13F-HR filed by HAP Trading, LLC
HAP Trading, LLC filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-10, with 2,396 holding rows worth $3,077,373,000.
- Accession
- 0001085146-21-003097
- Filer
- CIK 1484972
- Filed
- 2021-11-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 2,396 entries on the cover page, a total value of $3,077,373,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,077,373,000 with VALUE read as thousands by filing date, 13F file number 028-15058. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 20,400 | $10,000 | thousands by filing date | put |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 15,300 | $10,000 | thousands by filing date | put |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 40,000 | $10,000 | thousands by filing date | call |
| AVEPOINT INC COM CL A | 053604104 | Stock | 353,200 | $10,000 | thousands by filing date | call |
| VIATRIS INC COM | 92556V106 | Stock | 69,500 | $10,000 | thousands by filing date | call |
| KEYCORP COM | 493267108 | Stock | 11,500 | $10,000 | thousands by filing date | call |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 26,100 | $10,000 | thousands by filing date | put |
| APA CORPORATION COM | 03743Q108 | Stock | 17,400 | $10,000 | thousands by filing date | put |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 12,300 | $10,000 | thousands by filing date | call |
| F5 INC COM | 315616102 | Stock | 18,000 | $10,000 | thousands by filing date | call |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 11,700 | $10,000 | thousands by filing date | call |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 10,000 | $10,000 | thousands by filing date | put |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 42,680 | $10,000 | thousands by filing date | put |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 10,300 | $10,000 | thousands by filing date | call |
| EVOLUS INC | 30052C107 | COM | 35,800 | $10,000 | thousands by filing date | call |
| JUNIPER NETWORKS INC | 48203R104 | COM | 11,700 | $10,000 | thousands by filing date | put |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 59,500 | $10,000 | thousands by filing date | call |
| PETMED EXPRESS INC | 716382106 | COM | 12,200 | $10,000 | thousands by filing date | call |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 12,700 | $10,000 | thousands by filing date | put |
| FIREEYE INC | 31816Q101 | COM | 14,600 | $10,000 | thousands by filing date | call |
| DIREXION SHARES ETF TRUST | 25490K869 | DAIL CSI 300 ETF | 19,500 | $10,000 | thousands by filing date | call |
| DIREXION SHARES ETF TRUST | 25460G849 | DAILY 20 YR TREA | 10,600 | $10,000 | thousands by filing date | call |
| ROOT INC | 77664L108 | COMMON STOCK | 34,700 | $10,000 | thousands by filing date | call |
| Anglogold Ashanti Plc | 035128206 | Common | 27,300 | $10,000 | thousands by filing date | call |
| HEXO CORP | 428304307 | COM NEW | 107,700 | $10,000 | thousands by filing date | call |
| TRITERRAS INC | G9103H102 | COM CL A | 26,000 | $10,000 | thousands by filing date | call |
| EVELO BIOSCIENCES INC | 299734103 | COM | 12,300 | $10,000 | thousands by filing date | call |
| VACCINEX INC | 918640103 | CMN | 12,700 | $10,000 | thousands by filing date | put |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 26,200 | $9,000 | thousands by filing date | put |
| REALTY INCOME CORP COM | 756109104 | REIT | 20,600 | $9,000 | thousands by filing date | call |
| DROPBOX INC CL A | 26210C104 | Stock | 10,500 | $9,000 | thousands by filing date | put |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 14,200 | $9,000 | thousands by filing date | put |
| ALLY FINL INC COM | 02005N100 | Stock | 15,200 | $9,000 | thousands by filing date | put |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 12,600 | $9,000 | thousands by filing date | call |
| OVINTIV INC | 69047Q102 | COM | 105,060 | $9,000 | thousands by filing date | put |
| TRAVERE THERAPEUTICS INC | 89422G107 | COM | 16,900 | $9,000 | thousands by filing date | put |
| GENWORTH FINL INC | 37247D106 | COM SHS | 60,600 | $9,000 | thousands by filing date | call |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 13,800 | $9,000 | thousands by filing date | put |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 32,900 | $9,000 | thousands by filing date | call |
| MARQETA INC | 57142B104 | CLASS A COM | 26,000 | $9,000 | thousands by filing date | call |
| KRISPY KREME INC | 50101L106 | COMMON STOCK | 25,400 | $9,000 | thousands by filing date | call |
| GLOBUS MARITIME LIMITED NEW | Y27265126 | COM NEW | 25,600 | $9,000 | thousands by filing date | call |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 10,800 | $9,000 | thousands by filing date | call |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 12,600 | $9,000 | thousands by filing date | put |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 16,600 | $9,000 | thousands by filing date | call |
