13F-HR/A filed by Pekin Hardy Strauss, Inc.
Pekin Hardy Strauss, Inc. filed this 13F-HR/A for the quarter ended 2020-09-30, filed 2021-11-02, with 24 holding rows worth $34,877,000.
- Accession
- 0001085146-21-002969
- Filer
- CIK 1020317
- Filed
- 2021-11-02
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, amendment of type new holdings, 24 entries on the cover page, a total value of $34,877,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $34,877,000 with VALUE read as thousands by filing date, 13F file number 028-05740. Its rows are added to the quarter's base report (NEW HOLDINGS). The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 1,090,436 | $5,834,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 143,437 | $3,531,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 629,405 | $3,084,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 55,604 | $2,837,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 77,110 | $2,811,000 | thousands by filing date | |
| SCORPIO TANKERS INC | 80918TAB5 | NOTE 3.000% 5/1 | 2,730,000 | $2,512,000 | thousands by filing date | principal |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 53,208 | $2,176,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 1,558 | $2,091,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 981 | $1,460,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 16,750 | $1,388,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 32,280 | $987,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 1,000,000 | $966,000 | thousands by filing date | principal |
| iShares TIPS Bond ETF | 464287176 | SHS | 7,364 | $932,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 14,880 | $817,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 800,000 | $795,000 | thousands by filing date | principal |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 4,177 | $493,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 8,390 | $455,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 6,735 | $342,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 3,650 | $306,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 3,750 | $296,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 17,500 | $244,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 2,495 | $239,000 | thousands by filing date | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 26,000 | $224,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 13,950 | $57,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-20-002883 | base | 2020-11-12 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-20-003077 | added | 2020-11-24 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-21-002969 | this filing | 2021-11-02 | acceptance time not in the bulk data set |