13F-HR filed by Narwhal Capital Management
Narwhal Capital Management filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-10-22, with 162 holding rows worth $792,568,000.
- Accession
- 0001085146-21-002874
- Filer
- CIK 1461287
- Filed
- 2021-10-22
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 162 entries on the cover page, a total value of $792,568,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $792,568,000 with VALUE read as thousands by filing date, 13F file number 028-13509. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Microsoft Corp | 594918104 | COM | 163,888 | $46,203,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 105,858 | $45,606,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 321,962 | $45,558,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 13,564 | $36,152,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 8,353 | $27,440,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 147,007 | $24,868,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 140,296 | $22,965,000 | thousands by filing date | |
| iShares Gold Trust | 464285204 | COM | 641,696 | $21,439,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 48,716 | $19,035,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 21,172 | $17,756,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 52,058 | $17,089,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 47,861 | $16,244,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 97,680 | $15,775,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 109,212 | $15,268,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 114,854 | $13,568,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 89,600 | $13,030,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 56,909 | $13,019,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 62,238 | $12,893,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 227,683 | $12,297,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 70,941 | $12,001,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 440,444 | $11,240,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 49,627 | $10,930,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 63,698 | $10,671,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 18,293 | $10,532,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 29,284 | $10,106,000 | thousands by filing date | |
| CMC MATERIALS INC | 12571T100 | COM | 78,989 | $9,734,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 40,756 | $9,078,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 59,836 | $9,000,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 112,959 | $8,870,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 158,815 | $8,371,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 133,774 | $8,278,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 22,160 | $7,981,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 46,479 | $7,659,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 173,138 | $7,447,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 65,558 | $7,232,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 26,092 | $7,150,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 18,312 | $6,923,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 32,437 | $6,834,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 118,493 | $6,450,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 54,533 | $6,344,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 32,783 | $6,327,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 69,938 | $5,720,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 107,459 | $5,527,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 60,632 | $5,212,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 26,420 | $5,179,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 8,261 | $5,141,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 67,408 | $5,063,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 34,453 | $5,004,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 78,125 | $4,595,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 39,670 | $4,531,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 50,352 | $4,273,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 56,000 | $4,139,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 55,089 | $4,023,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 17,619 | $3,875,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 68,742 | $3,727,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 9,722 | $3,624,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 35,427 | $3,594,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 21,745 | $3,571,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 65,883 | $3,548,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 21,050 | $3,143,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 23,825 | $3,073,000 | thousands by filing date | |
| NOV INC | 62955J103 | COM | 232,601 | $3,049,000 | thousands by filing date | |
| IAA INC | 449253103 | COM | 55,074 | $3,005,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 8,090 | $2,737,000 | thousands by filing date | |
| DRAFTKINGS INC | 26142R104 | COM CL A | 55,907 | $2,692,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 7,376 | $2,640,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 98,300 | $2,458,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 136,148 | $2,294,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 47,273 | $2,285,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 18,867 | $2,164,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 5 | $2,057,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 17,470 | $2,054,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 193,105 | $1,862,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 18,925 | $1,794,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 32,498 | $1,731,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 23,890 | $1,686,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 38,700 | $1,649,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 14,434 | $1,576,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 7,810 | $1,531,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 91,250 | $1,527,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 20,365 | $1,446,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 5,873 | $1,426,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 28,724 | $1,309,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 5,918 | $1,259,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 10,950 | $1,211,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 26,089 | $1,188,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 7,356 | $1,025,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 6,000 | $1,015,000 | thousands by filing date | call |
| Comcast Corp | 20030N101 | COM | 17,893 | $1,001,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 29,450 | $976,000 | thousands by filing date | |
| WHOLE EARTH BRANDS INC | 96684W126 | WARRANT | 625,324 | $969,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 20,018 | $929,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 17,098 | $897,000 | thousands by filing date | |
| FIRST TR HIGH YIELD OPPRT 20 | 33741Q107 | COM | 42,498 | $873,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 11,793 | $828,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 6,597 | $810,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 10,257 | $802,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 13,400 | $717,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 3,030 | $663,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 56,137 | $651,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 4,440 | $650,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 6,500 | $646,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 24,377 | $644,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 12,250 | $617,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U133 | UNIT 99/99/9999 | 6,327 | $615,000 | thousands by filing date | |
| IJH | 464287507 | COM | 2,309 | $607,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 3,218 | $587,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 6,529 | $569,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 2,800 | $526,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 38,575 | $523,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 1,800 | $522,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F770 | CONV | 9,755 | $497,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 30,325 | $468,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 2,969 | $465,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 9,165 | $458,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 4,478 | $458,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 6,798 | $446,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 32,150 | $445,000 | thousands by filing date | |
| SOUTHERN CO | 842587602 | UNIT 08/01/2022 | 8,304 | $424,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 66,000 | $422,000 | thousands by filing date | put |
| United Parcel Service,Inc. Class B | 911312106 | COM | 2,294 | $418,000 | thousands by filing date | |
| DATADOGINCCLASSA | 23804L103 | STOK | 2,613 | $369,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 1,625 | $355,000 | thousands by filing date | |
| General Electric Company | 369604301 | COM | 3,401 | $350,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 3,943 | $343,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 7,497 | $318,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 3,069 | $312,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 4,305 | $312,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 5,410 | $304,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 26,800 | $303,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 1,242 | $287,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 27,180 | $265,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 1,995 | $264,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 12,000 | $260,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 2,500 | $258,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 14,638 | $257,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 3,077 | $252,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 8,825 | $249,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 2,579 | $243,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP II | G6715X129 | UNIT 09/15/2027 | 24,000 | $240,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 4,200 | $233,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 1,368 | $229,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 1,317 | $228,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 350 | $214,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 750 | $207,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 5,450 | $205,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 9,982 | $204,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 1,011 | $202,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 11,131 | $186,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 15,165 | $186,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 12,140 | $180,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 11,000 | $165,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 13,275 | $144,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 299 | $128,000 | thousands by filing date | |
| NUVEEN CORPORATE INCOME 2023 | 67079F101 | COM | 10,967 | $108,000 | thousands by filing date | |
| Blackrock 2022 Global In | 09258P104 | ETF | 20,000 | $104,000 | thousands by filing date | |
| General Electric Company | 369604301 | COM | 30,000 | $93,000 | thousands by filing date | call |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 85,000 | $82,000 | thousands by filing date | call |
| BURGERFI INTERNATIONAL INC | 12122L119 | *W EXP 12/16/202 | 49,000 | $78,000 | thousands by filing date | |
| FARADAY FUTURE INTLGT ELEC I | 307359117 | *W EXP 07/21/202 | 35,000 | $59,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 15,250 | $45,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 44,000 | $29,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-21-002874 | this filing | 2021-10-22 | acceptance time not in the bulk data set |