13F-HR filed by OPPENHEIMER & CO INC
OPPENHEIMER & CO INC filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-12, with 1,485 holding rows worth $5,342,388,000.
- Accession
- 0001085146-21-003108
- Filer
- CIK 822581
- Filed
- 2021-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 1,485 entries on the cover page, a total value of $5,342,388,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,342,388,000 with VALUE read as thousands by filing date, 13F file number 028-04046. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NVR INC COM | 62944T105 | Stock | 109 | $523,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 33,776 | $523,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 26,000 | $520,000 | thousands by filing date | |
| TURNING PT THERAPEUTICS | 90041T108 | COM | 7,826 | $520,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 36,853 | $520,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 12,193 | $519,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 4,649 | $519,000 | thousands by filing date | |
| KURA SUSHI USA INC | 501270102 | CL A COM | 11,850 | $518,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 8,164 | $516,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 10,689 | $515,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 15,900 | $513,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 52,395 | $511,000 | thousands by filing date | |
| ECOFIN SUSTAINABLE & SOC IMP T | 27901F109 | COM SH BEN INT | 36,528 | $509,000 | thousands by filing date | |
| TRAVEL PLUS LEISURE CO COM | 894164102 | Stock | 9,304 | $507,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 37,350 | $507,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 6,727 | $506,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 6,988 | $506,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 182,950 | $505,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 2,882 | $498,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 5,568 | $492,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 1,386 | $492,000 | thousands by filing date | |
| ATLAS CORP | Y0436Q109 | COM | 32,300 | $491,000 | thousands by filing date | |
| LEMONADEINC | 52567D107 | STOK | 7,318 | $490,000 | thousands by filing date | |
| DUCK CREEK TECHNOLOGIES INC | 264120106 | SHS | 11,086 | $490,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y475 | S&P 500 COVERED | 1,004,600 | $488,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 66,762 | $486,000 | thousands by filing date | |
| LISTED FD TR | 53656F623 | HORIZON KINETICS | 16,600 | $485,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 1,787 | $484,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 8,084 | $483,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 25,000 | $478,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 5,540 | $477,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 9,879 | $475,000 | thousands by filing date | |
| C3 AI INC | 12468P104 | CL A | 10,213 | $473,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 4,957 | $473,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 28,363 | $473,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 25,850 | $471,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 3,386 | $470,000 | thousands by filing date | |
| DYNATRACE INC COM NEW | 268150109 | Stock | 6,597 | $468,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 28,223 | $468,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 11,846 | $468,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 1,694 | $467,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 4,566 | $467,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 7,282 | $465,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 5,649 | $463,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 5,908 | $462,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 10,999 | $462,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 33,238 | $460,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 17,396 | $460,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 1,138 | $459,000 | thousands by filing date | |
| CONTEXTLOGIC INC | 21077C107 | COMMON STOCK | 84,050 | $459,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 10,737 | $458,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 11,204 | $457,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 24,436 | $457,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 74,589 | $452,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 9,918 | $452,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 58,660 | $451,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 4,521 | $449,000 | thousands by filing date | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 1,353 | $447,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 38,954 | $447,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 7,657 | $445,000 | thousands by filing date | |
| COMPASS INC | 20464U100 | CL A | 33,428 | $443,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 8,495 | $443,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 2,339 | $441,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 3,824 | $441,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 29,465 | $441,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 15,116 | $439,000 | thousands by filing date | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 8,164 | $438,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 1,942 | $437,000 | thousands by filing date | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 17,756 | $436,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 10,325 | $436,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 8,380 | $435,000 | thousands by filing date | |
| ABRDN GLOBAL INFRA INCOME FU | 00326W106 | COM SHS BEN INT | 21,809 | $435,000 | thousands by filing date | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 23,578 | $435,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 26,498 | $434,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 2,444 | $433,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 25,649 | $432,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 8,045 | $432,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 15,722 | $431,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 1,510 | $429,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 645 | $429,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 11,384 | $429,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 15,258 | $429,000 | thousands by filing date | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 20,732 | $426,000 | thousands by filing date | |
| REYNOLDS CONSUMER PRODS INC COM | 76171L106 | Stock | 15,513 | $424,000 | thousands by filing date | |
| ROCKET LAB USA INC | 773122106 | COM | 26,300 | $424,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 4,158 | $423,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 9,400 | $423,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 12,808 | $422,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 8,684 | $421,000 | thousands by filing date | |