| XWELL INC COM NEW | 98420U703 | Stock | 12,700 | $9,000 | thousands by filing date | put |
| VBI VACCINES INC | 91822J103 | COM NEW | 32,300 | $9,000 | thousands by filing date | call |
| MARKFORGED HOLDING CORPORATI | 57064N102 | COM | 73,900 | $9,000 | thousands by filing date | call |
| ASENSUS SURGICAL INC | 04367G103 | COM | 36,800 | $9,000 | thousands by filing date | call |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 12,300 | $9,000 | thousands by filing date | put |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937x202 | COM | 15,400 | $9,000 | thousands by filing date | put |
| APREA THERAPEUTICS INC | 03836J102 | COM | 10,200 | $9,000 | thousands by filing date | call |
| CC NEUBERGER PRIN HLDGS II | G3166T103 | SHS CL A | 50,000 | $9,000 | thousands by filing date | call |
| BIOMERICA INC | 09061H307 | COM NEW | 14,600 | $9,000 | thousands by filing date | call |
| ABITS GROUP INC | G6S34K105 | ORDINARY SHARES | 12,100 | $9,000 | thousands by filing date | call |
| SECOND SIGHT MED PRODS INC | 81362J209 | CMN | 14,200 | $9,000 | thousands by filing date | call |
| MARVELL TECHNOLOGY INC | 573874104 | COM | 11,500 | $8,000 | thousands by filing date | put |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 18,100 | $8,000 | thousands by filing date | call |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 10,600 | $8,000 | thousands by filing date | put |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 12,100 | $8,000 | thousands by filing date | put |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 10,300 | $8,000 | thousands by filing date | put |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 23,300 | $8,000 | thousands by filing date | put |
| PAYONEER GLOBAL INC COM | 70451X104 | Stock | 159,500 | $8,000 | thousands by filing date | call |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 28,600 | $8,000 | thousands by filing date | call |
| DUTCH BROS INC | 26701L100 | CL A | 10,500 | $8,000 | thousands by filing date | call |
| QUANTUM SI INC | 74765K105 | COM CL A | 52,100 | $8,000 | thousands by filing date | call |
| MACERICH CO | 554382101 | COM | 10,400 | $8,000 | thousands by filing date | call |
| HUMACYTE INC | 44486Q103 | COM | 16,200 | $8,000 | thousands by filing date | call |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 16,600 | $8,000 | thousands by filing date | call |
| ROMEO POWER INC | 776153108 | COM | 32,900 | $8,000 | thousands by filing date | call |
| NOV INC | 62955J103 | COM | 18,600 | $8,000 | thousands by filing date | call |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 37,600 | $8,000 | thousands by filing date | call |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 12,200 | $8,000 | thousands by filing date | call |
| KOPIN CORP | 500600101 | COMMON STOCK | 26,800 | $8,000 | thousands by filing date | call |
| NEURONETICS INC | 64131A105 | COM | 20,100 | $8,000 | thousands by filing date | call |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 42,300 | $8,000 | thousands by filing date | call |
| NANOVIRICIDES INC | 630087302 | COM | 17,900 | $8,000 | thousands by filing date | call |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 14,400 | $8,000 | thousands by filing date | call |
| CHICOS FAS INC | 168615102 | COM | 17,500 | $8,000 | thousands by filing date | call |
| AVANTAX INC | 095229100 | COMMON STOCK | 11,200 | $8,000 | thousands by filing date | call |
| PROVENTION BIO INC | 74374N102 | COM | 15,100 | $8,000 | thousands by filing date | call |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 22,400 | $8,000 | thousands by filing date | call |
| UPHEALTH INC | 91532B101 | COM | 66,400 | $8,000 | thousands by filing date | call |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 24,000 | $8,000 | thousands by filing date | call |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 27,700 | $8,000 | thousands by filing date | call |
| VINTAGE WINE ESTATES INC | 92747V106 | COM | 10,300 | $8,000 | thousands by filing date | put |
| PURPLE BIOTECH LTD SPONSORED ADR | 74638P109 | ADR | 18,500 | $8,000 | thousands by filing date | call |
| GOHEALTH INC | 38046W105 | COM CL A | 19,600 | $8,000 | thousands by filing date | call |
| SOS LIMITED | 83587W106 | SPNSORD ADS NEW | 136,700 | $8,000 | thousands by filing date | call |
| REWALK ROBOTICS LTD | M8216Q200 | SHS | 51,400 | $8,000 | thousands by filing date | call |
| FISERV INC | 337738108 | COM | 12,700 | $7,000 | thousands by filing date | call |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 15,800 | $7,000 | thousands by filing date | call |
| TECHNIPFMC PLC COM | G87110105 | Stock | 27,500 | $7,000 | thousands by filing date | call |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 20,100 | $7,000 | thousands by filing date | put |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 13,500 | $7,000 | thousands by filing date | put |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 21,800 | $7,000 | thousands by filing date | call |
