13F-HR filed by Private Advisor Group, LLC
Private Advisor Group, LLC filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-10-14, with 2,047 holding rows worth $15,730,476,000.
- Accession
- 0001085146-21-002792
- Filer
- CIK 1567755
- Filed
- 2021-10-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 2,047 entries on the cover page, a total value of $15,730,476,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $15,730,476,000 with VALUE read as thousands by filing date, 13F file number 028-15851. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Ampio Pharmaceuticals | 03209T109 | COM | 10,500 | $17,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 1,626 | $16,000 | thousands by filing date | |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 10,000 | $13,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 28,747 | $13,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 8,600 | $11,000 | thousands by filing date | put |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 11,000 | $11,000 | thousands by filing date | principal |
| EVOLVE TRANSITION INFRASTRU | 30053M104 | COM UNITS REP B | 10,000 | $11,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 600 | $10,000 | thousands by filing date | call |
| ADVAXIS INC | 007624307 | COM | 17,046 | $9,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 2,400 | $8,000 | thousands by filing date | put |
| SESEN BIO INC | 817763105 | COM | 10,000 | $8,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 800 | $6,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 5,000 | $6,000 | thousands by filing date | call |
| MSCI INC COM | 55354G100 | Stock | 200 | $6,000 | thousands by filing date | put |
| SSR MINING IN | 784730103 | COM | 2,000 | $6,000 | thousands by filing date | call |
| BRISTOL-MYERS SQUIBB CO | 110122140 | RIGHT 12/30/2030 | 30,000 | $6,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 800 | $4,000 | thousands by filing date | call |
| Microsoft Corp | 594918104 | COM | 400 | $4,000 | thousands by filing date | call |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 1,600 | $4,000 | thousands by filing date | call |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,000 | $2,000 | thousands by filing date | put |
| Vanguard Total World Stock ETF | 922042742 | SHS | 400 | $2,000 | thousands by filing date | call |
| TEXTRON INC COM | 883203101 | Stock | 200 | $2,000 | thousands by filing date | call |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 200 | $2,000 | thousands by filing date | call |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 4,000 | $2,000 | thousands by filing date | put |
| Abbott Laboratories | 002824100 | COM | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Advanced Micro Devices,Inc. | 007903107 | COM | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Apple Inc | 037833100 | COM | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Cisco Systems,Inc. | 17275R102 | COM | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Eli Lilly and Company | 532457108 | COM | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Medtronic Plc | G5960L103 | COM | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NIKE,Inc. Class B | 654106103 | COM | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NVIDIA Corp | 67066G104 | COM | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Pfizer Inc. | 717081103 | COM | 400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Philip Morris International Inc. | 718172109 | COM | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Procter & Gamble Co | 742718109 | COM | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SPY | 78462F103 | SHS | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Uber Technologies | 90353T100 | COM | 400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 2,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PURECYCLE TECHNOLOGIES INC | 74623V103 | COM | 600 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TE CONNECTIVITY LTD | H84989104 | SHS | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 20,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-21-002792 | this filing | 2021-10-14 | acceptance time not in the bulk data set |