13F-HR filed by Summit X, LLC
Summit X, LLC filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-10-19, with 260 holding rows worth $397,584,000.
- Accession
- 0001085146-21-002834
- Filer
- CIK 1697729
- Filed
- 2021-10-19
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 260 entries on the cover page, a total value of $397,584,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $397,584,000 with VALUE read as thousands by filing date, 13F file number 028-18119. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 140,634 | $19,866,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 103,939 | $16,267,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 36,449 | $15,698,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 148,260 | $14,582,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 91,982 | $10,552,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 120,908 | $10,321,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 31,925 | $8,744,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 29,364 | $8,280,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 110,219 | $8,171,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 2,224 | $7,311,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 132,523 | $7,037,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 19,269 | $6,694,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 120,416 | $6,125,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 2,268 | $6,065,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 55,784 | $5,944,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 9,436 | $5,763,000 | thousands by filing date | |
| IJH | 464287507 | COM | 20,733 | $5,471,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 47,904 | $5,246,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 120,365 | $4,992,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 93,621 | $4,982,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 21,983 | $4,549,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 19,608 | $4,363,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 31,122 | $4,350,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 12,298 | $4,179,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 40,085 | $4,129,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 135,981 | $3,615,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 33,429 | $3,377,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 26,226 | $3,108,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 49,538 | $3,053,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 4,235 | $3,027,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 17,452 | $2,963,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 51,747 | $2,937,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 12,137 | $2,933,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 26,461 | $2,917,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 151,306 | $2,694,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 6,538 | $2,557,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 9,281 | $2,527,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 20,951 | $2,267,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 24,083 | $2,266,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 16,252 | $2,264,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 32,108 | $2,253,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 17,177 | $2,197,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 26,448 | $2,084,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 76,111 | $2,057,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 12,036 | $1,969,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 5,914 | $1,939,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 106,416 | $1,821,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 29,955 | $1,762,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 33,364 | $1,760,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 41,881 | $1,759,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 30,582 | $1,713,000 | thousands by filing date | |
| FIDELITY HIGH YIELD FACTOR ETF | 316092618 | HIGH YILD ETF | 30,270 | $1,686,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 20,458 | $1,657,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 5,359 | $1,628,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 18,841 | $1,620,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 2,822 | $1,606,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 33,428 | $1,574,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 54,844 | $1,547,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 28,765 | $1,488,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 5,941 | $1,440,000 | thousands by filing date | |
| Fidelity High Dividend ETF | 316092840 | SHS | 38,960 | $1,438,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 4,395 | $1,384,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 65,531 | $1,383,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 517 | $1,381,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 19,322 | $1,351,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 8,928 | $1,345,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 40,014 | $1,343,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 44,419 | $1,343,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 23,098 | $1,303,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 80,295 | $1,290,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 16,050 | $1,266,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188101 | CORP BOND ETF | 22,331 | $1,238,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 10,875 | $1,231,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 894 | $1,208,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 1,488 | $1,200,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 28,112 | $1,197,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 2,646 | $1,182,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 29,464 | $1,176,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 4,349 | $1,130,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 5,533 | $1,125,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 6,635 | $1,122,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 15,185 | $1,119,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 3,476 | $1,112,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 1,833 | $1,112,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 9,489 | $1,106,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 30,485 | $1,094,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 85,398 | $1,094,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 29,269 | $1,062,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 8,392 | $1,053,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 7,242 | $1,047,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 18,145 | $1,047,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 8,080 | $1,032,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 23,484 | $1,007,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 4,988 | $983,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 4,434 | $977,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 17,715 | $957,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 3,947 | $954,000 | thousands by filing date | |
| ROBLOX CORP CL A | 771049103 | Stock | 12,377 | $946,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 8,410 | $945,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 393 | $938,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q761 | US QUALTY FCTR | 22,450 | $923,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 4,677 | $915,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 1,504 | $914,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 2,662 | $911,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 6,771 | $895,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 5,434 | $894,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 3,865 | $850,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 8,947 | $844,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 5,870 | $840,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 2,924 | $816,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 4,290 | $801,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 5,377 | $797,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 2,216 | $793,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 990 | $790,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 1,775 | $789,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 2,058 | $783,000 | thousands by filing date | |
| DOORDASH INC CL A | 25809K105 | Stock | 3,772 | $779,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 16,166 | $740,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 14,370 | $733,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 23,139 | $724,000 | thousands by filing date | |
