13F-HR filed by Bluespring Wealth Management, LLC
Bluespring Wealth Management, LLC filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-12, with 229 holding rows worth $833,187,000.
- Accession
- 0001085146-21-003163
- Filer
- CIK 1557485
- Filed
- 2021-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 271 entries on the cover page, a total value of $833,187,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $833,187,000 with VALUE read as thousands by filing date, 13F file number 028-15525. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAnchor
- included managerOther
- included managerParametric
- included managerThornburg
- included managerVector WM
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 598,397 | $78,827,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 591,453 | $76,989,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 1,346,886 | $52,124,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 91,478 | $39,257,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 448,283 | $38,306,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 329,785 | $34,251,000 | thousands by filing date | |
| INVESCO | 46138J866 | EXCHANGE TRADED | 1,266,683 | $27,449,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 493,964 | $24,703,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 173,542 | $24,556,000 | thousands by filing date | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 456,034 | $24,421,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 195,291 | $18,408,000 | thousands by filing date | |
| INVESCO | 46138J882 | EXCHANGE TRADED | 847,867 | $18,255,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 202,303 | $15,782,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 79,466 | $15,690,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 640,139 | $13,501,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 125,397 | $13,045,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 41,335 | $11,994,000 | thousands by filing date | |
| VTI | 922908769 | COM | 51,877 | $11,520,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 81,376 | $11,361,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 94,749 | $9,648,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 22,900 | $9,440,000 | thousands by filing date | call |
| Boeing Company | 097023105 | COM | 42,303 | $9,304,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 60,000 | $8,490,000 | thousands by filing date | call |
| Microsoft Corp | 594918104 | COM | 30,020 | $8,463,000 | thousands by filing date | |
| Avantis US Small Cap Value ETF | 025072877 | SHS | 107,222 | $8,107,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 36,228 | $7,925,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 150,511 | $7,583,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 217,322 | $7,119,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 34,948 | $5,915,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,758 | $5,776,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 188,867 | $5,757,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 31,936 | $5,602,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 50,184 | $5,014,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 81,000 | $4,938,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 13,974 | $4,727,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 84,425 | $4,581,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 60,925 | $4,523,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 50,000 | $3,947,000 | thousands by filing date | call |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 37,190 | $3,832,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 8,349 | $3,597,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 8,499 | $3,321,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 4,023 | $3,120,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 25,793 | $2,996,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 48,768 | $2,899,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 36,228 | $2,721,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 50,670 | $2,685,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 12,955 | $2,625,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 13,205 | $2,588,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 10,736 | $2,456,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 30,462 | $2,404,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 6,577 | $2,354,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 38,327 | $2,334,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 163,963 | $2,322,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 43,515 | $2,267,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 41,595 | $2,264,000 | thousands by filing date | |
| CAESARS ENTERTAINMENT INC NE | 12769G100 | COM | 20,000 | $2,246,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 10,200 | $2,233,000 | thousands by filing date | call |
| CONAGRA FOODS INC | 205887102 | COM | 65,508 | $2,219,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 59,295 | $2,164,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 12,802 | $2,110,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 7,525 | $2,054,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 8,408 | $1,943,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 41,577 | $1,903,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 14,622 | $1,833,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 50,015 | $1,811,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 15,120 | $1,786,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 643 | $1,714,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 39,703 | $1,708,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 20,873 | $1,648,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 15,998 | $1,628,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 586 | $1,567,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 30,168 | $1,564,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 7,311 | $1,552,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 7,269 | $1,546,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 25,460 | $1,534,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 10,777 | $1,506,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 50,104 | $1,496,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 4,404 | $1,495,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 8,943 | $1,490,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 14,582 | $1,460,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 18,530 | $1,434,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 27,998 | $1,414,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 8,550 | $1,381,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 11,977 | $1,375,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 7,383 | $1,344,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 15,646 | $1,282,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 7,073 | $1,196,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 88,189 | $1,167,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 9,560 | $1,144,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 10,407 | $1,123,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 25,541 | $1,110,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 7,053 | $1,083,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 11,800 | $1,055,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 2,190 | $984,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 4,737 | $916,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 5,294 | $867,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 8,373 | $843,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 13,182 | $842,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 15,898 | $825,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 4,917 | $807,000 | thousands by filing date | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 8,360 | $803,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 1,943 | $766,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 10,200 | $743,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 3,844 | $738,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 6,544 | $714,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 13,366 | $712,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 2,946 | $710,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 3,142 | $700,000 | thousands by filing date | |
| INVESCO | 46138J841 | EXCHANGE TRADED | 31,327 | $693,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 2,095 | $687,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 3,066 | $640,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 1,042 | $636,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 14,749 | $627,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 4,432 | $616,000 | thousands by filing date | |
