13F-HR filed by COWEN AND COMPANY, LLC
COWEN AND COMPANY, LLC filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-12, with 572 holding rows worth $2,110,088,000.
- Accession
- 0001085146-21-003197
- Filer
- CIK 48966
- Filed
- 2021-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 585 entries on the cover page, a total value of $2,110,088,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,110,088,000 with VALUE read as thousands by filing date, 13F file number 028-19611. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCowen Financial Products LLC028-19614
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SANDERSON FARMS | 800013104 | COM | 20,300 | $15,000 | thousands by filing date | call |
| Jasper Therapeutics Inc W Exp 09/24/202 | 471871111 | SPAC Combination | 10,200 | $15,000 | thousands by filing date | |
| TCW SPECIAL PURPOSE ACQU COR | 87301L114 | WTS | 24,230 | $15,000 | thousands by filing date | |
| VIATRIS INC COM | 92556V106 | Stock | 25,000 | $14,000 | thousands by filing date | call |
| CANTALOUPE INC | 138103106 | COM | 140,000 | $14,000 | thousands by filing date | call |
| POWERED BRANDS | G7209M116 | WARR | 22,111 | $14,000 | thousands by filing date | |
| PROPERTY SOLUTIONS ACQUISITI | 74350A116 | WARR | 20,000 | $14,000 | thousands by filing date | |
| NOVA VISION ACQUISITION CORP | G6759A134 | RIGHT 99/99/9999 | 40,000 | $14,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B208 | *W EXP 07/21/202 | 98,190 | $14,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 240,200 | $13,000 | thousands by filing date | call |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 12,400 | $13,000 | thousands by filing date | put |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 14,700 | $13,000 | thousands by filing date | call |
| VIR BIOTECHNOLOGY INC | 92764N102 | COM | 3,000 | $13,000 | thousands by filing date | put |
| CROWN PROPTECH ACQUISITIONS | g25741110 | WT | 25,000 | $13,000 | thousands by filing date | |
| INVESTINDUSTRIAL ACQUISITION | G4771L113 | *W EXP 10/30/202 | 10,000 | $13,000 | thousands by filing date | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 5,000 | $12,000 | thousands by filing date | put |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 5,000 | $12,000 | thousands by filing date | call |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 5,100 | $12,000 | thousands by filing date | put |
| PRIVETERRA ACQUISITION CORP | 74275N110 | WARR | 20,782 | $12,000 | thousands by filing date | |
| JAWS HURRICANE ACQUISITN COR | 47201B111 | *W EXP 03/26/202 | 10,219 | $12,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 14,000 | $11,000 | thousands by filing date | call |
| OMEROS CORP | 682143102 | COM | 29,200 | $11,000 | thousands by filing date | call |
| MEREDITH CORP | 589433101 | COM | 15,200 | $11,000 | thousands by filing date | call |
| AMERICAS TECHNOLOGY ACQSN CO | G0404A110 | *W EXP 12/31/202 | 23,132 | $11,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y453 | PURE US CANNABIS | 35,600 | $10,000 | thousands by filing date | call |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 35,600 | $10,000 | thousands by filing date | call |
| BREEZE HOLDINGS ACQUISITN CO | 106762115 | *W EXP 05/25/202 | 20,000 | $10,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 2,392 | $9,000 | thousands by filing date | |
| FORTRESS VALUE ACQUIS CORP I | 34964G115 | *W EXP 12/31/202 | 11,730 | $9,000 | thousands by filing date | |
| LEO HLDGS CORP II | G5463R128 | *W EXP 01/07/202 | 14,400 | $9,000 | thousands by filing date | |
| FAST ACQUISITION CORP II | 311874119 | *W EXP 03/16/202 | 10,102 | $9,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 100,100 | $8,000 | thousands by filing date | put |
| VIEW INC | 92671V106 | COM | 77,400 | $8,000 | thousands by filing date | call |
| LAZARD GROWTH ACQUISITION CO | G54035111 | *W EXP 02/10/202 | 10,000 | $8,000 | thousands by filing date | |
