13F-HR filed by AVANTAX ADVISORY SERVICES, INC.
AVANTAX ADVISORY SERVICES, INC. filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-10-21, with 1,175 holding rows worth $5,997,131,000.
- Accession
- 0001085146-21-002864
- Filer
- CIK 1303042
- Filed
- 2021-10-21
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 1,175 entries on the cover page, a total value of $5,997,131,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,997,131,000 with VALUE read as thousands by filing date, 13F file number 028-19181. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BORGWARNER INC COM | 099724106 | Stock | 5,860 | $252,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 2,632 | $252,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 13,336 | $252,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 2,845 | $250,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 6,882 | $249,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 25,000 | $248,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 1,389 | $247,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 3,060 | $247,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C474 | US SML CP PWR B | 7,929 | $247,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 8,506 | $245,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 847 | $245,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 2,339 | $245,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 3,909 | $245,000 | thousands by filing date | |
| NUVEEN ESG MID-CAP VALUE ETF | 67092P508 | ETF | 6,665 | $244,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 7,394 | $244,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 9,443 | $244,000 | thousands by filing date | |
| UNITED STS COMMODITY INDEX F | 911718104 | CM REP COPP FD | 9,700 | $243,000 | thousands by filing date | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 726 | $240,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 803 | $240,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 1,634 | $240,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 5,960 | $240,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 6,181 | $240,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 8,962 | $240,000 | thousands by filing date | principal |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 1,252 | $239,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 4,586 | $239,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B202 | EM CORE EX ETF | 7,476 | $239,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 1,188 | $238,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 1,349 | $238,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 2,245 | $238,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 7,156 | $237,000 | thousands by filing date | |
| ABRDN ETFS | 003261104 | BBRG ALL COMD K1 | 8,277 | $234,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 1,155 | $234,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 3,274 | $234,000 | thousands by filing date | |
| DBX ETF TR | 233051143 | XTRACKRS S&P 500 | 6,167 | $234,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 3,647 | $233,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 6,409 | $232,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188101 | CORP BOND ETF | 4,182 | $232,000 | thousands by filing date | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 5,896 | $231,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 2,221 | $231,000 | thousands by filing date | |
| JANUS DETROIT | 47103U100 | MF Closed and MF Open | 3,545 | $231,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 7,853 | $231,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 3,257 | $230,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 3,263 | $230,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 20,074 | $230,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 10,323 | $230,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 14,562 | $230,000 | thousands by filing date | |
| FIRST TR EXCHANGE ETF TRADED FD VI NASDAQ OIL & GAS | 33738R845 | ETF | 12,029 | $230,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 226,000 | $230,000 | thousands by filing date | principal |
| NNN REIT INC COM | 637417106 | REIT | 5,327 | $229,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108847 | HIGH INCOME | 13,612 | $229,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33741Y100 | HORIZON VOL SMCP | 7,079 | $229,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 4,939 | $228,000 | thousands by filing date | |
| ISHARES TR | 46436E767 | COM | 6,289 | $227,000 | thousands by filing date | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 3,780 | $226,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 3,498 | $226,000 | thousands by filing date | |
| TCP Cap Corp Sr Conv Nt | 87238qad5 | CONV | 226,000 | $226,000 | thousands by filing date | principal |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 959 | $225,000 | thousands by filing date | |
| AVANTOR INC COM | 05352A100 | Stock | 5,468 | $225,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 786 | $225,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 5,687 | $225,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 4,861 | $224,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 2,152 | $223,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C383 | US EQTY PWR BUF | 7,266 | $223,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P888 | NUVEEN ESG EMRGN | 6,595 | $223,000 | thousands by filing date | |
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 6,646 | $221,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 8,038 | $220,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 3,564 | $219,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 553 | $218,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 3,437 | $218,000 | thousands by filing date | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 3,513 | $218,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 902677780 | NT LKD 24 | 308 | $218,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 1,875 | $217,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 9,756 | $217,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 611 | $216,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 2,699 | $215,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 1,581 | $215,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 1,038 | $215,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 2,268 | $215,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 13,757 | $215,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 3,116 | $214,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 5,838 | $214,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 2,899 | $213,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 1,654 | $213,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 8,329 | $213,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 14,075 | $213,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 918 | $212,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 1,287 | $212,000 | thousands by filing date | |