| HERON THERAPEUTICS INC | 427746102 | COM | 15,600 | $7,000 | thousands by filing date | call |
| HIMS & HERS HEALTH INC | 433000106 | COM CL A | 16,700 | $7,000 | thousands by filing date | call |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 15,600 | $7,000 | thousands by filing date | put |
| GROUPON INC | 399473206 | COM NEW | 15,305 | $7,000 | thousands by filing date | call |
| PRECIGEN INC | 74017N105 | COM | 15,800 | $7,000 | thousands by filing date | call |
| MIMEDX GROUP INC | 602496101 | COM | 24,900 | $7,000 | thousands by filing date | call |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 26,400 | $7,000 | thousands by filing date | call |
| RADWARE LTD | M81873107 | COMMON STOCK | 10,100 | $7,000 | thousands by filing date | call |
| ALTO INGREDIENTS INC | 021513106 | COMMON STOCK | 23,700 | $7,000 | thousands by filing date | call |
| CURIOSITYSTREAM INC | 23130Q107 | COMMON STOCK | 11,000 | $7,000 | thousands by filing date | call |
| ARCADIA BIOSCIENCES INC COM | 039014204 | Stock | 10,300 | $7,000 | thousands by filing date | put |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 21,500 | $7,000 | thousands by filing date | call |
| TELLURIAN INC NEW | 87968A104 | COM | 19,900 | $7,000 | thousands by filing date | put |
| Akoustis Technologies Inc | 00973N102 | COM | 10,300 | $7,000 | thousands by filing date | call |
| ONTRAK INC | 683373104 | COM | 11,300 | $7,000 | thousands by filing date | call |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 11,600 | $7,000 | thousands by filing date | put |
| GLYCOMIMETICS INC | 38000Q102 | COM | 33,300 | $7,000 | thousands by filing date | call |
| CTI BIOPHARMA CORP | 12648L601 | COM | 13,800 | $7,000 | thousands by filing date | call |
| META MATERIALS INC | 59134N104 | COM | 11,100 | $7,000 | thousands by filing date | put |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 13,600 | $7,000 | thousands by filing date | put |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 18,800 | $7,000 | thousands by filing date | call |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 65,700 | $7,000 | thousands by filing date | call |
| Hippo Holdings, Inc. (HIPO) | 433539103 | Common Stocks | 36,000 | $7,000 | thousands by filing date | call |
| WIMI HOLOGRAM CLOUD INC | 97264L100 | SPON ADS CL B | 27,300 | $7,000 | thousands by filing date | call |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 118,100 | $7,000 | thousands by filing date | call |
| AETERNA ZENTARIS INC | 007975402 | COM | 24,200 | $7,000 | thousands by filing date | call |
| FINTECH ACQUISITION CORP V | 31810Q107 | COM CL A | 101,700 | $7,000 | thousands by filing date | call |
| Uxin Ltd | 91818X108 | ADS | 19,600 | $7,000 | thousands by filing date | call |
| IBIO INC | 451033203 | COM NEW | 103,500 | $7,000 | thousands by filing date | call |
| BROOKLYN IMMUNOTHERAPEUTICS | 114082100 | COM | 14,600 | $7,000 | thousands by filing date | call |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 15,100 | $7,000 | thousands by filing date | call |
| iShares TIPS Bond ETF | 464287176 | SHS | 11,700 | $6,000 | thousands by filing date | call |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 40,900 | $6,000 | thousands by filing date | put |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 33,000 | $6,000 | thousands by filing date | call |
| COEUR MNG INC COM NEW | 192108504 | Stock | 18,500 | $6,000 | thousands by filing date | call |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 21,700 | $6,000 | thousands by filing date | call |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 44,400 | $6,000 | thousands by filing date | call |
| MURPHY OIL CORP COM | 626717102 | Stock | 24,400 | $6,000 | thousands by filing date | put |
| LKQ CORP COM | 501889208 | Stock | 11,700 | $6,000 | thousands by filing date | call |
| AGNC INVT CORP COM | 00123Q104 | REIT | 67,600 | $6,000 | thousands by filing date | put |
| ALTIMMUNE INC | 02155H200 | COM NEW | 80,200 | $6,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 11,300 | $6,000 | thousands by filing date | put |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 13,000 | $6,000 | thousands by filing date | call |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 17,600 | $6,000 | thousands by filing date | call |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 10,000 | $6,000 | thousands by filing date | call |
| THOMPSON REUTERS CORP | 884903709 | COM NEW | 26,900 | $6,000 | thousands by filing date | call |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 11,800 | $6,000 | thousands by filing date | put |
| AEGON N V | 007924103 | NY REGISTRY SHS | 15,600 | $6,000 | thousands by filing date | call |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 11,100 | $6,000 | thousands by filing date | put |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 44,000 | $6,000 | thousands by filing date | call |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 10,200 | $6,000 | thousands by filing date | put |
