13F-HR filed by Moors & Cabot, Inc.
Moors & Cabot, Inc. filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-05, with 1,749 holding rows worth $1,359,099,000.
- Accession
- 0001085146-21-003044
- Filer
- CIK 1607239
- Filed
- 2021-11-05
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 1,749 entries on the cover page, a total value of $1,359,099,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,359,099,000 with VALUE read as thousands by filing date, 13F file number 028-16128. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PEOPLES BANCORP INC | 709789101 | COM | 15,000 | $15,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 15,000 | $15,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 15,000 | $15,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 13,000 | $15,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 15,000 | $15,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 15,000 | $15,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 100,000 | $15,000 | thousands by filing date | |
| PROSHARES TR II | 74347Y854 | FUND | 15,000 | $15,000 | thousands by filing date | |
| PERSHING SQUARE TONTINE HLDG COM | 71531R109 | CL A | 15,000 | $15,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 15,000 | $14,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 14,000 | $14,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 13,000 | $14,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 20,000 | $14,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 14,000 | $14,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 10,000 | $14,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 15,000 | $14,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 15,000 | $14,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 19,578 | $14,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 14,000 | $14,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 13,000 | $14,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 14,000 | $14,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 13,000 | $14,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 15,000 | $14,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 13,000 | $14,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 10,000 | $14,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 13,000 | $14,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 10,000 | $14,000 | thousands by filing date | |
| IJH | 464287507 | COM | 10,000 | $13,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| Prologis,Inc. | 74340W103 | COM | 12,000 | $13,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 14,000 | $13,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 12,000 | $13,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 10,000 | $13,000 | thousands by filing date | |
| TOASTINCCLASSCLASSA | 888787108 | STOK | 10,000 | $13,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 10,000 | $13,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 12,000 | $13,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| PPL CORP COM | 69351T106 | Stock | 12,000 | $13,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 16,000 | $13,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 10,000 | $13,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 10,000 | $13,000 | thousands by filing date | |
| NEXPOINT REAL ESTATE FINANCE | 65342V101 | REIT | 12,000 | $13,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 15,000 | $13,000 | thousands by filing date | |
| VANECK SOCIAL SENTIMENT ETF | 92189H839 | UIT EXCHANGE TRADED | 10,000 | $13,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 12,000 | $13,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 12,000 | $12,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 600,000 | $12,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 10,000 | $12,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 10,000 | $12,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 10,000 | $12,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 12,000 | $12,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 10,000 | $12,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 10,000 | $12,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 12,000 | $12,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H805 | RARE EAR STR ETF | 10,000 | $12,000 | thousands by filing date | |
| WARNER MUSIC GROUP CORP | 934550203 | COM CL A | 12,000 | $12,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 10,000 | $12,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 12,000 | $12,000 | thousands by filing date | |
| TRANSAMERICA ETF TR | 89349P503 | DELTASHS S&P | 10,000 | $12,000 | thousands by filing date | |
| iShares Gold Trust | 464285204 | COM | 10,000 | $11,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 10,000 | $11,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 10,000 | $11,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 10,000 | $11,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 10,000 | $11,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 10,000 | $11,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 10,000 | $11,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 10,000 | $11,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 10,000 | $11,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| KRAFT HEINZ CO COM | 500754106 | Stock | 12,000 | $11,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 10,000 | $11,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 10,000 | $11,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 11,000 | $11,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 10,000 | $11,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 10,000 | $11,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 10,000 | $11,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 10,000 | $11,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 10,000 | $11,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 10,000 | $11,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 10,000 | $11,000 | thousands by filing date | |
| TELOS CORP MD | 87969B101 | COM | 10,000 | $11,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 10,000 | $11,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 10,000 | $11,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 10,000 | $11,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 10,000 | $11,000 | thousands by filing date | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 10,000 | $11,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 10,000 | $11,000 | thousands by filing date | |
| THERMOGENESIS HLDGS INC | 88362L100 | COM | 10,000 | $11,000 | thousands by filing date | |
| VACCINEX INC | 918640103 | CMN | 10,000 | $11,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 10,000 | $10,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 10,000 | $10,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| McDonalds Corporation | 580135101 | COM | 10,000 | $10,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 10,000 | $10,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 10,000 | $10,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 10,000 | $10,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 10,000 | $10,000 | thousands by filing date | |
| N-ABLE INC COMMON STOCK | 62878D100 | Stock | 10,000 | $10,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 10,000 | $10,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 10,000 | $10,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 10,000 | $10,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 10,000 | $10,000 | thousands by filing date | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 10,000 | $10,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 10,000 | $10,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 10,000 | $10,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 10,000 | $10,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 10,000 | $10,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 25,000 | $10,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 10,000 | $10,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 10,000 | $10,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 10,000 | $10,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 10,000 | $10,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 10,000 | $10,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 10,000 | $10,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 10,000 | $10,000 | thousands by filing date | |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 10,000 | $10,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 10,000 | $10,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 10,000 | $10,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 10,000 | $10,000 | thousands by filing date | |
| PRECIGEN INC | 74017N105 | COM | 10,000 | $10,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 11,000 | $10,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 10,000 | $10,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 10,000 | $10,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 10,000 | $10,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 10,000 | $10,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 10,000 | $10,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 10,000 | $10,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 10,000 | $10,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 10,000 | $10,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 10,000 | $10,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 10,000 | $10,000 | thousands by filing date | |