| CLEARBRIDGE ALL CAP GROWTH ESG | 524682101 | FUND | 8,625 | $420,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 4,710 | $419,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 12,758 | $419,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 4,623 | $417,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 31,620 | $417,000 | thousands by filing date | |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 48,700 | $414,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 4,250 | $408,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 23,422 | $408,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 3,751 | $405,000 | thousands by filing date | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 4,450 | $404,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 19,100 | $404,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 10,708 | $403,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F593 | CMN | 12,000 | $403,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 56,977 | $402,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 33,770 | $400,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 2,659 | $400,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 3,023 | $399,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 17,611 | $399,000 | thousands by filing date | |
| THE REALREAL INC | 88339P101 | COM | 30,260 | $399,000 | thousands by filing date | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 8,650 | $398,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 2,182 | $397,000 | thousands by filing date | |
| WILLSCOT HLDGS CORP | 971378104 | COM CL A | 12,455 | $395,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 17,800 | $394,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 2,151 | $394,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 20,000 | $394,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 1,986 | $389,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 21,837 | $389,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 17,387 | $387,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 7,490 | $385,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 280 | $385,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 56,877 | $384,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 35,545 | $384,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 6,580 | $384,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 4,901 | $383,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 25,272 | $383,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 15,454 | $381,000 | thousands by filing date | |
| AVANTOR INC COM | 05352A100 | Stock | 9,234 | $378,000 | thousands by filing date | |
| ESSA PHARMA INC | 29668H708 | COM NEW | 47,300 | $378,000 | thousands by filing date | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 7,492 | $377,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 3,162 | $377,000 | thousands by filing date | |
| PGIM SHORT DUR HIG YLD OPP F | 69355J104 | COM | 20,000 | $375,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 33,940 | $374,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 11,535 | $373,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 27,943 | $372,000 | thousands by filing date | |
| CURIOSITYSTREAM INC | 23130Q107 | COMMON STOCK | 35,335 | $372,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 3,972 | $367,000 | thousands by filing date | |
| AZEK CO INC | 05478C105 | CL A | 10,051 | $367,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 4,700 | $364,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 26,530 | $363,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 5,782 | $362,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 4,894 | $362,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 2,807 | $362,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 37,599 | $362,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 37,596 | $361,000 | thousands by filing date | |
| BLACKROCK TECH AND PRIVATE E | 09260Q108 | SHS BEN INT | 19,879 | $360,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 2,035 | $360,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 14,250 | $359,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 5,392 | $356,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 5,043 | $356,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 7,677 | $356,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 6,200 | $355,000 | thousands by filing date | |
| PIEDMONT LITHIUM INC | 72016P105 | COM | 6,500 | $354,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 8,612 | $353,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 17,213 | $353,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 6,753 | $352,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 3,122 | $351,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 4,804 | $351,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 7,508 | $348,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 6,582 | $348,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 4,470 | $346,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 5,024 | $345,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 15,091 | $345,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 4,420 | $344,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 3,525 | $343,000 | thousands by filing date | |
| 3D PRINTING ETF | 00214Q500 | ETF | 9,625 | $343,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 9,459 | $342,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 8,910 | $342,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 24,724 | $342,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E872 | CMN | 10,043 | $342,000 | thousands by filing date | |
| UPSTARTHLDGSINC | 91680M107 | STOK | 1,078 | $341,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 1,673 | $341,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 8,414 | $340,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 22,079 | $340,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 4,763 | $339,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 4,453 | $339,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 2,427 | $339,000 | thousands by filing date | |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 3,494 | $338,000 | thousands by filing date | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 13,145 | $338,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y624 | AUTONMOUS EV ETF | 12,320 | $338,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 1,000 | $337,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y707 | RENEWABLE ENERGY | 21,495 | $336,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 91,709 | $332,000 | thousands by filing date | |
| MEDALLIA INC | 584021109 | COM | 9,792 | $332,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 2,327 | $331,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 6,168 | $331,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 3,449 | $330,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 3,866 | $328,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 1,818 | $327,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 1,996 | $327,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 948 | $326,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 7,067 | $326,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 35,983 | $326,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 3,616 | $323,000 | thousands by filing date | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 35,500 | $323,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 6,881 | $321,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 7,344 | $320,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 3,509 | $320,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 7,535 | $320,000 | thousands by filing date | |