| Up Fintech Holding Ltd | 91531W106 | COM | 20,200 | $6,000 | thousands by filing date | call |
| Veru Inc | 92536C103 | Common Stock | 31,200 | $6,000 | thousands by filing date | call |
| EXPRESS INC | 30219E103 | COMMON STOCK | 10,100 | $6,000 | thousands by filing date | put |
| AEVA TECHNOLOGIES INC | 00835Q103 | COM | 35,400 | $6,000 | thousands by filing date | call |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 11,000 | $6,000 | thousands by filing date | call |
| VELODYNE LIDAR INC | 92259F101 | COM | 19,800 | $6,000 | thousands by filing date | call |
| FARADAY FUTRE INTLGT ELCTR I | 307359109 | COM | 49,900 | $6,000 | thousands by filing date | call |
| F-STAR THERAPEUTICS INC | 30315R107 | COM | 11,000 | $6,000 | thousands by filing date | call |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 44,700 | $6,000 | thousands by filing date | call |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8251L105 | SHS CL A | 77,600 | $6,000 | thousands by filing date | call |
| GS ACQUISITION HLDGS CORP II | 36258Q105 | COM CL A | 28,900 | $6,000 | thousands by filing date | call |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 12,500 | $5,000 | thousands by filing date | call |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 12,700 | $5,000 | thousands by filing date | call |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 11,600 | $5,000 | thousands by filing date | put |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 12,200 | $5,000 | thousands by filing date | put |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 13,700 | $5,000 | thousands by filing date | call |
| FORTIVE CORP COM | 34959J108 | Stock | 25,600 | $5,000 | thousands by filing date | call |
| WESTERN UN CO COM | 959802109 | Stock | 11,600 | $5,000 | thousands by filing date | call |
| ADMA BIOLOGICS INC | 000899104 | COM | 34,500 | $5,000 | thousands by filing date | call |
| ROYALTY PHARMA PLC | G7709Q104 | SHS CLASS A | 19,800 | $5,000 | thousands by filing date | call |
| STRATA CRITICAL MEDICAL INC | 092667104 | CL A COM | 23,600 | $5,000 | thousands by filing date | call |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 10,400 | $5,000 | thousands by filing date | call |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 17,500 | $5,000 | thousands by filing date | call |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 10,100 | $5,000 | thousands by filing date | call |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 15,400 | $5,000 | thousands by filing date | put |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 15,400 | $5,000 | thousands by filing date | call |
| BERKELEY LTS INC | 084310101 | COM | 10,100 | $5,000 | thousands by filing date | call |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 11,400 | $5,000 | thousands by filing date | call |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 11,000 | $5,000 | thousands by filing date | call |
| ALPHA PRO TECH LTD | 020772109 | COM | 16,500 | $5,000 | thousands by filing date | call |
| BARK Inc. | 68622E104 | COM | 13,700 | $5,000 | thousands by filing date | call |
| MIND MEDICINE (MINDMED) INC | 60255C109 | COMMON STOCK-FO | 18,500 | $5,000 | thousands by filing date | call |
| Fluent Co | 34380C102 | COM | 10,300 | $5,000 | thousands by filing date | put |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 15,300 | $5,000 | thousands by filing date | put |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 12,100 | $5,000 | thousands by filing date | call |
| YAMANA GOLD INC | 98462Y100 | COM | 44,700 | $5,000 | thousands by filing date | call |
| Ouster Inc | 68989M103 | COM | 32,500 | $5,000 | thousands by filing date | call |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 13,000 | $5,000 | thousands by filing date | call |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 72,200 | $5,000 | thousands by filing date | call |
| NEWEGG COMMERCE INC | G6483G100 | COM | 12,900 | $5,000 | thousands by filing date | call |
| HEPION PHARMACEUTICALS INC | 426897104 | COM | 25,600 | $5,000 | thousands by filing date | call |
| JOANN INC | 47768J101 | COM | 14,700 | $5,000 | thousands by filing date | call |
| SOCIETAL CDMO INC | 75629F109 | COM | 12,900 | $5,000 | thousands by filing date | call |
| SHIFT TECHNOLOGIES INC | 82452T107 | CL A | 24,500 | $5,000 | thousands by filing date | call |
| IBIO INC | 451033203 | COM NEW | 10,000 | $5,000 | thousands by filing date | put |
| KADMON HLDGS INC | 48283N106 | COM | 13,600 | $5,000 | thousands by filing date | put |
| AKERNA CORP | 00973W102 | COM | 64,000 | $5,000 | thousands by filing date | call |
| ISHARES TR | 464288687 | COM | 13,400 | $4,000 | thousands by filing date | call |
