13F-HR filed by Peak Financial Management, Inc.
Peak Financial Management, Inc. filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-10-19, with 71 holding rows worth $295,105,000.
- Accession
- 0001085146-21-002836
- Filer
- CIK 1669662
- Filed
- 2021-10-19
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 71 entries on the cover page, a total value of $295,105,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $295,105,000 with VALUE read as thousands by filing date, 13F file number 028-17408. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VTI | 922908769 | COM | 122,434 | $27,188,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 365,753 | $20,023,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 47,504 | $18,736,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 467,610 | $18,096,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 198,744 | $12,437,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 102,033 | $11,716,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 37,275 | $11,115,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 138,231 | $10,414,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 128,633 | $9,861,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 27,382 | $9,802,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 92,022 | $8,688,000 | thousands by filing date | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 338,075 | $8,408,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 200,568 | $8,328,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 173,840 | $7,944,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 145,149 | $7,931,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 164,645 | $7,289,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 48,992 | $6,932,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 61,607 | $6,727,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 232,263 | $6,673,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 131,001 | $6,551,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 177,095 | $6,347,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 82,894 | $6,155,000 | thousands by filing date | |
| ABRDN PRECIOUS METALS BASKET | 003263100 | PHYSCL PRECS MET | 66,281 | $5,731,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 53,879 | $5,596,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 55,408 | $5,536,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 48,686 | $4,955,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 42,262 | $4,397,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 80,879 | $4,389,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 33,304 | $4,253,000 | thousands by filing date | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 8,639 | $1,382,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 79,767 | $1,366,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 27,456 | $1,327,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 41,929 | $1,278,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 12,942 | $1,273,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 2,862 | $1,233,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 3,386 | $955,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 30,281 | $886,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 7,803 | $863,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 320 | $853,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 2,176 | $837,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 297 | $794,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 223 | $734,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 13,339 | $609,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 8,835 | $546,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 5,907 | $508,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 2,178 | $451,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 3,515 | $447,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 5,401 | $402,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 7,915 | $400,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 959 | $385,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 3,921 | $326,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 2,308 | $323,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 3,256 | $312,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 3,954 | $310,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 1,915 | $310,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,390 | $306,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 22,000 | $304,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 2,953 | $296,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 616 | $277,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 4,865 | $258,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 1,492 | $241,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 554 | $238,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 2,002 | $233,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 2,035 | $227,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 5,177 | $225,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 2,288 | $225,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 661 | $224,000 | thousands by filing date | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 7,884 | $217,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 1,308 | $214,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 693 | $200,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 31,000 | $92,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-21-002836 | this filing | 2021-10-19 | acceptance time not in the bulk data set |