| GEN DIGITAL INC COM | 668771108 | Stock | 12,627 | $319,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 2,889 | $319,000 | thousands by filing date | |
| O'Shares FTSE U.S. Quality Divid | 67110P407 | COM | 7,674 | $319,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A172 | NATIONWIDE NASDQ | 11,600 | $319,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 6,735 | $318,000 | thousands by filing date | |
| BILL HOLDINGS INC | 090043100 | COM | 1,183 | $316,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 14,585 | $316,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 32,173 | $315,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 9,414 | $314,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 3,800 | $313,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 6,800 | $313,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 4,489 | $313,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 15,062 | $313,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 1,790 | $313,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2027 CORPORATE BOND ETF | 46138J783 | ETF | 14,289 | $312,000 | thousands by filing date | |
| CROSSFIRST BANKSHARES INC | 22766M109 | COM | 24,000 | $312,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 19,358 | $309,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 6,665 | $307,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 1,710 | $306,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 15,886 | $306,000 | thousands by filing date | |
| JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | 46641Q654 | ETF | 6,000 | $306,000 | thousands by filing date | |
| VIRACTA THERAPEUTICS INC | 92765F108 | COM | 38,037 | $305,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 715 | $304,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 11,000 | $304,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 6,547 | $304,000 | thousands by filing date | |
| VIRTUS ALLIANZGI ARTIFICIAL IN | 92838Y100 | COM | 11,294 | $301,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 1,177 | $300,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 11,915 | $300,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 34,100 | $300,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 1,129 | $299,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 11,179 | $297,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 6,925 | $296,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 1,952 | $296,000 | thousands by filing date | |
| INVESCO NASDAQ NEXT GEN 100 ETF | 46138G631 | ETF | 8,929 | $295,000 | thousands by filing date | |
| VIRTUS ETF TR II | 92790A504 | VIRTUS US QLTY | 9,964 | $295,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 11,398 | $294,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 19,055 | $294,000 | thousands by filing date | |
| ENERPAC TOOL GROUP CORP CL A COM | 292765104 | Stock | 14,150 | $293,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 7,576 | $293,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 17,532 | $293,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 20,000 | $292,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 25,715 | $291,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 6,428 | $291,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 6,106 | $291,000 | thousands by filing date | |
| CANO HEALTH INC | 13781Y103 | COM | 22,961 | $291,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 16,079 | $290,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 3,690 | $289,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 19,609 | $289,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 43,234 | $288,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 18,329 | $286,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 6,542 | $286,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 12,507 | $285,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 390 | $284,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 20,600 | $284,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 27,220 | $284,000 | thousands by filing date | |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 3,348 | $282,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 4,000 | $282,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 2,355 | $282,000 | thousands by filing date | |
| UNITY SOFTWARE INC COM | 91332U101 | Stock | 2,228 | $282,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 10,177 | $282,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 3,580 | $280,000 | thousands by filing date | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 6,515 | $280,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 4,919 | $278,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 6,590 | $278,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 2,324 | $276,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 14,401 | $273,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 17,270 | $273,000 | thousands by filing date | |
| SENTINELONE INC | 81730H109 | CL A | 5,080 | $272,000 | thousands by filing date | |
| Avantis US Small Cap Value ETF | 025072877 | SHS | 3,576 | $270,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 2,341 | $269,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 7,051 | $268,000 | thousands by filing date | |
| VICTORIAS SECRET AND CO COMMON STOCK | 926400102 | Stock | 4,827 | $267,000 | thousands by filing date | |
| CERENCE INC COM | 156727109 | Stock | 2,770 | $266,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 19,305 | $265,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 2,106 | $264,000 | thousands by filing date | |
| INVESCO | 46138J866 | EXCHANGE TRADED | 12,156 | $263,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 3,168 | $262,000 | thousands by filing date | |
| RISKIFIED LTD A | M8216R109 | COMMON STOCK | 11,473 | $262,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 11,500 | $261,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 30,541 | $261,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 6,502 | $260,000 | thousands by filing date | |
| ISHARES TR ETF GENOMICS IMMUNOLOGY & HEALTHCARE | 46435U192 | ETF | 5,120 | $260,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 11,604 | $258,000 | thousands by filing date | |
| APARTMENT INCOME REIT CORP | 03750L109 | COM | 5,283 | $258,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 1,971 | $257,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 1,605 | $256,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 1,940 | $256,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 5,080 | $256,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 4,617 | $255,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F770 | CONV | 5,000 | $255,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 2,479 | $254,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 2,116 | $254,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 67,500 | $253,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 24,511 | $253,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 19,842 | $253,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 1,996 | $252,000 | thousands by filing date | |