| KINROSS GOLD CORP | 496902404 | COM | 12,700 | $4,000 | thousands by filing date | call |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 10,400 | $4,000 | thousands by filing date | call |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 10,100 | $4,000 | thousands by filing date | call |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 14,100 | $4,000 | thousands by filing date | call |
| UBS GROUP AG SHS | H42097107 | Stock | 10,500 | $4,000 | thousands by filing date | put |
| YUM BRANDS INC COM | 988498101 | Stock | 17,800 | $4,000 | thousands by filing date | call |
| PITNEY BOWES INC COM | 724479100 | Stock | 25,500 | $4,000 | thousands by filing date | call |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 59,900 | $4,000 | thousands by filing date | call |
| TASEKO MINES LTD COM | 876511106 | Stock | 18,000 | $4,000 | thousands by filing date | call |
| ARBOR REALTY TRUST INC | 038923108 | COM | 27,400 | $4,000 | thousands by filing date | put |
| PAYSIGN INC | 70451A104 | COM | 56,300 | $4,000 | thousands by filing date | call |
| NEXTDECADE CORP | 65342K105 | COM | 11,900 | $4,000 | thousands by filing date | call |
| CRONOS GROUP INC | 22717L101 | COM | 24,500 | $4,000 | thousands by filing date | call |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 10,000 | $4,000 | thousands by filing date | put |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 10,300 | $4,000 | thousands by filing date | call |
| HONEST CO INC | 438333106 | COM | 12,600 | $4,000 | thousands by filing date | call |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 14,900 | $4,000 | thousands by filing date | call |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 17,000 | $4,000 | thousands by filing date | call |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 106,900 | $4,000 | thousands by filing date | call |
| DIGITALBRIDGE GROUP INC | 25401T108 | CL A COM | 17,300 | $4,000 | thousands by filing date | put |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 13,200 | $4,000 | thousands by filing date | call |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 13,000 | $4,000 | thousands by filing date | call |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 11,100 | $4,000 | thousands by filing date | call |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 17,300 | $4,000 | thousands by filing date | call |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 14,400 | $4,000 | thousands by filing date | call |
| IVERIC BIO INC | 46583P102 | COM | 11,800 | $4,000 | thousands by filing date | put |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 25,600 | $4,000 | thousands by filing date | call |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 29,900 | $4,000 | thousands by filing date | call |
| SCYNEXIS INC | 811292200 | COM NEW | 20,600 | $4,000 | thousands by filing date | call |
| EROS INTL PLC | G3788M114 | SHS NEW | 58,600 | $4,000 | thousands by filing date | call |
| ROCKLEY PHOTONICS HLDGS LTD | G7614L109 | COM | 15,400 | $4,000 | thousands by filing date | call |
| THE BEACHBODY COMPANY INC | 073463101 | COM | 85,600 | $4,000 | thousands by filing date | call |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 22,100 | $4,000 | thousands by filing date | call |
| VIEW INC | 92671V106 | COM | 18,200 | $4,000 | thousands by filing date | call |
| AVEO PHARMACEUTICALS INC | 053588307 | COM | 21,950 | $4,000 | thousands by filing date | call |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 42,400 | $4,000 | thousands by filing date | call |
| INTRUSION INC COM NEW | 46121e205 | COM | 11,800 | $4,000 | thousands by filing date | call |
| GENPREX INC | 372446104 | COM | 12,100 | $4,000 | thousands by filing date | call |
| SIO GENE THERAPIES INC | 829399104 | COM | 13,900 | $4,000 | thousands by filing date | call |
| EQONEX LIMITED | Y2074E109 | SHS | 23,300 | $4,000 | thousands by filing date | call |
| SOCIAL CAPITAL HEDOSOPHA HLD | G82514103 | SHS CL A | 34,500 | $4,000 | thousands by filing date | call |
| MOGO INC | 60800C109 | COM | 15,800 | $4,000 | thousands by filing date | call |
| KHOSLA VENTURES ACQUSTN CO I | 482505104 | COM CL A | 14,000 | $4,000 | thousands by filing date | call |
| RECON TECHNOLOGY LTD | G7415M124 | COMMON | 11,100 | $4,000 | thousands by filing date | call |
| MYMD PHARMACEUTICALS INC | 62856X102 | COMMON | 20,600 | $4,000 | thousands by filing date | put |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 34,900 | $4,000 | thousands by filing date | call |
| HORIZON ACQUISITION CORPORAT | G46044106 | CMN | 15,600 | $4,000 | thousands by filing date | put |
| DECARBONIZATION PLUS ACQU II | 24279D105 | CLASS A COM | 14,500 | $4,000 | thousands by filing date | put |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 32,200 | $3,000 | thousands by filing date | call |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 15,700 | $3,000 | thousands by filing date | call |
| APARTMENT INVT & MGMT CO CL A | 03748R747 | REIT | 27,400 | $3,000 | thousands by filing date | put |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 17,300 | $3,000 | thousands by filing date | put |