| AON PLC SHS CL A | G0403H108 | Stock | 2,501 | $717,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 51,039 | $716,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 7,376 | $715,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 7,188 | $709,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 17,743 | $690,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 41,474 | $680,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 8,934 | $676,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 1,590 | $672,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 12,247 | $671,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,858 | $670,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 9,445 | $664,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 3,673 | $645,000 | thousands by filing date | |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 25,488 | $639,000 | thousands by filing date | |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 3,688 | $638,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 8,598 | $636,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 4,898 | $634,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 3,210 | $631,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 5,254 | $629,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 12,363 | $621,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,431 | $615,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 5,325 | $603,000 | thousands by filing date | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 19,838 | $596,000 | thousands by filing date | |
| VTI | 922908769 | COM | 2,672 | $594,000 | thousands by filing date | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 12,149 | $593,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 1,753 | $588,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 2,615 | $581,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 3,172 | $575,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 37,410 | $575,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 5,228 | $574,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 11,697 | $571,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 10,771 | $568,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 1,990 | $566,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 4,315 | $559,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 4,947 | $557,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 2,333 | $545,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 1,438 | $541,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 4,135 | $540,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 7,156 | $534,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 9,873 | $532,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 12,532 | $531,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 4,060 | $528,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 6,371 | $525,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 3,549 | $524,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 4,459 | $518,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 8,135 | $504,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 2,895 | $504,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 2,499 | $502,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 11,610 | $501,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 9,143 | $493,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 630 | $493,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 6,743 | $491,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 2,933 | $478,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 2,971 | $477,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 8,004 | $477,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 3,643 | $476,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 18,238 | $471,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 4,077 | $465,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 6,750 | $457,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 9,926 | $454,000 | thousands by filing date | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 11,818 | $450,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 9,365 | $443,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 7,384 | $443,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 1,603 | $435,000 | thousands by filing date | |
| FIRST TRUST DOW JONES INTERNATIONAL INTERNET ETF | 33734X770 | ETF | 10,748 | $434,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 7,056 | $433,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 5,118 | $430,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 7,149 | $430,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 8,432 | $426,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 3,652 | $424,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 26,020 | $423,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 3,928 | $416,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 8,112 | $410,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 15,629 | $405,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 18,738 | $404,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 3,746 | $403,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 1,014 | $400,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 4,880 | $396,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 19,465 | $396,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 6,530 | $393,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 5,928 | $381,000 | thousands by filing date | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 7,019 | $377,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 7,605 | $368,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 4,187 | $366,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 2,398 | $348,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,268 | $343,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 5,468 | $340,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 3,455 | $338,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 5,865 | $329,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 3,488 | $329,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 657 | $328,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 14,591 | $325,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 1,083 | $320,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 2,067 | $315,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 8,507 | $315,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 6,120 | $315,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 1,569 | $309,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 6,738 | $309,000 | thousands by filing date | |
| General Electric Company | 369604301 | COM | 2,928 | $307,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 2,570 | $304,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 5,015 | $303,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 1,380 | $303,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 1,577 | $302,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 4,165 | $301,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 2,253 | $287,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 6,322 | $284,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 3,737 | $281,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 2,733 | $277,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 2,555 | $269,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 1,174 | $269,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 1,244 | $262,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 4,020 | $257,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 3,540 | $247,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 4,530 | $247,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 3,420 | $242,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 2,755 | $240,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 974 | $239,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 2,295 | $237,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 1,896 | $232,000 | thousands by filing date | |
| HELLO GROUP INC ADS | 423403104 | ADR | 22,301 | $231,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 1,200 | $219,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 3,403 | $213,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 1,693 | $210,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 4,104 | $208,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 520 | $208,000 | thousands by filing date | |
| IVERIC BIO INC | 46583P102 | COM | 12,850 | $207,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 5,760 | $205,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 6,837 | $204,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 4,120 | $204,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 3,674 | $203,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 25,679 | $200,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 84,077 | $114,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 61,820 | $75,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 28,925 | $72,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 23,000 | $68,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 19,300 | $50,000 | thousands by filing date | |
| CYBIN INC | 23256X100 | COM | 18,000 | $39,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 22,000 | $32,000 | thousands by filing date | |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 15,300 | $21,000 | thousands by filing date | |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 20,500 | $19,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 35,000 | $16,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-21-002834 | this filing | 2021-10-19 | acceptance time not in the bulk data set |