| LOCAL BOUNTI COR | G5463T124 | EQUITY WRT | 10,000 | $8,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 121,400 | $7,000 | thousands by filing date | put |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 7,800 | $6,000 | thousands by filing date | call |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 6,500 | $6,000 | thousands by filing date | call |
| SILEXION THERAPEUTICS CORP WT EXP 081529 | G6S23K124 | Stock | 10,000 | $6,000 | thousands by filing date | |
| MOMENTUS INC | 60879E101 | COM | 14,300 | $6,000 | thousands by filing date | call |
| GOLDEN FALCON ACQUISITION CO | 38102H117 | *W EXP 11/04/202 | 10,000 | $6,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 2,200 | $5,000 | thousands by filing date | call |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 10,000 | $5,000 | thousands by filing date | put |
| MEDALLIA INC | 584021109 | COM | 38,000 | $5,000 | thousands by filing date | call |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 1,500 | $4,000 | thousands by filing date | put |
| WHIRLPOOL CORP COM | 963320106 | Stock | 10,000 | $4,000 | thousands by filing date | call |
| MICROVAST HOLDINGS INC COM | 59516C106 | Stock | 47,100 | $4,000 | thousands by filing date | call |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 20,700 | $4,000 | thousands by filing date | call |
| CANOO INC | 13803R102 | COM CL A | 58,400 | $4,000 | thousands by filing date | call |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 41,300 | $4,000 | thousands by filing date | call |
| SERES THERAPEUTICS INC | 81750R102 | COM | 13,100 | $4,000 | thousands by filing date | call |
| FARADAY FUTRE INTLGT ELCTR I | 307359109 | COM | 74,800 | $4,000 | thousands by filing date | call |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 20,000 | $3,000 | thousands by filing date | put |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 15,000 | $3,000 | thousands by filing date | call |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 57,800 | $3,000 | thousands by filing date | call |
| MIND MEDICINE (MINDMED) INC | 60255C109 | COMMON STOCK-FO | 40,200 | $3,000 | thousands by filing date | call |
| SUNLIGHT FINANCIAL HOLDINGS | 86738J106 | COM | 22,500 | $3,000 | thousands by filing date | call |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 121,600 | $3,000 | thousands by filing date | call |
| RADIUS HEALTH INC | 750469207 | COM NEW | 7,500 | $3,000 | thousands by filing date | call |
| CERUS CORP | 157085101 | COM | 12,200 | $2,000 | thousands by filing date | call |
| EDITAS MEDICINE INC | 28106W103 | COM | 34,800 | $2,000 | thousands by filing date | call |
| ZENTALIS PHARMACEUTICALS INC | 98943L107 | COMMON STOCK | 16,000 | $2,000 | thousands by filing date | call |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 28,300 | $2,000 | thousands by filing date | call |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 10,000 | $2,000 | thousands by filing date | call |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 67,300 | $2,000 | thousands by filing date | call |
| SmileDirectClub Inc | 83192H106 | COM | 80,300 | $2,000 | thousands by filing date | put |
| HEALTH ASSURANCE ACQUIS- | 42226W109 | COM CL A | 99,100 | $2,000 | thousands by filing date | call |
| Bristol-Myers Squibb Company | 110122108 | COM | 20,000 | $1,000 | thousands by filing date | call |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 6,800 | $1,000 | thousands by filing date | put |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 10,000 | $1,000 | thousands by filing date | call |
| ZENTALIS PHARMACEUTICALS INC | 98943L107 | COMMON STOCK | 300 | $1,000 | thousands by filing date | put |
| DSP GROUP INC | 23332B106 | COM | 10,000 | $1,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-21-003197 | this filing | 2021-11-12 | acceptance time not in the bulk data set |