13F-HR/A filed by Transform Wealth, LLC
Transform Wealth, LLC filed this 13F-HR/A for the quarter ended 2021-09-30, filed 2021-10-28, with 223 holding rows worth $872,338,000.
- Accession
- 0001085146-21-002919
- Filer
- CIK 1682266
- Filed
- 2021-10-28
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, amendment of type restatement, 223 entries on the cover page, a total value of $872,338,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $872,338,000 with VALUE read as thousands by filing date, 13F file number 028-17533. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| POWELL INDS INC | 739128106 | COM | 2,534,155 | $62,264,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 114,311 | $32,227,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 226,052 | $31,986,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C813 | US EQTY PWR BUF | 987,964 | $29,392,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 137,505 | $19,996,000 | thousands by filing date | |
| JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | 46641Q654 | ETF | 368,580 | $18,825,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 235,459 | $17,403,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 66,446 | $15,201,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 5,444 | $14,553,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 133,300 | $14,379,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 36,177 | $14,268,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 44,079 | $14,102,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 23,665 | $13,624,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 82,715 | $13,540,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 4,078 | $13,397,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 23,326 | $13,276,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 31,388 | $12,265,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 75,178 | $11,226,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 29,103 | $11,002,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 23,217 | $10,433,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 18,159 | $10,375,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 20,588 | $9,984,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 29,414 | $9,983,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 179,268 | $9,976,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 49,839 | $9,568,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 28,337 | $9,495,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 157,355 | $9,443,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 72,858 | $9,275,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 20,547 | $8,852,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 54,509 | $8,829,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 136,095 | $8,713,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 143,427 | $8,487,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 100,016 | $8,487,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 120,175 | $8,434,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 60,085 | $8,375,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 186,504 | $8,313,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 55,300 | $8,257,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 45,959 | $8,247,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 161,975 | $8,215,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 24,656 | $8,094,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 35,551 | $7,777,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 28,420 | $7,708,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 9,032 | $7,575,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 79,534 | $7,492,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 99,946 | $7,280,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 75,477 | $7,145,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 15,942 | $6,841,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 117,033 | $6,736,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 127,252 | $6,496,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 313,752 | $6,444,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 18,310 | $6,426,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 21,627 | $6,316,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 29,354 | $5,750,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 35,270 | $5,696,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 2,094 | $5,581,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 51,051 | $5,397,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 75,705 | $5,374,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 66,438 | $5,142,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742A669 | IPATH SHILR CAPE | 242,407 | $5,108,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 156,761 | $5,099,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 49,664 | $4,891,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 44,091 | $4,864,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 88,470 | $4,815,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 27,372 | $4,631,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 31,933 | $4,495,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 39,670 | $4,127,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y293 | GLB X MLP ENRG I | 111,339 | $3,996,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 16,177 | $3,926,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 17,749 | $3,892,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 18,778 | $3,809,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 29,799 | $3,794,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 100,133 | $3,672,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 13,091 | $3,573,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 91,229 | $3,558,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 64,100 | $3,415,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 9,078 | $3,384,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 8,200 | $3,310,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 54,954 | $2,738,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 13,546 | $2,655,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 67,055 | $2,517,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 143,389 | $2,461,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 6,941 | $2,413,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 44,672 | $2,413,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 47,437 | $2,293,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 11,663 | $2,242,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 8,435 | $2,239,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 18,016 | $2,118,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 24,512 | $2,092,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 10,041 | $2,047,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 33,431 | $1,961,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 13,227 | $1,818,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 15,694 | $1,800,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 33,092 | $1,715,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 65,187 | $1,691,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 28,002 | $1,664,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 12,850 | $1,542,000 | thousands by filing date | |
| INNOVATOR ETFS TR ETF S&P 500 BUFFER SEPTEMBER | 45782C664 | ETF | 45,388 | $1,418,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 12,650 | $1,412,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 9,949 | $1,391,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 11,229 | $1,326,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 4,992 | $1,279,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 12,800 | $1,252,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 12,674 | $1,247,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 5,771 | $1,225,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 55,192 | $1,194,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 10,659 | $1,164,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 9,998 | $1,132,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 14,226 | $1,110,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 8,479 | $1,063,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 17,431 | $1,025,000 | thousands by filing date | |