| LIFEMD INC | 53216B104 | COM | 11,800 | $3,000 | thousands by filing date | call |
| HERBALIFE LTD | G4412G101 | COM SHS | 20,100 | $3,000 | thousands by filing date | put |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 14,000 | $3,000 | thousands by filing date | call |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 11,600 | $3,000 | thousands by filing date | call |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 23,700 | $3,000 | thousands by filing date | call |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 10,800 | $3,000 | thousands by filing date | put |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 10,600 | $3,000 | thousands by filing date | put |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 14,700 | $3,000 | thousands by filing date | call |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 15,300 | $3,000 | thousands by filing date | put |
| TALKSPACE INC | 87427V103 | COM | 39,800 | $3,000 | thousands by filing date | call |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 10,600 | $3,000 | thousands by filing date | call |
| PERELLA WEINBERG PARTNERS | 71367G102 | COMMON STOCK | 120,600 | $3,000 | thousands by filing date | call |
| ARK ETF TR | 00214Q807 | SPACE & DEFENSE | 22,500 | $3,000 | thousands by filing date | call |
| TSAKOS ENERGY NAVIGATION COM U | G9108L173 | SHS | 18,000 | $3,000 | thousands by filing date | put |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 42,000 | $3,000 | thousands by filing date | call |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 11,100 | $3,000 | thousands by filing date | put |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 10,600 | $3,000 | thousands by filing date | call |
| ORIGIN MATERIALS INC | 68622D106 | COM | 58,500 | $3,000 | thousands by filing date | call |
| VROOM INC | 92918V109 | COM | 21,700 | $3,000 | thousands by filing date | call |
| EXPRESS INC | 30219E103 | COMMON STOCK | 11,100 | $3,000 | thousands by filing date | call |
| SPRUCE POWER HOLDING CORP | 9837FR100 | COMMON STOCK | 17,000 | $3,000 | thousands by filing date | call |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 12,200 | $3,000 | thousands by filing date | put |
| SILVERCREST METALS INC | 828363101 | COM | 29,400 | $3,000 | thousands by filing date | call |
| ALTIMETER GROWTH CORP | G0370L108 | CL A | 40,100 | $3,000 | thousands by filing date | call |
| GENOCEA BIOSCIENCES INC | 372427401 | COMMON STOCK | 12,700 | $3,000 | thousands by filing date | call |
| XOS INC | 98423B108 | COM | 25,400 | $3,000 | thousands by filing date | call |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 20,200 | $3,000 | thousands by filing date | call |
| HUMANIGEN INC | 444863203 | COM NEW | 20,100 | $3,000 | thousands by filing date | call |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 24,500 | $3,000 | thousands by filing date | call |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 12,600 | $3,000 | thousands by filing date | call |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 21,500 | $3,000 | thousands by filing date | call |
| METROMILE INC | 591697107 | COM | 21,800 | $3,000 | thousands by filing date | call |
| GRAYBUG VISION INC COM | 38942Q103 | SHS | 14,700 | $3,000 | thousands by filing date | call |
| SPI ENERGY CO LTD | G8651P110 | SHS NEW | 14,600 | $3,000 | thousands by filing date | call |
| ONCOCYTE CORP | 68235C107 | COM | 11,800 | $3,000 | thousands by filing date | call |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 15,400 | $3,000 | thousands by filing date | call |
| ORBITAL ENERGY GROUP INC | 68559A109 | COM | 31,800 | $3,000 | thousands by filing date | call |
| HALL OF FAME RESORT & ENTMT | 40619L102 | COM | 101,500 | $3,000 | thousands by filing date | call |
| POLISHED COM INC | 28252C109 | CMN | 13,100 | $3,000 | thousands by filing date | call |
| LIPOCINE INC NEW | 53630X104 | CMN | 26,600 | $3,000 | thousands by filing date | call |
| iShares MSCI Mexico ETF | 464286822 | SHS | 14,000 | $2,000 | thousands by filing date | put |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 14,400 | $2,000 | thousands by filing date | call |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 12,700 | $2,000 | thousands by filing date | call |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 11,500 | $2,000 | thousands by filing date | call |
| ADT INC DEL COM | 00090Q103 | Stock | 12,000 | $2,000 | thousands by filing date | call |
| WEIS MKTS INC COM | 948849104 | Stock | 10,800 | $2,000 | thousands by filing date | call |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 45,800 | $2,000 | thousands by filing date | call |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 15,500 | $2,000 | thousands by filing date | put |
| AFLAC INC COM | 001055102 | Stock | 14,600 | $2,000 | thousands by filing date | call |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 12,800 | $2,000 | thousands by filing date | call |
