13F-HR filed by MARINER INVESTMENT GROUP LLC
MARINER INVESTMENT GROUP LLC filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-12, with 124 holding rows worth $36,898,000.
- Accession
- 0001085146-21-003203
- Filer
- CIK 1096978
- Filed
- 2021-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 124 entries on the cover page, a total value of $36,898,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $36,898,000 with VALUE read as thousands by filing date, 13F file number 028-11231. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AVAYA HLDGS CORP | 05351XAB7 | NOTE 2.250% 6/1 | 4,640,000 | $4,860,000 | thousands by filing date | principal |
| GDL FD | 361570104 | COM SH BEN IT | 238,869 | $2,145,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 142,436 | $1,469,000 | thousands by filing date | |
| PERSHING SQUARE TONTINE HLDG COM | 71531R109 | CL A | 56,370 | $1,110,000 | thousands by filing date | |
| LOGAN RIDGE FINANCE CORP | 541098109 | COM | 42,320 | $1,088,000 | thousands by filing date | |
| VIRTUOSO ACQ CORP; TNT ACQ DT: 1/22/2023; CASH: $10.00 | 92837J104 | COM CL A | 101,620 | $1,007,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 46,000 | $787,000 | thousands by filing date | |
| GOLDEN ARROW MERGER CORP | 380799205 | UNIT 07/31/2026 | 70,000 | $693,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 134,081 | $680,000 | thousands by filing date | |
| BROADSTONE ACQ CORP; TNT ACQ DT: 9/11/2022; CASH: $10.00 | G1739V100 | SHS CL A | 65,973 | $656,000 | thousands by filing date | |
| TB SA ACQUISITION CORP | G8657L113 | UNIT 03/25/2028 | 59,800 | $590,000 | thousands by filing date | |
| COHN ROBBINS HOLDINGS CORP | G23726105 | COM CL A | 60,000 | $589,000 | thousands by filing date | |
| ATLANTIC COASTAL ACQUISTN CO | 048453203 | UNIT 03/02/2026 | 58,718 | $581,000 | thousands by filing date | |
| IRON SPARK I INC | 46301G103 | CMN | 55,000 | $550,000 | thousands by filing date | |
| GROWTH CAP ACQUISITION CORP | 39986V206 | UNIT 06/01/2027 | 51,040 | $530,000 | thousands by filing date | |
| GIGCAPITAL4 INC | 37518G101 | COM | 50,953 | $502,000 | thousands by filing date | |
| YUCAIPA ACQ CRP; TNT ACQ DT; 8/4/2022; CASH: $10.00 | G9879L105 | COM | 50,000 | $494,000 | thousands by filing date | |
| TAILWIND INTERNATNAL ACQ COR | G8662F127 | UNIT 99/99/9999 | 48,950 | $485,000 | thousands by filing date | |
| CROWN PROPTECH ACQUISITIONS | G25741128 | UNIT 99/99/9999 | 46,100 | $453,000 | thousands by filing date | |
| POWER REIT | 73933H101 | COM | 8,608 | $430,000 | thousands by filing date | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 34,060 | $416,000 | thousands by filing date | |
| GORES GUGGENHEIM INC | 38286Q107 | CLASS A COM | 40,000 | $409,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8251L105 | SHS CL A | 40,000 | $406,000 | thousands by filing date | |
| SEVEN OAKS ACQUISITION CORP | 81787X106 | COM CL A | 40,190 | $399,000 | thousands by filing date | |
| ARCHIMEDES TECH SPAC PARTNR | 039562202 | UNIT 03/10/2026 | 40,099 | $399,000 | thousands by filing date | |
| AF ACQUISITION CORP | 001040203 | UNIT 03/23/2028 | 40,601 | $398,000 | thousands by filing date | |
| KHOSLA VENTURES ACQUISITION | 482504107 | CL A | 39,900 | $394,000 | thousands by filing date | |
