13F-HR filed by Pettinga Financial Advisors LLC
Pettinga Financial Advisors LLC filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-10-29, with 112 holding rows worth $392,103,000.
- Accession
- 0001085146-21-002950
- Filer
- CIK 1694592
- Filed
- 2021-10-29
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 129 entries on the cover page, a total value of $392,103,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $392,103,000 with VALUE read as thousands by filing date, 13F file number 028-19003. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 46435G425 | COM | 458,570 | $45,151,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 486,315 | $24,729,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 56,637 | $24,400,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 213,745 | $22,758,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 180,521 | $19,711,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 55,717 | $15,269,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 415,174 | $14,880,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 34,336 | $14,735,000 | thousands by filing date | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 845,104 | $11,933,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 116,702 | $11,752,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 66,574 | $10,933,000 | thousands by filing date | |
| DOUBLELINE YIELD OPPORTUNITI | 25862D105 | COM | 564,629 | $10,790,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 59,228 | $9,379,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 155,364 | $8,803,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 100,663 | $7,897,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 278,091 | $7,859,000 | thousands by filing date | |
| IJH | 464287507 | COM | 25,987 | $6,836,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 52,594 | $6,007,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 16,717 | $5,655,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 103,651 | $5,518,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 14,339 | $5,133,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 39,431 | $5,035,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 35,036 | $4,460,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 167,650 | $4,243,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 41,540 | $4,228,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 8,436 | $4,057,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 23,967 | $3,391,000 | thousands by filing date | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 105,504 | $3,177,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 21,983 | $3,173,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 19,058 | $3,054,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 38,380 | $2,994,000 | thousands by filing date | |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 135,065 | $2,886,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 136,032 | $2,791,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 43,015 | $2,748,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 92,266 | $2,719,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 37,600 | $2,588,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 68,047 | $2,554,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 47,761 | $2,527,000 | thousands by filing date | |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 24,020 | $2,323,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 44,526 | $2,200,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 70,585 | $1,873,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 33,669 | $1,754,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 11,091 | $1,704,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 93,127 | $1,654,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 45,516 | $1,557,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505715 | NORTH SHOR GBL | 16,298 | $1,253,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 4,170 | $1,176,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 4,073 | $1,112,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 31,054 | $1,090,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 326 | $1,071,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 4,620 | $1,011,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 44,856 | $971,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 22,486 | $939,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 55,344 | $938,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 2,689 | $901,000 | thousands by filing date | |
| iShares Gold Trust | 464285204 | COM | 26,918 | $899,000 | thousands by filing date | |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 9,475 | $855,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 4,830 | $848,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y293 | GLB X MLP ENRG I | 21,992 | $789,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 14,548 | $728,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 5,642 | $709,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 13,537 | $682,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 11,444 | $677,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 4,808 | $672,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 18,980 | $633,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 23,054 | $623,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 8,075 | $579,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 23,775 | $549,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 5,325 | $521,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 1,978 | $477,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 7,494 | $470,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,023 | $460,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 8,461 | $425,000 | thousands by filing date | |
| UNITED STS COMMODITY INDEX F | 911718104 | CM REP COPP FD | 16,785 | $420,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 2,960 | $413,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 485 | $409,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 8,133 | $393,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 948 | $353,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 250 | $339,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 3,270 | $338,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 14,750 | $319,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 4,526 | $307,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 7,887 | $305,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 7,838 | $304,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 4,115 | $295,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 5,387 | $291,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 1,883 | $283,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 2,704 | $274,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 3,325 | $274,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 11,290 | $269,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 2,210 | $261,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 1,050 | $255,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 21,531 | $254,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 5,892 | $253,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,121 | $247,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 2,625 | $247,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 9,334 | $242,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 2,192 | $236,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 1,397 | $236,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 87 | $233,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 600 | $231,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 1,335 | $228,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 7,850 | $223,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 4,764 | $218,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 278 | $216,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 11,350 | $208,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 612 | $201,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 17,520 | $175,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 10,100 | $169,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 16,600 | $127,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 13,480 | $126,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 21,650 | $55,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-21-002950 | this filing | 2021-10-29 | acceptance time not in the bulk data set |