| PROGYNY INC COM | 74340E103 | Stock | 3,784 | $212,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 12,898 | $212,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 1,677 | $211,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 841 | $211,000 | thousands by filing date | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 14,856 | $210,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y683 | ENHNCD CMMDTY ST | 9,497 | $210,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 1,698 | $209,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 1,581 | $209,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 548 | $209,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 8,134 | $209,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 7,580 | $209,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 1,068 | $208,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 1,373 | $208,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 1,514 | $208,000 | thousands by filing date | |
| PROSHARES TR | 74347G606 | S&P TECH DIVIDEN | 3,487 | $208,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 1,672 | $207,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 4,489 | $207,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 5,769 | $206,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 2,632 | $206,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 2,978 | $206,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 2,719 | $205,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 4,423 | $203,000 | thousands by filing date | |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 2,526 | $202,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108805 | AMPLIFY LITHIUM | 11,766 | $201,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 4,053 | $200,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 12,189 | $198,000 | thousands by filing date | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 12,669 | $197,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R688 | S&P INTL DIVID | 11,147 | $196,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 10,718 | $195,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 10,637 | $194,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 19,645 | $192,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 12,410 | $189,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 10,616 | $189,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 18,680 | $186,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 14,896 | $181,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 11,501 | $176,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 16,113 | $174,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 160,000 | $172,000 | thousands by filing date | principal |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 12,113 | $170,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 10,001 | $166,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 11,209 | $164,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 10,956 | $163,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 15,869 | $158,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 28,592 | $153,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 150,000 | $151,000 | thousands by filing date | principal |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 24,268 | $147,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 13,820 | $147,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 13,735 | $136,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 11,945 | $131,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 24,648 | $129,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 11,359 | $121,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 19,060 | $121,000 | thousands by filing date | |
| PRESIDIO PPTY TR INC | 74102L303 | COM CL A | 30,960 | $117,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 11,853 | $115,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 27,600 | $109,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 13,715 | $108,000 | thousands by filing date | |
| KENSINGTON CAPITAL ACQUISITI | 49006L203 | UNIT 99/99/9999 | 12,674 | $108,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 12,788 | $107,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 17,555 | $98,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 22,366 | $95,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 17,050 | $95,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 14,800 | $90,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 14,824 | $90,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 14,675 | $89,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 11,063 | $88,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 72,120 | $81,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 18,330 | $69,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 21,154 | $69,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 34,403 | $62,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 11,683 | $60,000 | thousands by filing date | |
| SABA CAPITAL INCOME & OPRNT | 78518H103 | SHARES | 13,037 | $59,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 11,080 | $51,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 13,000 | $44,000 | thousands by filing date | principal |
| YAMANA GOLD INC | 98462Y100 | COM | 10,597 | $42,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 11,107 | $41,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 10,333 | $41,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 12,500 | $39,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 51,000 | $38,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 11,337 | $31,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 32,000 | $31,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 10,775 | $26,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 17,000 | $23,000 | thousands by filing date | principal |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 17,000 | $20,000 | thousands by filing date | principal |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAH0 | NOTE 4.250% 5/0 | 17,000 | $17,000 | thousands by filing date | principal |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 10,000 | $13,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 10,000 | $10,000 | thousands by filing date | principal |
| COHBAR INC COM NEW | 19249J109 | Stock | 10,000 | $10,000 | thousands by filing date | |
| ZOSANO PHARMA CORP | 98979H202 | COM NEW | 10,000 | $7,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-21-002864 | this filing | 2021-10-21 | acceptance time not in the bulk data set |