| GOOD WKS II ACQUISITION CORP | 38216G104 | COMMON STOCK | 40,000 | $391,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 35,935 | $364,000 | thousands by filing date | |
| BUILD ACQUISITION CORP | 12008J204 | UNIT 99/99/9999 | 36,154 | $362,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 33,666 | $349,000 | thousands by filing date | |
| THIMBLE POINT ACQUISITION CO | 88408P107 | COM CL A | 35,000 | $348,000 | thousands by filing date | |
| PLANET LABS PBC | 23344K102 | COM | 35,000 | $347,000 | thousands by filing date | |
| OYSTER ENTERPRISES ACQUISITION CORP. | 69242M203 | COM | 33,192 | $332,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 22,971 | $320,000 | thousands by filing date | |
| NEXTGEN ACQUISITION CORP II | G65317110 | UNIT 03/23/2026 | 30,367 | $311,000 | thousands by filing date | |
| BOA ACQUISITION CORP UNIT EX 022228 | 05601A208 | Stock | 30,510 | $301,000 | thousands by filing date | |
| ROTH CH ACQUISITION III CO | 77867Q102 | COM | 30,000 | $298,000 | thousands by filing date | |
| QUADRO ACQUISITION ONE CORP | G52807123 | UNIT 99/99/9999 | 30,000 | $296,000 | thousands by filing date | |
| IG ACQUISITION CORP | 449534106 | COM CL A | 30,000 | $294,000 | thousands by filing date | |
| EVO ACQUISITION CORP | 30052G207 | UNIT 99/99/9999 | 28,900 | $288,000 | thousands by filing date | |
| DISRUPTIVE ACQUISITION CORP | G2770Y110 | UNIT 03/06/2026 | 28,166 | $279,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRGY SHS BEN INT | 151461209 | CEF | 19,362 | $269,000 | thousands by filing date | |
| GORES GUGGENHEIM INC | 38286Q206 | UNIT 03/25/2028 | 23,415 | $249,000 | thousands by filing date | |
| NEWBURY STREET ACQUISITN COR | 65101L203 | UNIT 04/30/2028 | 24,826 | $246,000 | thousands by filing date | |
| CONX CORP | 212873103 | WRNT | 25,000 | $245,000 | thousands by filing date | |
| MASON INDUSTRIAL TECHNOLGY I | 57520Y205 | UNIT 99/99/9999 | 23,613 | $235,000 | thousands by filing date | |
| ACCELERATE ACQUISITION CORP UNIT | 00439D201 | Stock | 22,670 | $228,000 | thousands by filing date | |
| ATHENA TECHNOLOGY ACQUISITION | 04687a208 | COM | 20,300 | $211,000 | thousands by filing date | |
| MAGNUM OPUS ACQUISITION LTD | G5S70A120 | UNIT 06/03/2026 | 20,000 | $210,000 | thousands by filing date | |
| EAST RES ACQUISITION CO | 274681105 | COM CL A | 20,705 | $204,000 | thousands by filing date | |
| VPC IMPACT ACQU HOLDI III IN | 91835J108 | COM CL A | 20,600 | $204,000 | thousands by filing date | |
| SILVER CREST ACQUISITION CORP | G81355110 | COM | 20,000 | $202,000 | thousands by filing date | |
| COVA ACQUISITION CORP | G2554Y104 | CMN | 20,655 | $201,000 | thousands by filing date | |
| Athena Technology Acquisition | 04687A109 | COM CLASS A | 20,033 | $199,000 | thousands by filing date | |
| CLS | 14070Y101 | Stock | 20,000 | $198,000 | thousands by filing date | |
| AGILE GROWTH CORP | G01202129 | UNIT 03/09/2026 | 20,000 | $198,000 | thousands by filing date | |
| 890 5TH AVE PARTNERS INC | 28250A105 | COM CL A | 20,000 | $198,000 | thousands by filing date | |
| GOAL ACQUISITIONS CORP | 38021H107 | COM | 20,014 | $195,000 | thousands by filing date | |
