,411,000 | thousands by filing date | put |
| GALATA ACQUISITION CORP | G3R23A124 | UNIT 99/99/9999 | 1,237,500 | $12,387,000 | thousands by filing date | |
| ANZU SPECIAL ACQUISITIN CORP | 03737A101 | COM CL A | 1,175,000 | $11,411,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 44,912 | $11,232,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 525,000 | $10,771,000 | thousands by filing date | put |
| STAMPS COM INC | 852857200 | COM NEW | 32,564 | $10,739,000 | thousands by filing date | |
| OMNICELL COM | 68213NAD1 | NOTE 0.250% 9/1 | 6,420,000 | $10,296,000 | thousands by filing date | principal |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 116,006 | $10,116,000 | thousands by filing date | |
| M3 BRIGADE ACQUISITION II CO | 553800103 | COM CL A | 1,000,000 | $9,910,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 200,055 | $9,899,000 | thousands by filing date | |
| FIGURE ACQUISITION CORP I -A | 302438106 | COM CL A | 944,500 | $9,303,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 59,400 | $9,117,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 395,000 | $8,301,000 | thousands by filing date | put |
| BLOOMIN BRANDS INC | 094235108 | COM | 300,000 | $7,504,000 | thousands by filing date | put |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 30,000 | $6,974,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 3,700,000 | $6,285,000 | thousands by filing date | principal |
| JETBLUE AWYS CORP | 477143101 | COM | 376,500 | $5,757,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 300,200 | $5,710,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 354,687 | $5,664,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 50,000 | $5,263,000 | thousands by filing date | put |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 100,485 | $5,120,000 | thousands by filing date | |
| SCIPLAY CORPORATION | 809087109 | CL A | 240,000 | $4,966,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 2,000 | $4,752,000 | thousands by filing date | put |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 80,000 | $4,114,000 | thousands by filing date | put |
| CIT GROUP INC COM NEW | 125581801 | Stock | 74,077 | $3,848,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 150,000 | $3,807,000 | thousands by filing date | |
| MARAVAI LIFESCIENCES HLDGS A | 56600D107 | COMMON STOCK | 75,000 | $3,681,000 | thousands by filing date | |
| VROOM INC | 92918V109 | COM | 165,000 | $3,640,000 | thousands by filing date | put |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 101,200 | $3,458,000 | thousands by filing date | call |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 60,000 | $3,436,000 | thousands by filing date | |
| SCORE MEDIA & GAMING INC | 80919D202 | CL A SUB VTG SHS | 100,000 | $3,423,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 225,200 | $3,346,000 | thousands by filing date | put |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 170,000 | $3,170,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 124,510 | $3,108,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 20,000 | $3,069,000 | thousands by filing date | put |
| ITAMAR MED LTD SPONSORED ADS | 465437101 | ADR | 100,000 | $3,022,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 110,000 | $2,783,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 140,000 | $2,761,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 150,000 | $2,633,000 | thousands by filing date | put |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 56,000 | $2,563,000 | thousands by filing date | put |
| AMERICAN NATIONAL GROUP INC | 02772A109 | COM NEW | 13,164 | $2,488,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 7,039 | $2,351,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 175,612 | $1,997,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 100,000 | $1,899,000 | thousands by filing date | put |
| ORTHO CLINICAL DIAGNOSTICS H | G6829J107 | ORD SHS | 100,000 | $1,848,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 10,700 | $1,754,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 35,000 | $1,736,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 10,000 | $1,722,000 | thousands by filing date | call |
| FIVE9 INC | 338307101 | COM | 10,000 | $1,597,000 | thousands by filing date | |
| KENSINGTON CAPITAL ACQUISITI | G5251K111 | UNIT 99/99/9999 | 150,000 | $1,530,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 2,582 | $1,412,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 68,846 | $1,342,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 5,000 | $1,277,000 | thousands by filing date | put |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 40,000 | $1,163,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 50,000 | $1,156,000 | thousands by filing date | put |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 20,000 | $1,125,000 | thousands by filing date | put |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 10,000 | $1,040,000 | thousands by filing date | |