| AON PLC SHS CL A | G0403H108 | Stock | 881 | $252,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 2,025 | $252,000 | thousands by filing date | |
| APA CORPORATION COM | 03743Q108 | Stock | 11,715 | $251,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 7,346 | $251,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 5,783 | $251,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P889 | HORIZON DMST ETF | 7,818 | $250,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 4,155 | $249,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 12,786 | $249,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 1,520 | $248,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 2,630 | $248,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 2,084 | $247,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 10,199 | $246,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 1,824 | $245,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 13,596 | $245,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 32,397 | $245,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 1,807 | $244,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 4,806 | $244,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 850 | $242,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 7,913 | $241,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 6,570 | $241,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 101 | $240,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 10,927 | $240,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 3,391 | $239,000 | thousands by filing date | |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 2,646 | $239,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 13,850 | $238,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 888 | $237,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 2,189 | $236,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 2,026 | $236,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 3,016 | $236,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 13,274 | $235,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 986 | $235,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 2,985 | $234,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 128,300 | $233,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 8,574 | $232,000 | thousands by filing date | |
| WESTERN ASSET DIVERSIFIED IN | 95790K109 | COM SHS BEN INT | 12,000 | $231,000 | thousands by filing date | |
| HOWMET AEROSPACE INC COM | 443201108 | Stock | 7,351 | $230,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 1,100 | $230,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 14,050 | $230,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 5,490 | $229,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 6,232 | $229,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 16,091 | $229,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 13,592 | $229,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 13,427 | $228,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 2,930 | $228,000 | thousands by filing date | |
| AMERICAN WELL CORP | 03044L105 | CL A | 25,031 | $228,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 37,018 | $228,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 4,456 | $228,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 1,569 | $227,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 10,617 | $226,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 14,950 | $226,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP II | 36258Q105 | COM CL A | 22,119 | $226,000 | thousands by filing date | |
| UNITED STS COMMODITY INDEX F | 911718104 | CM REP COPP FD | 8,964 | $225,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 8,230 | $225,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 6,799 | $224,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V498 | S&P SMLCP MOMENT | 4,205 | $224,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 17,800 | $224,000 | thousands by filing date | |
| MOTLEY FOOL SMALL-CAP GROWTH ETF | 74933W874 | ETF | 5,721 | $224,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 18,892 | $224,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 10,265 | $223,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 16,045 | $223,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 61,389 | $223,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 16,639 | $222,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 3,052 | $221,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 1,575 | $220,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 4,700 | $220,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 3,000 | $220,000 | thousands by filing date | |
| DELAWARE IVY HIGH INCOME OPPOR | 246107106 | COM | 16,100 | $220,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 70,927 | $220,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 5,227 | $219,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 2,300 | $218,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 1,728 | $217,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 15,390 | $216,000 | thousands by filing date | |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 5,824 | $215,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 2,883 | $214,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 4,160 | $214,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 11,827 | $213,000 | thousands by filing date | |
| ACHIEVE LIFE SCIENCES INC | 004468500 | COMMON STOCK | 25,000 | $213,000 | thousands by filing date | |
| PUBMATIC INC CLASS A | 74467Q103 | COMMON STOCK | 8,095 | $213,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 9,941 | $212,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 8,951 | $212,000 | thousands by filing date | |
| Barclays Bank PLC | 06747R477 | COM | 7,570 | $211,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 5,292 | $210,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 6,092 | $210,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 1,248 | $210,000 | thousands by filing date | |
| FIRST TR HIGH YIELD OPPRT 20 | 33741Q107 | COM | 10,199 | $210,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 3,263 | $210,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 8,100 | $210,000 | thousands by filing date | |
| LI AUTO INC SPONSORED ADS | 50202M102 | ADR | 7,958 | $209,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061862 | TAIL RISK | 11,136 | $209,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 9,495 | $209,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 2,100 | $208,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 5,987 | $208,000 | thousands by filing date | |
