13F-HR filed by IEQ CAPITAL, LLC
IEQ CAPITAL, LLC filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-09, with 690 holding rows worth $3,766,265,000.
- Accession
- 0001085146-21-003077
- Filer
- CIK 1779789
- Filed
- 2021-11-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 1,236 entries on the cover page, a total value of $3,766,265,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,766,265,000 with VALUE read as thousands by filing date, 13F file number 028-19743. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HERSHEY CO COM | 427866108 | Stock | 2,266 | $384,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 6,426 | $384,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 8,535 | $380,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 6,920 | $379,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 11,804 | $374,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 9,412 | $374,000 | thousands by filing date | |
| COMMERCE.COM INC | 08975P108 | COM SER 1 | 7,353 | $372,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 26,025 | $371,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 1,090 | $371,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 2,914 | $368,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 1,412 | $368,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 3,068 | $365,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 7,685 | $365,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 1,380 | $362,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 2,393 | $359,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 5,090 | $359,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 5,970 | $358,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 1,445 | $357,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 8,764 | $354,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 16,296 | $352,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 2,346 | $351,000 | thousands by filing date | |
| LUCIRA HEALTH INC | 54948U105 | COM | 46,175 | $351,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 2,117 | $349,000 | thousands by filing date | |
| DRAFTKINGS INC | 26142R104 | COM CL A | 7,162 | $345,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 1,269 | $343,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 5,522 | $342,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 8,591 | $340,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 3,028 | $339,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 4,510 | $337,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 2,833 | $333,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 4,006 | $330,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 2,017 | $330,000 | thousands by filing date | |
| HELIOS TECHNOLOGIES INC | 42328H109 | COM | 4,013 | $330,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 1,088 | $329,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 1,974 | $329,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 3,004 | $328,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 11,036 | $326,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 3,664 | $326,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 2,272 | $326,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 3,463 | $325,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 5,122 | $320,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 2,335 | $320,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 4,539 | $320,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 2,998 | $317,000 | thousands by filing date | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 957 | $316,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 5,724 | $316,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 762 | $314,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 1,809 | $306,000 | thousands by filing date | |
| Avantis US Small Cap Value ETF | 025072877 | SHS | 4,000 | $302,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 6,565 | $302,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 15,313 | $302,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 1,725 | $302,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 3,133 | $301,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 16,665 | $301,000 | thousands by filing date | |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 72,217 | $301,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 5,659 | $300,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 2,027 | $296,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 2,806 | $296,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 4,071 | $295,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 2,186 | $295,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 1,346 | $295,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 16,362 | $294,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 1,522 | $293,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 3,720 | $293,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 5,547 | $292,000 | thousands by filing date | |
| RH | 74967X103 | COM | 435 | $290,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 1,633 | $289,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 807 | $288,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 16,314 | $287,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 1,230 | $286,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 18,462 | $285,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 3,233 | $285,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 1,935 | $283,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 3,422 | $282,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 1,807 | $281,000 | thousands by filing date | |
| VIATRIS INC COM | 92556V106 | Stock | 20,655 | $279,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 2,247 | $278,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 5,201 | $278,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 5,392 | $277,000 | thousands by filing date | |
| INGERSOLL RAND INC COM | 45687V106 | Stock | 5,486 | $277,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 9,138 | $277,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 20,000 | $277,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 3,167 | $276,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 643 | $276,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 1,857 | $275,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 3,919 | $275,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 2,642 | $274,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 2,597 | $272,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 4,867 | $272,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 560 | $272,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 2,756 | $271,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 16,331 | $271,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 745 | $268,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 3,306 | $268,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 4,323 | $265,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 1,391 | $265,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 1,596 | $264,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 11,229 | $264,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 7,319 | $260,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 4,900 | $259,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 1,703 | $258,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 3,208 | $254,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 1,243 | $252,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 2,798 | $251,000 | thousands by filing date | |
| ASANA INC | 04342Y104 | CL A | 2,416 | $251,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 6,975 | $249,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 1,867 | $249,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 6,713 | $248,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 14,441 | $248,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 4,054 | $247,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 2,075 | $246,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 8,807 | $245,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 8,027 | $245,000 | thousands by filing date | |
| NORTHERN STAR INVEST CORP II | 66574L209 | UNIT 02/25/2028 | 24,700 | $244,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 6,784 | $243,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 617 | $242,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 3,099 | $242,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 14,302 | $241,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 602 | $240,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 1,647 | $239,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 3,573 | $239,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 1,988 | $239,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 1,418 | $239,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 590 | $238,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 5,461 | $237,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 9,839 | $237,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 22,009 | $237,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 2,706 | $234,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 3,394 | $234,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 20,135 | $233,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 3,699 | $232,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 2,823 | $231,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 1,176 | $230,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 1,372 | $230,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 2,032 | $230,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 527 | $229,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 2,429 | $229,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 2,074 | $229,000 | thousands by filing date | |
| SEAGEN INC | 81181C104 | COM | 1,350 | $229,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 1,895 | $228,000 | thousands by filing date | |
| PROG HOLDINGS INC | 74319R101 | COM NPV | 5,407 | $227,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 8,973 | $225,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 3,852 | $225,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 2,083 | $225,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 2,777 | $225,000 | thousands by filing date | |
| POSHMARK INC | 73739W104 | COM CL A | 9,468 | $225,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 1,810 | $224,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 3,466 | $224,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 1,435 | $223,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 1,067 | $221,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 1,372 | $220,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 2,555 | $220,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 8,931 | $220,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 817 | $217,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 1,637 | $216,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 2,182 | $215,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 3,843 | $213,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 1,432 | $213,000 | thousands by filing date | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 2,352 | $213,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 2,215 | $212,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 1,735 | $209,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 5,712 | $209,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 3,699 | $207,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 605 | $207,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 3,213 | $207,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 3,095 | $207,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 1,196 | $207,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 2,253 | $206,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 17,015 | $188,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 19,030 | $187,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 42,597 | $164,000 | thousands by filing date | |
| ALIGNMENT HEALTHCARE INC COM | 01625V104 | Stock | 10,036 | $161,000 | thousands by filing date | |
| Movano, Inc. | 62459M107 | common | 42,214 | $146,000 | thousands by filing date | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 10,138 | $126,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 27,800 | $124,000 | thousands by filing date | |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 15,196 | $106,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 10,378 | $105,000 | thousands by filing date | |
| ROMEO POWER INC | 776153108 | COM | 20,632 | $102,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO CL A | 03748R747 | REIT | 12,677 | $87,000 | thousands by filing date | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 11,564 | $85,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 41,756 | $85,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 38,363 | $84,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 10,831 | $82,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 10,182 | $77,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 12,329 | $75,000 | thousands by filing date | |
| EXICURE INC | 30205M101 | COM | 44,445 | $53,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 10,217 | $47,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 15,666 | $44,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 16,171 | $40,000 | thousands by filing date | |
| ENDRA LIFE SCIENCES INC COM NEW | 29273B104 | Stock | 17,111 | $30,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-21-003077 | this filing | 2021-11-09 | acceptance time not in the bulk data set |