13F-HR filed by SFE Investment Counsel
SFE Investment Counsel filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-12, with 118 holding rows worth $356,964,000.
- Accession
- 0001085146-21-003110
- Filer
- CIK 1317784
- Filed
- 2021-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 118 entries on the cover page, a total value of $356,964,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $356,964,000 with VALUE read as thousands by filing date, 13F file number 028-11318. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 101,052 | $14,299,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 676,856 | $13,409,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 63,455 | $10,387,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 79,049 | $10,196,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 21,051 | $10,083,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 2,766 | $9,086,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 43,491 | $8,823,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 150,399 | $8,722,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 41,260 | $8,547,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 140,322 | $8,303,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 307,721 | $7,791,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 252,599 | $7,505,000 | thousands by filing date | |
| INVESCO | 46138J874 | EXCHANGE TRADED | 316,887 | $7,364,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 49,405 | $7,347,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 283,801 | $7,106,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 28,300 | $6,957,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 63,160 | $6,853,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 187,813 | $6,681,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 55,973 | $6,612,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 53,091 | $6,517,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 107,122 | $6,367,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 2,265 | $6,037,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 34,173 | $5,265,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 47,848 | $5,161,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 53,646 | $5,121,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 86,061 | $4,941,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 25,598 | $4,937,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 10,763 | $4,836,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 109,418 | $4,706,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 184,719 | $4,540,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 18,538 | $4,083,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,491 | $3,986,000 | thousands by filing date | |
| INVESCO | 46138J866 | EXCHANGE TRADED | 179,021 | $3,879,000 | thousands by filing date | |
| INVESCO | 46138J882 | EXCHANGE TRADED | 178,583 | $3,845,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 71,118 | $3,803,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 47,522 | $3,731,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 30,893 | $3,594,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2021 HIGH | 46138J809 | BULSHS 2021 HY | 146,297 | $3,363,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 19,878 | $3,360,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 25,029 | $3,317,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 62,039 | $3,305,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 14,823 | $3,251,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 41,535 | $3,221,000 | thousands by filing date | |
| INVESCO | 46138J841 | EXCHANGE TRADED | 143,485 | $3,172,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 14,284 | $3,032,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 6,227 | $2,778,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 38,060 | $2,754,000 | thousands by filing date | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 219,600 | $2,721,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 19,925 | $2,565,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 17,469 | $2,523,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 7,673 | $2,163,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 14,464 | $2,160,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 27,332 | $2,146,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 7,374 | $2,075,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 24,153 | $2,050,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 13,280 | $1,845,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 49,032 | $1,810,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 6,830 | $1,777,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 82,010 | $1,730,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 31,155 | $1,728,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 10,190 | $1,646,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 14,435 | $1,643,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 9,071 | $1,591,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 20,766 | $1,536,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 3,102 | $1,504,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 10,046 | $1,491,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 6,110 | $1,372,000 | thousands by filing date | |
| INVESCO | 46138J825 | EXCHANGE TRADED | 60,996 | $1,354,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 5,300 | $1,324,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 6,821 | $1,324,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 24,197 | $1,317,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 3,682 | $1,316,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 8,725 | $1,303,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 4,685 | $1,279,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 75,625 | $1,265,000 | thousands by filing date | |
| General Electric Company | 369604301 | COM | 12,100 | $1,247,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 3,302 | $1,189,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 7,893 | $1,169,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E420 | CMN | 25,524 | $1,140,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 10,949 | $1,137,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 29,546 | $1,078,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 9,576 | $1,056,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 4,672 | $1,028,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 34,450 | $971,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 60,010 | $970,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 2,845 | $820,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 1,340 | $818,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 2,723 | $809,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J635 | INVSCO BLSH 26 | 30,600 | $786,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 14,498 | $783,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 13,240 | $756,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 22,720 | $725,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 3,775 | $669,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 554 | $551,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 1,810 | $506,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 2,980 | $457,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 10,300 | $449,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 9,428 | $429,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 3,900 | $410,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 1,612 | $387,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,130 | $384,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 4,664 | $369,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J875 | MLTFCTR CONSMR | 10,273 | $348,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 4,730 | $345,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 12,424 | $330,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 15,852 | $302,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 1,979 | $299,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 2,907 | $295,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 1,381 | $288,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 11,400 | $284,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 1,575 | $263,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 7,300 | $263,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 3,850 | $262,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 4,245 | $252,000 | thousands by filing date | |
| VERIFYME INC | 92346X206 | COM NEW | 65,328 | $222,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 725 | $221,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,257 | $206,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 44,000 | $160,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-21-003110 | this filing | 2021-11-12 | acceptance time not in the bulk data set |