| EQUITABLE HLDGS INC COM | 29452E101 | Stock | 10,900 | $2,000 | thousands by filing date | put |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 10,100 | $2,000 | thousands by filing date | call |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 13,900 | $2,000 | thousands by filing date | call |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 15,600 | $2,000 | thousands by filing date | put |
| READY CAPITAL CORP | 75574U101 | COM | 14,500 | $2,000 | thousands by filing date | call |
| WM TECHNOLOGY INC | 92971A109 | COM *D* | 10,200 | $2,000 | thousands by filing date | call |
| CONDUENT INC | 206787103 | COM | 10,400 | $2,000 | thousands by filing date | call |
| HANESBRANDS INC | 410345102 | COM | 10,100 | $2,000 | thousands by filing date | call |
| AMERICAN WELL CORP | 03044L105 | CL A | 14,300 | $2,000 | thousands by filing date | call |
| EVGO INC | 30052F100 | CL A COM | 20,300 | $2,000 | thousands by filing date | call |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 10,700 | $2,000 | thousands by filing date | put |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 69,500 | $2,000 | thousands by filing date | call |
| EQUINOX GOLD CORP | 29446Y502 | COM | 11,300 | $2,000 | thousands by filing date | call |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 10,300 | $2,000 | thousands by filing date | call |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 17,600 | $2,000 | thousands by filing date | call |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 10,800 | $2,000 | thousands by filing date | call |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 13,400 | $2,000 | thousands by filing date | call |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 12,200 | $2,000 | thousands by filing date | call |
| Xunlei Ltd-Adr | 98419E108 | COM | 10,600 | $2,000 | thousands by filing date | call |
| VANECK SOCIAL SENTIMENT ETF | 92189H839 | UIT EXCHANGE TRADED | 13,400 | $2,000 | thousands by filing date | call |
| HIGH TIDE INC | 42981E401 | COM | 16,000 | $2,000 | thousands by filing date | call |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 18,300 | $2,000 | thousands by filing date | call |
| FLUX PWR HLDGS INC | 344057302 | COM NEW | 10,600 | $2,000 | thousands by filing date | call |
| DBX ETF TR | 233051754 | XTRACK CSI 500 A | 10,000 | $2,000 | thousands by filing date | call |
| CYXTERA TECHNOLOGIES INC | 23284C102 | COMMON STOCK | 13,500 | $2,000 | thousands by filing date | call |
| VIVINT SMART HOME INC | 928542109 | COMMON STOCK | 10,500 | $2,000 | thousands by filing date | call |
| EDGIO INC | 53261M104 | COM | 36,000 | $2,000 | thousands by filing date | call |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 12,100 | $2,000 | thousands by filing date | call |
| MULTIPLAN CORPORATION | 62548M100 | COM | 11,100 | $2,000 | thousands by filing date | call |
| VERTEX ENERGY INC | 92534K107 | COM | 17,800 | $2,000 | thousands by filing date | call |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 22,400 | $2,000 | thousands by filing date | call |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 10,600 | $2,000 | thousands by filing date | put |
| FORTUNA MNG CORP F | 349915108 | COM | 16,700 | $2,000 | thousands by filing date | call |
| LUFAX HOLDING LTD | 54975P102 | ADS REP SHS CL A | 13,000 | $2,000 | thousands by filing date | call |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 26,600 | $2,000 | thousands by filing date | call |
| ORCHID IS CAP INC | 68571X103 | COM | 14,300 | $2,000 | thousands by filing date | call |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 27,200 | $2,000 | thousands by filing date | call |
| SEMA4 HOLDINGS CORP | 81663L101 | COM | 20,100 | $2,000 | thousands by filing date | call |
| VIRNETX HLDG CORP | 92823T108 | COM | 22,200 | $2,000 | thousands by filing date | call |
| ENERGOUS CORP | 29272C103 | COM | 16,200 | $2,000 | thousands by filing date | call |
| Ampio Pharmaceuticals | 03209T109 | COM | 20,500 | $2,000 | thousands by filing date | call |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 15,200 | $2,000 | thousands by filing date | call |
| ESPORTS ENTMT GROUP INC | 29667K306 | COM | 11,900 | $2,000 | thousands by filing date | call |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 10,200 | $2,000 | thousands by filing date | call |
| SESEN BIO INC | 817763105 | COM | 45,700 | $2,000 | thousands by filing date | call |
| SOCIAL CAPITAL HEDOSOPHA HLD | G82514103 | SHS CL A | 67,700 | $2,000 | thousands by filing date | put |
| FAR PEAK ACQUISITION CORP | G3312L103 | SHS CL A | 10,400 | $2,000 | thousands by filing date | call |
| CLOOPEN GROUP HOLDING LIMITE | 18900M104 | ADS | 10,500 | $2,000 | thousands by filing date | call |
| EVOGENE LTD | M4119S104 | SHS | 22,500 | $2,000 | thousands by filing date | call |