| ISHARES TR | 46435U218 | ESG MSCI LEADR | 8,165 | $616,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 4,077 | $609,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 6,879 | $599,000 | thousands by filing date | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 15,338 | $598,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 5,376 | $593,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 13,423 | $570,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 8,022 | $561,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 3,676 | $552,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 1,500 | $537,000 | thousands by filing date | call |
| Coca-Cola Company | 191216100 | COM | 9,837 | $516,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 883 | $505,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 8,049 | $499,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 2,050 | $496,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 5,699 | $490,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 4,397 | $480,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 1,462 | $468,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R648 | SP KENSHO NEWEC | 7,691 | $468,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 8,332 | $466,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 7,449 | $466,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 9,021 | $466,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 7,743 | $455,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 9,552 | $443,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F839 | FT VEST US EQT | 12,658 | $441,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 1,982 | $433,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 1,553 | $426,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 5,623 | $416,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 7,371 | $413,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 3,627 | $411,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 1,505 | $400,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 6,571 | $389,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 2,641 | $384,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 3,868 | $371,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 4,283 | $369,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 1,453 | $368,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 3,849 | $363,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 3,079 | $362,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 15,028 | $362,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 20,000 | $359,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 5,841 | $352,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 13,001 | $351,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 2,586 | $350,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 6,757 | $348,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 2,244 | $341,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 6,253 | $337,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 7,689 | $328,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 2,811 | $322,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 3,200 | $315,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 5,325 | $310,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 1,500 | $304,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 866 | $301,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 1,498 | $299,000 | thousands by filing date | |
| Bitfarms Ltd/Canada | 09173B107 | Common Stock | 70,000 | $298,000 | thousands by filing date | |
| PROSHARES TR | 74347X799 | ULTR RUSSL2000 | 3,000 | $297,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 1,507 | $289,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 1,875 | $288,000 | thousands by filing date | |
| iShares ESG Aware US Aggregate Bond ETF | 46435U549 | SHS | 5,172 | $285,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 2,964 | $281,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 3,979 | $278,000 | thousands by filing date | |
| General Electric Company | 369604301 | COM | 2,600 | $268,000 | thousands by filing date | call |
| HORMEL FOODS CORP COM | 440452100 | Stock | 6,473 | $265,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 964 | $261,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 1,089 | $258,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 2,500 | $257,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 4,455 | $256,000 | thousands by filing date | |
| General Electric Company | 369604301 | COM | 2,451 | $253,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 6,643 | $249,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 3,158 | $248,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 870 | $247,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 13,593 | $245,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 4,566 | $245,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 860 | $237,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 1,140 | $236,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R655 | SP KENSHO CLEAN | 2,471 | $232,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 495 | $230,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 4,731 | $229,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 7,873 | $228,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 3,500 | $228,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 862 | $220,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 883 | $218,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 5,029 | $217,000 | thousands by filing date | |
| STEM INC | 85859N102 | COM | 9,000 | $215,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 1,547 | $205,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 3,793 | $205,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 500 | $204,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 1,806 | $203,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 3,517 | $202,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 2,025 | $202,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 3,353 | $201,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 6,726 | $200,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 1,939 | $200,000 | thousands by filing date | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 15,532 | $192,000 | thousands by filing date | |
| Hive Blockchain Technologies L | 43366H100 | COM | 70,000 | $187,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 3,600 | $182,000 | thousands by filing date | call |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 22,000 | $149,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 1,100 | $86,000 | thousands by filing date | call |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 13,500 | $69,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 200 | $66,000 | thousands by filing date | call |
| Ampio Pharmaceuticals | 03209T109 | COM | 40,000 | $66,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 4,400 | $62,000 | thousands by filing date | call |
| B2GOLD CORP COM | 11777Q209 | Stock | 16,810 | $57,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 300 | $49,000 | thousands by filing date | call |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 10,000 | $45,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 200 | $44,000 | thousands by filing date | put |
| SPY | 78462F103 | SHS | 100 | $43,000 | thousands by filing date | put |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 10,000 | $41,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 200 | $34,000 | thousands by filing date | call |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 100 | $34,000 | thousands by filing date | call |
| Microsoft Corp | 594918104 | COM | 100 | $28,000 | thousands by filing date | call |
| EVOGENE LTD | M4119S104 | SHS | 10,000 | $26,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 100 | $20,000 | thousands by filing date | call |
| AIM IMMUNOTECH INC | 00901B105 | COM | 10,000 | $20,000 | thousands by filing date | |
| STAFFING 360 SOLUTIONS INC | 852387406 | COM NEW | 10,000 | $20,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 300 | $16,000 | thousands by filing date | call |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 300 | $15,000 | thousands by filing date | put |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 100 | $8,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-21-003163 | this filing | 2021-11-12 | acceptance time not in the bulk data set |