13F-HR filed by Johnson Bixby & Associates, LLC
Johnson Bixby & Associates, LLC filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-10-20, with 193 holding rows worth $642,276,000.
- Accession
- 0001085146-21-002859
- Filer
- CIK 1844238
- Filed
- 2021-10-20
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 193 entries on the cover page, a total value of $642,276,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $642,276,000 with VALUE read as thousands by filing date, 13F file number 028-20639. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 433,075 | $64,883,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 580,020 | $57,062,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 771,043 | $38,915,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 598,249 | $28,907,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 63,575 | $25,074,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 72,435 | $24,504,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 737,299 | $19,561,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 133,827 | $18,936,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R643 | ENHANCD SHORT | 172,901 | $17,404,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 110,158 | $16,921,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 344,376 | $16,478,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 325,296 | $16,425,000 | thousands by filing date | |
| VTI | 922908769 | COM | 57,911 | $12,860,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 374,937 | $12,309,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 54,497 | $11,917,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 225,864 | $11,876,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 72,872 | $11,406,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 209,301 | $10,467,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 39,558 | $9,777,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 100,091 | $7,918,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 80,568 | $7,883,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 134,359 | $7,120,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V203 | INTL CORE EQT MK | 234,803 | $6,788,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 63,805 | $6,594,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 136,516 | $6,239,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 278,959 | $5,872,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 113,159 | $5,710,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 175,072 | $5,336,000 | thousands by filing date | |
| MGC | 921910873 | COM | 32,967 | $5,024,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 130,532 | $4,741,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 110,781 | $4,719,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 43,711 | $4,617,000 | thousands by filing date | |
| JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | 46641Q654 | ETF | 90,110 | $4,602,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 16,156 | $4,554,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 47,004 | $4,100,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 12,663 | $3,675,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 28,409 | $3,271,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 69,343 | $3,249,000 | thousands by filing date | |
| VIRTUS DIVIDEND, INTEREST & PR | 92840R101 | COM | 208,297 | $3,089,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 45,722 | $2,929,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 53,727 | $2,863,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 814 | $2,674,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A804 | TOTAL RETURN | 45,187 | $2,567,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 64,816 | $2,508,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 81,639 | $2,483,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 52,333 | $2,416,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 8,358 | $2,281,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 44,845 | $2,280,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 16,994 | $2,239,000 | thousands by filing date | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 23,551 | $2,189,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 778 | $2,080,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 12,322 | $1,990,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 17,930 | $1,981,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 5,500 | $1,866,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 10,463 | $1,718,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 9,335 | $1,528,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 29,720 | $1,525,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 4,566 | $1,499,000 | thousands by filing date | |
| IJH | 464287507 | COM | 5,317 | $1,399,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 3,221 | $1,388,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,781 | $1,381,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 9,851 | $1,377,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 508 | $1,354,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 8,655 | $1,257,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 3,190 | $1,246,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 28,861 | $1,242,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 15,129 | $1,237,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 18,081 | $1,213,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 11,069 | $1,208,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 12,721 | $1,163,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 18,259 | $1,121,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 4,485 | $1,081,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 6,292 | $1,065,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 4,020 | $1,046,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V708 | US CORE EQUITY 2 | 38,351 | $1,019,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 3,959 | $937,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 43,935 | $902,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 6,384 | $890,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 7,975 | $882,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 16,711 | $877,000 | thousands by filing date | |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 9,182 | $870,000 | thousands by filing date | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 13,930 | $830,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 3,919 | $812,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 3,623 | $807,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 1,398 | $805,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 7,716 | $786,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 10,364 | $778,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 5,391 | $749,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 6,744 | $744,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 1,370 | $739,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 6,129 | $712,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 13,015 | $708,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 4,574 | $688,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 3,119 | $663,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 5,956 | $641,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 3,017 | $640,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 5,705 | $615,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1,024 | $585,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 10,849 | $578,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 8,484 | $573,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 22,480 | $571,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 4,162 | $554,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 1,802 | $549,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 10,111 | $546,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,196 | $538,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 19,210 | $519,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 39,134 | $516,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 2,674 | $515,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 1,599 | $512,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 4,477 | $507,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 7,660 | $506,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 8,102 | $482,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 9,324 | $473,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 1,883 | $451,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 4,661 | $442,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 13,099 | $429,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 11,869 | $422,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 3,241 | $418,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 7,043 | $417,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 1,194 | $415,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 1,325 | $415,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 4,055 | $414,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E206 | CALIF AMT MUN | 14,885 | $413,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 4,603 | $406,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 4,003 | $401,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 3,402 | $396,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 3,500 | $394,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 3,827 | $377,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,688 | $371,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 5,040 | $370,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 9,154 | $370,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y889 | S&P 500 CATHOLIC | 6,841 | $369,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 8,662 | $368,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 5,672 | $368,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 1,866 | $362,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 2,324 | $353,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 3,153 | $348,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 995 | $344,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 1,434 | $344,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 3,239 | $341,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 6,075 | $340,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 23,415 | $338,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 1,612 | $337,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 7,000 | $337,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 3,199 | $312,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 1,140 | $309,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 1,766 | $306,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 3,483 | $304,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 686 | $291,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 25,303 | $291,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 39,904 | $290,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 456 | $284,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 1,148 | $279,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 4,515 | $275,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 714 | $270,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 9,835 | $269,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 4,690 | $268,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 5,871 | $267,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 2,772 | $266,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 4,357 | $256,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 407 | $253,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 754 | $252,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 2,471 | $251,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 1,715 | $248,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 1,920 | $245,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 1,877 | $242,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 323 | $241,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 625 | $238,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,355 | $238,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 846 | $237,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 2,098 | $236,000 | thousands by filing date | |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 20,000 | $226,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 3,903 | $225,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 285 | $225,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 2,148 | $221,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 976 | $219,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 566 | $218,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 1,281 | $217,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 2,757 | $216,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 1,453 | $216,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 507 | $215,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 3,458 | $213,000 | thousands by filing date | |
| ISHARES TR | 46435G243 | COM | 8,120 | $211,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 339 | $206,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 887 | $205,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 1,094 | $204,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 766 | $203,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 3,391 | $203,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 1,047 | $201,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 19,885 | $173,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 13,818 | $159,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 13,751 | $133,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 10,000 | $84,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-21-002859 | this filing | 2021-10-20 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-22-002260 | base | 2022-06-16 | acceptance time not in the bulk data set |