| PROSHARES TR | 74347G804 | K-1 FREE CRD OIL | 10,000 | $10,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 10,000 | $10,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 10,000 | $10,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 10,000 | $10,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 10,000 | $10,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 10,000 | $10,000 | thousands by filing date | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 10,000 | $10,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 10,000 | $10,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 10,000 | $10,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 10,000 | $10,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 10,000 | $9,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 10,000 | $9,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| CARLYLE CREDIT INCOME FUND | 92535C104 | SHS BEN INT | 41,000 | $9,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 20,000 | $9,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 82,000 | $8,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 23,000 | $8,000 | thousands by filing date | |
| VONTIER CORPORATION | 928881101 | COM | 67,000 | $8,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| WESTERN DIGITAL CORP | 958102105 | COM | 25,000 | $7,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 20,000 | $7,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 20,000 | $7,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 26,000 | $7,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 100,000 | $7,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 47,000 | $7,000 | thousands by filing date | |
| WISDOMTREE GROWTH LEADERS FUND | 97717Y717 | WT GRWTH LDRS | 65,000 | $7,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 19,000 | $6,000 | thousands by filing date | |
| LEMONADEINC | 52567D107 | STOK | 43,000 | $6,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| WOODWARD INC COM | 980745103 | Stock | 63,000 | $6,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 73,000 | $6,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 15,000 | $6,000 | thousands by filing date | |
| XPERI HLDG CORP | 98390M103 | COM | 300,000 | $6,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| WISDOMTREE TR | 97717Y659 | CYBERSECURITY FD | 212,000 | $6,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 45,000 | $5,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 58,000 | $5,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| WEBSTER FINL CORP | 947890109 | COM | 10,000 | $5,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 21,000 | $5,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 61,000 | $4,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 13,000 | $4,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| MARKELGROUPINC | 570535104 | STOK | 33,000 | $4,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 150,000 | $4,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 21,000 | $4,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 20,000 | $4,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ISHARES TR | 464287812 | US CONSM STAPLES | 50,000 | $4,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| SPRUCE POWER HOLDING CORP | 9837FR100 | COMMON STOCK | 41,000 | $4,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 250,000 | $3,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 143,000 | $3,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 34,000 | $3,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| WW GRAINGER INC COM | 384802104 | Stock | 40,000 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 67,000 | $3,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 13,300 | $3,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 35,000 | $3,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 22,000 | $3,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| WILLSCOT HLDGS CORP | 971378104 | COM CL A | 25,000 | $3,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| WESTROCK CO | 96145D105 | COM | 10,000 | $3,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 12,000 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 11,000 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 25,000 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| Vanguard Extended Market ETF | 922908652 | SHS | 35,000 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 40,000 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 15,000 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 20,000 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 30,000 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 20,000 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| XPO INC COM | 983793100 | Stock | 18,000 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| STEM INC | 85859N102 | COM | 15,000 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 18,000 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| LEMAITRE VASCULAR INC | 525558201 | COM | 10,000 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 15,000 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 10,000 | $2,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 53,000 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 60,000 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 12,000 | $2,000 | thousands by filing date | |
| VIRTUS ETF TR II | 92790A504 | VIRTUS US QLTY | 30,000 | $2,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 12,000 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 35,000 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 30,000 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 10,000 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| VWO | 922042858 | SHS | 25,000 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 10,000 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 18,000 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 29,000 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 118,000 | $1,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 650,000 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 30,000 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 15,000 | $1,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 80,000 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 40,000 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 32,000 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 17,400 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| MARINUS PHARMACEUTICALS INC | 56854Q200 | COM NEW | 10,000 | $1,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 18,000 | $1,000 | thousands by filing date | |
| VICARIOUS SURGICAL INC | 92561V109 | COM | 10,000 | $1,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 20,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ServiceNow,Inc. | 81762P102 | COM | 15,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SHERWIN WILLIAMS CO | 824348106 | COM | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 20,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 85,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 62,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZSCALERINC | 98980G102 | STOK | 13,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TOLL BROTHERS INC COM | 889478103 | Stock | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 50,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SERVICE CORP INTL COM | 817565104 | Stock | 28,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW GOLD INC CDA | 644535106 | COM | 20,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 28,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 43,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 25,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 15,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STITCH FIX INC | 860897107 | COM CL A | 15,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WAYFAIR INC | 94419L101 | CL A | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIRTUS ALLIANZGI ARTIFICIAL IN | 92838Y100 | COM | 40,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FOOT LOCKER INC | 344849104 | COM | 149,800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 27,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROMEO POWER INC | 776153108 | COM | 75,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLUEBIRD BIO INC | 09609G100 | COM | 11,600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERA THERAPEUTICS INC | 92337R101 | COMMON STOCK | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERADIGM INC | 01988P108 | COMMON STOCK | 70,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STERLING BANCORP DEL | 85917A100 | COM | 160,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VELODYNE LIDAR INC | 92259F101 | COM | 31,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIGNIFY HEALTH INC | 82671G100 | COM | 25,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SESEN BIO INC | 817763105 | COM | 50,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-21-003044 | this filing | 2021-11-05 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-21-003425 | base | 2021-12-08 | acceptance time not in the bulk data set |