| RICE ACQUISITION CORP II | G75529118 | UNIT 99/99/9999 | 100,000 | $1,030,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 50,000 | $1,009,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 75,000 | $1,002,000 | thousands by filing date | put |
| ALPHA HEALTHCARE ACQU CORP I | 02073F203 | UNIT 04/01/2026 | 100,000 | $993,000 | thousands by filing date | |
| AXONPRIME INFRSTCTR AQSTN CO | 05467C207 | UNIT 05/31/2028 | 100,000 | $990,000 | thousands by filing date | |
| FRONTIER INVESTMENT CORP | G36816117 | UNIT 06/29/2026 | 100,000 | $985,000 | thousands by filing date | |
| NIGHTDRAGON ACQUISITION CORP | 65413D204 | UNIT 02/26/20266 | 96,000 | $953,000 | thousands by filing date | |
| CLIMATE REAL IMPACT SLUTINS | 187171103 | CMN | 96,000 | $939,000 | thousands by filing date | |
| COMPUTE HEALTH ACQUISITIN CO | 204833107 | COM CL A | 96,000 | $938,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 50,000 | $888,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 5,000 | $820,000 | thousands by filing date | put |
| CIIG CAPITAL PARTNERS II INC | 12561U208 | UNIT 02/28/2028 | 75,000 | $756,000 | thousands by filing date | |
| FTAC HERA ACQUISITION CORP | G3728Y129 | UNIT 02/28/2026 | 75,000 | $747,000 | thousands by filing date | |
| GORES HOLDINGS VII INC | 38286T101 | CMN | 75,000 | $739,000 | thousands by filing date | |
| Gores HLDGS VIII Inc Class A | 382863108 | COM | 75,000 | $739,000 | thousands by filing date | |
| CONX CORP | 212873103 | WRNT | 75,000 | $735,000 | thousands by filing date | |
| PROSPECTOR CAPITAL CORP | G7273A105 | COM | 75,000 | $732,000 | thousands by filing date | |
| JACK CREEK INVESTMENT CORP | G4989X115 | CL A SHS | 75,000 | $731,000 | thousands by filing date | |
| FORTRESS VALUE ACQUISI CORP | 34964K108 | COM CL A | 75,000 | $730,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVES III | 44376L107 | CMN | 75,000 | $730,000 | thousands by filing date | |
| KKR ACQUISITION HOLDING I CORP UNIT | 48253T208 | Stock | 72,000 | $719,000 | thousands by filing date | |
| RXR ACQUISITION CORP UNIT EXP 010125 | 74981W206 | Stock | 72,000 | $709,000 | thousands by filing date | |
| TISHMAN SPEYER INNOVATI-CL A | 88825H100 | COM CL A | 72,000 | $706,000 | thousands by filing date | |
| MARLIN TECHNOLOGY CORP | G58411102 | COM | 72,000 | $703,000 | thousands by filing date | |
| SLAM CORP | G8210L105 | COM | 72,000 | $702,000 | thousands by filing date | |
| GOLDEN FALCON ACQUISITION CO | 38102H109 | CL A | 72,000 | $702,000 | thousands by filing date | |
| SIMON PROPERTY GRP ACQ HOLDI | 82880R103 | CMN | 72,000 | $702,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 12,100 | $583,000 | thousands by filing date | call |
| THUNDER BRIDGE CAP PRTNRS II | 88605T100 | COM | 54,000 | $527,000 | thousands by filing date | |
| Plum Acquisition Corp. III | G63290103 | Warrant | 50,000 | $494,000 | thousands by filing date | |
| HAMILTON LANE ALLIANCE HLDGS | 40749M103 | CMN | 50,000 | $485,000 | thousands by filing date | |
| GORES TECHNOLOGY PARTNERS II | 38287L107 | CLASS A COM | 48,000 | $472,000 | thousands by filing date | |
| FOREST ROAD ACQUISITION COR | 34619V103 | COM | 48,000 | $468,000 | thousands by filing date | |
| ARCLIGHT CLEAN TRANSITION II | G0R21B104 | CMN | 48,000 | $468,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 133,700 | $439,000 | thousands by filing date | call |
| JETBLUE AWYS CORP | 477143101 | COM | 25,000 | $382,000 | thousands by filing date | put |
| SILVER SPIKE ACQUISITN CORP | G8201H121 | UNIT 02/26/2026 | 36,000 | $361,000 | thousands by filing date | |
| REVOLUTION HEALTHCAR AQ CORP | 76155Y207 | UNT | 36,000 | $355,000 | thousands by filing date | |
| M3 BRIGADE ACQUISITION II CO | 553800111 | *W EXP 03/09/202 | 250,000 | $335,000 | thousands by filing date | call |
| GLAUKOS CORP COM | 377322102 | Stock | 5,000 | $241,000 | thousands by filing date | |
| ANZU SPECIAL ACQUISITIN CORP | 03737A119 | *W EXP 01/27/202 | 366,666 | $235,000 | thousands by filing date | call |
| Figure Acquisition Corp I | 302438114 | Warrant | 217,375 | $228,000 | thousands by filing date | call |
| VECTOIQ ACQUISITION CORP II | 92244F109 | CMN | 22,000 | $214,000 | thousands by filing date | |
| OKLO INC COM CL A | 02156V109 | Stock | 20,000 | $197,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 10,000 | $102,000 | thousands by filing date | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 25,000 | $60,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 10,000 | $38,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-21-003206 | this filing | 2021-11-12 | acceptance time not in the bulk data set |