| DHC ACQUISITION CORP | G2758T109 | CLASS A ORD SHS | 20,000 | $195,000 | thousands by filing date | |
| AUSTERLITZ ACQUISITION CORP | G0633U101 | CMN | 20,000 | $195,000 | thousands by filing date | |
| FLAME ACQUISITION CORP | 33850F108 | COM CL A | 20,000 | $194,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 10,117 | $191,000 | thousands by filing date | |
| LEFTERIS ACQUISITION CORP | 52470X109 | COM CL A | 19,488 | $191,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087R207 | UNIT 03/01/2026 | 19,236 | $191,000 | thousands by filing date | |
| ARES ACQUISITION CORPORATION | G33032106 | COM CL A | 19,322 | $188,000 | thousands by filing date | |
| MARLIN TECHNOLOGY CORP | G58411128 | UNIT 99/99/9999 | 17,650 | $177,000 | thousands by filing date | |
| D AND Z MEDIA ACQUISITION CO | 23305Q106 | COM | 17,400 | $169,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 12,939 | $165,000 | thousands by filing date | |
| CC NEUBERGER PRIN HLDGS II | G3166T103 | SHS CL A | 16,684 | $164,000 | thousands by filing date | |
| CARTESIAN GROWTH CORP | G19276123 | UNIT 02/26/2028 | 16,000 | $163,000 | thousands by filing date | |
| BITE ACQUISITION CORP | 09175K204 | UNIT 99/99/9999 | 15,883 | $159,000 | thousands by filing date | |
| PROGRESS ACQUISITION CORP | 74327P204 | UNIT 12/25/2025 | 15,600 | $156,000 | thousands by filing date | |
| EQ HEALTH ACQUISITION CORP UNIT EXP 020228 | 26886A200 | Stock | 15,404 | $154,000 | thousands by filing date | |
| GO ACQUISITION CORP | 362019101 | CMN | 15,419 | $151,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CORP | G3312L103 | SHS CL A | 15,000 | $149,000 | thousands by filing date | |
| HEALTHCARE CAPITAL CORP | 42228C101 | COM CL A | 15,000 | $148,000 | thousands by filing date | |
| CORAZON CAPITAL V838 MONOCER | G24237110 | UNIT 03/24/2026 | 14,408 | $144,000 | thousands by filing date | |
| REDBALL ACQUISITION CORP | G7417R105 | COM CL A | 14,567 | $143,000 | thousands by filing date | |
| ADIT EDTECH ACQUISITION CORP | 007024201 | UNIT 99/99/9999 | 13,900 | $139,000 | thousands by filing date | |
| POWER & DIGITAL INFRA ACQ CO | 739190106 | COM CL A | 13,659 | $138,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 37,500 | $122,000 | thousands by filing date | |
| VELOCITY ACQUISITION CORP UNIT | 92259E203 | Stock | 11,000 | $111,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 11,211 | $110,000 | thousands by filing date | |
| REINVENT TECHNOLOGY PARTNERS | G7484L106 | CLASS A ORD SHS | 10,505 | $104,000 | thousands by filing date | |
| SLAM CORP | G8210L105 | COM | 10,500 | $102,000 | thousands by filing date | |
| VELOCITY ACQUISITION CORP | 92259E104 | COM CL A | 10,000 | $99,000 | thousands by filing date | |
| GX ACQUISITION CORP II | 36260F204 | UNIT 03/17/2026 | 10,000 | $99,000 | thousands by filing date | |
| CONSTELLATION ACQUISITN CORP | G2R18K121 | UNIT 99/99/9999 | 10,000 | $99,000 | thousands by filing date | |
| FRONTIER INVESTMENT CORP | G36816117 | UNIT 06/29/2026 | 10,000 | $99,000 | thousands by filing date | |
| HEALTHCOR CATALIO ACQU CORP | G44125105 | CL A SHS | 10,000 | $99,000 | thousands by filing date | |
| TREBIA ACQUISITION CORP | G9027T109 | COM CL A | 10,000 | $99,000 | thousands by filing date | |