| IJH | 464287507 | COM | 3,803 | $1,000,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 4,880 | $957,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 7,410 | $948,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 1,511 | $919,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 3,057 | $898,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 5,594 | $896,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 10,066 | $867,000 | thousands by filing date | |
| VTI | 922908769 | COM | 3,887 | $863,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 7,490 | $860,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 21,584 | $838,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 4,172 | $836,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 25,156 | $831,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 7,950 | $822,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 1,345 | $822,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 3,928 | $819,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 5,328 | $818,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 4,873 | $816,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,030 | $799,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 9,270 | $797,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 10,710 | $795,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 1,350 | $790,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 1,834 | $779,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 7,629 | $773,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 3,504 | $772,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 7,375 | $767,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 6,703 | $754,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 2,786 | $735,000 | thousands by filing date | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 14,196 | $735,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 4,790 | $718,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 1,322 | $713,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 7,955 | $712,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 9,300 | $691,000 | thousands by filing date | |
| MATCH GROUP INC NEW | 57667L107 | COM | 4,328 | $679,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 8,565 | $673,000 | thousands by filing date | |
| PEOPLE INC | 44891N208 | COM NEW | 5,101 | $665,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 6,486 | $658,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 4,930 | $642,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 2,977 | $633,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 3,035 | $622,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 8,884 | $621,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 6,245 | $609,000 | thousands by filing date | |
| OTIS WORLDWIDE CORP COM | 68902V107 | Stock | 7,127 | $586,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 2,255 | $576,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 2,946 | $572,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 230 | $546,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 4,294 | $538,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 874 | $533,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 1,528 | $527,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 4,143 | $509,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 6,183 | $495,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 6,448 | $484,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 9,278 | $483,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 17,670 | $483,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 5,003 | $474,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 3,030 | $474,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 6,457 | $473,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 6,237 | $457,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 1,716 | $453,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 245 | $445,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C656 | US EQTY PWR BUF | 15,130 | $440,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 6,241 | $437,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 2,492 | $432,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102209 | UNIT LTD PRT 60 | 42,283 | $429,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 2,785 | $419,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 1,980 | $414,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 2,664 | $396,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C540 | US EQTY PWR BUF | 12,486 | $384,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 4,414 | $371,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 4,641 | $368,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 7,971 | $363,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 3,495 | $360,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 7,036 | $354,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 2,413 | $350,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 3,370 | $350,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 6,800 | $350,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 3,060 | $346,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 946 | $339,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 18,868 | $315,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 2,425 | $313,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V708 | US CORE EQUITY 2 | 11,726 | $312,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 4,048 | $312,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 2,316 | $307,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 29,151 | $304,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 946 | $293,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 3,482 | $288,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 3,462 | $278,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,543 | $271,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 4,264 | $264,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C870 | US EQT PWR BUF | 9,256 | $264,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 1,529 | $261,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 4,143 | $259,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 9,355 | $253,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,136 | $250,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 3,170 | $246,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 2,901 | $239,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 1,972 | $237,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 174 | $236,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 2,923 | $231,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 948 | $229,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 946 | $226,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 3,567 | $223,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 4,112 | $217,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 3,836 | $215,000 | thousands by filing date | |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 3,998 | $209,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 1,874 | $207,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 1,724 | $201,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 11,621 | $182,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 102,741 | $171,000 | thousands by filing date | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 10,954 | $155,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 13,342 | $133,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102308 | UNIT LTD PRT 250 | 13,565 | $128,000 | thousands by filing date | |
| KAZIA THERAPEUTICS LTD | 48669G105 | American Depository Shares | 106,245 | $120,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 30,355 | $84,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-21-002799 | superseded | 2021-10-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-21-002919 | this filing | 2021-10-28 | acceptance time not in the bulk data set |