| DMY TECHNOLOGY GROUP INC III | 233278100 | COM CLASS A | 20,000 | $208,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 7,428 | $207,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 3,235 | $207,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 23,948 | $206,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 4,782 | $206,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 15,050 | $205,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 13,889 | $205,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 2,157 | $204,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 3,728 | $204,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 58,500 | $204,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2021 HIGH | 46138J809 | BULSHS 2021 HY | 8,878 | $204,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 13,706 | $203,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 8,850 | $201,000 | thousands by filing date | |
| BLACKROCK CAP ALLOCATION TER | 09260U109 | COM | 9,968 | $201,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E842 | DORSEY WRGT SMLC | 2,292 | $201,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 692 | $200,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 2,456 | $200,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 11,850 | $197,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 12,683 | $196,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 11,200 | $194,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 10,630 | $192,000 | thousands by filing date | |
| PDS BIOTECHNOLOGY CORP | 70465T107 | COM | 12,650 | $188,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 10,042 | $184,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 12,068 | $183,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 13,135 | $182,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 13,341 | $178,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 17,000 | $170,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 17,694 | $169,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 27,580 | $168,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 32,140 | $167,000 | thousands by filing date | |
| APPHARVEST INC | 03783T103 | COM | 25,450 | $166,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 10,732 | $165,000 | thousands by filing date | |
| ADIAL PHARMACEUTICALS INC | 00688A106 | COM | 38,500 | $165,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 10,860 | $161,000 | thousands by filing date | |
| BARK Inc. | 68622E104 | COM | 23,050 | $158,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 11,800 | $157,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 22,895 | $157,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 15,697 | $155,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 21,339 | $154,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 12,531 | $147,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 20,000 | $146,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 14,238 | $145,000 | thousands by filing date | |
| TUFIN SOFTWARE TECHNOLOGIS L | M8893U102 | SHS | 14,600 | $144,000 | thousands by filing date | |
| IMMUNITYBIO INC | 45256X103 | COM | 14,720 | $143,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 14,270 | $142,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 13,536 | $140,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 22,210 | $139,000 | thousands by filing date | |
| TPG MORTGAGE INVESTMENT TRUS | 001228501 | REIT | 11,826 | $136,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 14,430 | $135,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 46,588 | $125,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 10,404 | $124,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 28,131 | $122,000 | thousands by filing date | |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 11,200 | $117,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 20,000 | $117,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 28,700 | $117,000 | thousands by filing date | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 10,000 | $116,000 | thousands by filing date | |
| PRECIGEN INC | 74017N105 | COM | 22,700 | $113,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 24,700 | $113,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 17,000 | $113,000 | thousands by filing date | |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 15,192 | $110,000 | thousands by filing date | |
| ASTRIA THERAPEUTICS INC COM | 04635X102 | Stock | 12,249 | $108,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 41,000 | $107,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 23,800 | $104,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 13,222 | $102,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 14,497 | $101,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 15,017 | $100,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 18,163 | $97,000 | thousands by filing date | |
| GREAT ELM GROUP INC COM NEW | 39037G109 | COM NEW | 41,911 | $94,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 70,252 | $93,000 | thousands by filing date | |
| REZOLUTE INC | 76200L309 | COMMON STOCK | 12,281 | $92,000 | thousands by filing date | |
| ORIGIN AGRITECH LIMITED | G67828205 | SHS NEW | 10,450 | $85,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 20,482 | $83,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 13,658 | $78,000 | thousands by filing date | |
| TRITERRAS INC | G9103H102 | COM CL A | 12,974 | $76,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J209 | CMN | 23,013 | $73,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 53,194 | $72,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 37,500 | $70,000 | thousands by filing date | |
| SABA CAPITAL INCOME & OPRNT | 78518H103 | SHARES | 15,460 | $70,000 | thousands by filing date | |
| VACCINEX INC | 918640103 | CMN | 31,751 | $69,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 19,259 | $65,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 15,000 | $63,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 10,283 | $52,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 15,000 | $51,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 15,500 | $50,000 | thousands by filing date | |
| NULL | 84862C203 | NULL | 23,366 | $47,000 | thousands by filing date | |
| MEREO BIOPHARMA GROUP PLC | 589492107 | CMN | 19,000 | $46,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 25,100 | $42,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 10,408 | $41,000 | thousands by filing date | |
| Ohr Pharmaceutical Inc | 64132K102 | COM | 10,350 | $37,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 13,901 | $34,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 16,084 | $33,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J112 | WTS | 25,000 | $30,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 26,946 | $28,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 11,721 | $28,000 | thousands by filing date | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 12,900 | $28,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 10,000 | $15,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 19,125 | $14,000 | thousands by filing date | |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 10,900 | $14,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 12,000 | $12,000 | thousands by filing date | |
| DASEKE INC | 23753F115 | *W EXP 02/27/202 | 34,200 | $7,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-21-003108 | this filing | 2021-11-12 | acceptance time not in the bulk data set |