| BRIDGETOWN 2 HOLDINGS LTD | G1355V103 | CL A | 10,000 | $99,000 | thousands by filing date | |
| DD3 ACQUISITION CORP II | 23318M100 | COM CL A | 10,000 | $99,000 | thousands by filing date | |
| MEDICUS SCIENCES ACQUISITION | G5960S108 | CL A SHS | 10,000 | $98,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP VII | 17144M102 | COM CL A | 10,000 | $97,000 | thousands by filing date | |
| ARCHER AVIATION INC | 03945R102 | COM CL A | 10,000 | $89,000 | thousands by filing date | |
| CERBERUS TELECOM ACQUISITION | G2040C104 | SHS CL A | 10,000 | $78,000 | thousands by filing date | |
| TREMONT MTG TR | 894789106 | COM | 10,000 | $52,000 | thousands by filing date | |
| EFFECTOR THERAPEUTICS INC | 28202V116 | *W EXP 12/31/202 | 22,935 | $37,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 300,000 | $29,000 | thousands by filing date | put |
| SOCIAL CAPITAL HEDOSOPHA HLDWT | G8251L113 | WARRANT AND RIGH | 15,234 | $28,000 | thousands by filing date | |
| ATHENA TECHNOLOGY ACQUISI CO | 04687A117 | *W EXP 03/31/202 | 20,000 | $27,000 | thousands by filing date | |
| MCAP ACQUISITION CORP | 55282T117 | *W EXP 03/02/202 | 20,000 | $22,000 | thousands by filing date | |
| AUSTERLITZ ACQUISITION CORP | G0633U127 | *W EXP 02/19/202 | 18,400 | $19,000 | thousands by filing date | |
| THE BEACHBODY COMPANY INC | 073463119 | *W EXP 12/31/202 | 15,893 | $19,000 | thousands by filing date | |
| DMY TECHNOLOGY GROUP INC IV | 23344K110 | *W EXP 03/04/202 | 10,000 | $19,000 | thousands by filing date | |
| ORIGIN MATERIALS INC | 68622D114 | *W EXP 06/25/202 | 11,188 | $18,000 | thousands by filing date | |
| CBRE ACQUISITION HLDGS INC | 12510J114 | *W EXP 99/99/999 | 10,000 | $17,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 125,000 | $15,000 | thousands by filing date | call |
| ALTITUDE ACQUISITION CORP | 02156Y111 | *W EXP 11/30/202 | 20,000 | $14,000 | thousands by filing date | |
| GOOD WKS II ACQUISITION CORP | 38216G112 | *W EXP 02/01/202 | 20,000 | $13,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 30,000 | $12,000 | thousands by filing date | put |
| CONX Corp | 212873111 | Warrant | 10,000 | $12,000 | thousands by filing date | |
| SHAPEWAYS HOLDINGS INC 11.5000EXP10/31/2026 | 81947T110 | WARR | 12,000 | $12,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 50,000 | $11,000 | thousands by filing date | put |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 25,000 | $10,000 | thousands by filing date | put |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 46,200 | $10,000 | thousands by filing date | put |
| TMC THE METALS COMPANY INC | 87261Y114 | *W EXP 09/09/202 | 10,000 | $10,000 | thousands by filing date | |
| HEALTHCARE CAPITAL CORP | 42228C119 | *W EXP 12/31/202 | 15,000 | $10,000 | thousands by filing date | |
| COHN ROBBINS HOLDINGS CORP | G23726113 | *W EXP 08/28/202 | 10,000 | $9,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 20,000 | $6,000 | thousands by filing date | put |
| SPY | 78462F103 | SHS | 20,000 | $5,000 | thousands by filing date | call |
| GORES GUGGENHEIM INC | 38286Q107 | CLASS A COM | 10,000 | $3,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-21-003203 | this filing | 2021-11-12 | acceptance time not in the bulk data set |