| FSD PHARMA INC | 35954B206 | CL B SUB VTG | 25,700 | $2,000 | thousands by filing date | call |
| TREVENA INC | 89532E109 | COM | 44,100 | $2,000 | thousands by filing date | call |
| EBANG INTL HLDGS INC | G3R33A106 | CL A SHS | 36,700 | $2,000 | thousands by filing date | call |
| WAITR HLDGS INC | 930752100 | COM | 19,900 | $2,000 | thousands by filing date | call |
| RADA ELECTR INDS LTD | M81863124 | CMN | 14,000 | $2,000 | thousands by filing date | call |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 10,900 | $1,000 | thousands by filing date | call |
| CBAK ENERGY TECHNOLOGY INC | 14986C102 | COM | 26,700 | $1,000 | thousands by filing date | call |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 36,000 | $1,000 | thousands by filing date | call |
| EASTMAN KODAK CO | 277461406 | COM NEW | 10,800 | $1,000 | thousands by filing date | call |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 10,300 | $1,000 | thousands by filing date | call |
| RLX TECHNOLOGY INC | 74969N103 | SPONSORED ADS | 10,800 | $1,000 | thousands by filing date | call |
| CLOUDERA INC | 18914U100 | COM | 21,300 | $1,000 | thousands by filing date | put |
| IGC PHARMA INC | 45408X308 | COM NEW | 12,200 | $1,000 | thousands by filing date | call |
| High Templar Tech Limit | 747798106 | COM | 12,700 | $1,000 | thousands by filing date | call |
| INVACARE CORP | 461203101 | COMMON STOCK | 13,500 | $1,000 | thousands by filing date | call |
| LUNA INNOVATIONS INC | 550351100 | COM | 10,100 | $1,000 | thousands by filing date | call |
| FARMER BROS CO | 307675108 | COM | 11,600 | $1,000 | thousands by filing date | call |
| THERAPEUTICSMD INC | 88338N107 | COM | 25,600 | $1,000 | thousands by filing date | call |
| ATI PHYSICAL THERAPY INC | 00216W109 | COM CL A | 25,900 | $1,000 | thousands by filing date | call |
| VISLINK TECHNOLOGIES INC | 92836Y300 | COM | 10,100 | $1,000 | thousands by filing date | call |
| AEYE INC | 008183105 | COM | 25,000 | $1,000 | thousands by filing date | call |
| AFFIMED N V | N01045108 | COM | 14,300 | $1,000 | thousands by filing date | call |
| KATAPULT HOLDINGS INC | 485859102 | COM | 25,400 | $1,000 | thousands by filing date | call |
| MCEWEN MNG INC | 58039P107 | COM | 29,500 | $1,000 | thousands by filing date | call |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 17,300 | $1,000 | thousands by filing date | call |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 14,200 | $1,000 | thousands by filing date | call |
| SCORE MEDIA & GAMING INC | 80919D202 | CL A SUB VTG SHS | 10,400 | $1,000 | thousands by filing date | put |
| ALTITUDE ACQUISITION CORP | 02156Y103 | COM CL A | 13,300 | $1,000 | thousands by filing date | call |
| SUPER LEAGUE ENTERPRISE INC COM | 86804F202 | Stock | 20,200 | $1,000 | thousands by filing date | call |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 11,900 | $1,000 | thousands by filing date | call |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 11,200 | $1,000 | thousands by filing date | call |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 19,100 | $1,000 | thousands by filing date | call |
| NXT-ID INC | 67091J206 | COM NEW | 25,600 | $1,000 | thousands by filing date | call |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 11,800 | $1,000 | thousands by filing date | call |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 18,800 | $1,000 | thousands by filing date | call |
| SURGALIGN HOLDINGS INC | 86882C105 | COM | 13,200 | $1,000 | thousands by filing date | call |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 35,800 | $1,000 | thousands by filing date | call |
| BURGUNDY TECHNOLOGY ACQU COR | G1702T116 | CL A | 20,200 | $1,000 | thousands by filing date | call |
| SPORTS ENTERTAINMENT ACQU CO | 84918M106 | COM CL A | 15,000 | $1,000 | thousands by filing date | call |
| NABRIVA THERAPEUTICS PLC | G63637113 | SHS | 18,400 | $1,000 | thousands by filing date | call |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 17,500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ARDELYX INC | 039697107 | COM | 10,200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GREAT PANTHER MINING | 39115V101 | COM | 17,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| DURECT CORP | 266605104 | COM | 12,500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ROCKWELL MED INC | 774374102 | COM | 13,700 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 16,100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| REGULUS THERAPEUTICS INC | 75915K200 | COM NEW | 14,400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| REMARK HLDGS INC | 75955K102 | COM | 11,500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| HORIZON ACQUISITION CORPORAT | G46044106 | CMN | 10,100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PUXIN LTD | 74704P108 | ADS | 10,200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-21-003097 | this filing | 2021-11-10 | acceptance time not in the bulk data set |