13F-HR filed by Cypress Wealth Services, LLC
Cypress Wealth Services, LLC filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-10-13, with 229 holding rows worth $333,941,000.
- Accession
- 0001085146-21-002766
- Filer
- CIK 1721527
- Filed
- 2021-10-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 229 entries on the cover page, a total value of $333,941,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $333,941,000 with VALUE read as thousands by filing date, 13F file number 028-18257. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 52,564 | $22,645,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 186,308 | $18,344,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 129,609 | $18,340,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 38,943 | $9,144,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 75,011 | $7,986,000 | thousands by filing date | |
| MATCH GROUP INC NEW | 57667L107 | COM | 46,818 | $7,350,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 182,936 | $7,100,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 29,772 | $7,049,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 251,915 | $6,683,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 70,203 | $6,628,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 15,083 | $6,473,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 58,932 | $6,091,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 138,669 | $5,746,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 24,774 | $5,417,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 107,096 | $5,407,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 29,399 | $5,354,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 99,966 | $5,322,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 13,056 | $5,149,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 58,542 | $5,122,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 50,107 | $5,046,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 88,959 | $4,524,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 75,972 | $4,305,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 78,284 | $4,277,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 36,760 | $4,270,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 69,683 | $3,664,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 32,433 | $3,541,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 24,493 | $3,258,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 11,264 | $3,175,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 57,557 | $3,123,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 903 | $2,966,000 | thousands by filing date | |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 27,346 | $2,737,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 15,265 | $2,736,000 | thousands by filing date | |
| CORVUS GOLD INC | 221013105 | COM | 855,119 | $2,711,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 9,690 | $2,645,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 3,351 | $2,599,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 12,331 | $2,478,000 | thousands by filing date | |
| Dimensional US Small Cap ETF | 25434V500 | COM | 41,739 | $2,400,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 887 | $2,371,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 6,479 | $2,319,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 36,412 | $2,286,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 30,026 | $2,207,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 47,209 | $2,191,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 792 | $2,111,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 18,001 | $2,065,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 39,150 | $1,958,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 25,493 | $1,893,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 10,952 | $1,853,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 4,060 | $1,825,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 1,327 | $1,799,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 4,841 | $1,643,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 4,901 | $1,609,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 11,699 | $1,494,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 7,970 | $1,400,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 8,419 | $1,360,000 | thousands by filing date | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 43,764 | $1,318,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 16,534 | $1,297,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 11,931 | $1,290,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 17,048 | $1,266,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 12,677 | $1,247,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 9,367 | $1,234,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 21,775 | $1,225,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 8,739 | $1,183,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 5,799 | $1,176,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 31,911 | $1,144,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 6,582 | $1,077,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 37,924 | $1,072,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 19,061 | $1,029,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 12,046 | $993,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 22,515 | $968,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 21,082 | $963,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 8,365 | $849,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 2,829 | $821,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 57,701 | $817,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 5,283 | $811,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 3,771 | $802,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 14,354 | $786,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 3,621 | $769,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 19,619 | $759,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 4,445 | $745,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 7,178 | $745,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 14,623 | $733,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 2,944 | $710,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 5,325 | $710,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 2,674 | $696,000 | thousands by filing date | |
| RIVERNORTH OPPOR MUNI INCM FD | 76883F108 | COM | 30,000 | $694,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 11,775 | $671,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 2,895 | $645,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 10,623 | $625,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 11,678 | $597,000 | thousands by filing date | |
| INVESCO | 46138J841 | EXCHANGE TRADED | 26,555 | $587,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,485 | $580,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 1,665 | $579,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 13,577 | $576,000 | thousands by filing date | |
| INVESCO | 46138J825 | EXCHANGE TRADED | 25,782 | $572,000 | thousands by filing date | |
| INVESCO | 46138J866 | EXCHANGE TRADED | 26,206 | $568,000 | thousands by filing date | |
| INVESCO | 46138J882 | EXCHANGE TRADED | 26,198 | $564,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 26,664 | $562,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 3,909 | $546,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 1,984 | $544,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 13,667 | $544,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 2,224 | $533,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 14,111 | $530,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 4,704 | $520,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 9,515 | $518,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 37,273 | $514,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2027 CORPORATE BOND ETF | 46138J783 | ETF | 22,767 | $497,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F557 | FT VEST NAS | 24,290 | $495,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F698 | FT VEST US EQT | 15,163 | $495,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2026 CORPORATE BOND ETF | 46138J791 | ETF | 23,036 | $494,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 3,787 | $492,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U208 | FT VEST US EQT | 14,214 | $492,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 3,536 | $491,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U869 | FT VEST INT JUNE | 24,589 | $490,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 4,124 | $489,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 2,286 | $474,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 2,161 | $473,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 3,269 | $472,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 772 | $471,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 821 | $469,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 1,916 | $463,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 3,936 | $458,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 8,172 | $457,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 5,210 | $454,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 9,952 | $453,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 3,244 | $452,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 1,335 | $452,000 | thousands by filing date | |
| iShares iBonds Dec. 2028 Corporate Bond ETF | 46435U515 | ETF | 15,779 | $452,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 535 | $448,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 4,126 | $444,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 4,654 | $439,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 5,115 | $437,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 7,337 | $434,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 55,930 | $430,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 4,816 | $411,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 7,687 | $403,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 2,091 | $402,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 15,402 | $400,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 6,597 | $396,000 | thousands by filing date | |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 14,822 | $393,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 5,206 | $385,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 1,112 | $384,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 2,588 | $383,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Corporate Bond ETF | 46435UAA9 | ETF | 14,111 | $381,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 2,454 | $369,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 13,757 | $369,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 1,571 | $363,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F763 | FT VEST US EQT | 9,900 | $363,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 1,781 | $356,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 3,552 | $356,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 13,146 | $355,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 1,079 | $345,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 2,723 | $344,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 13,387 | $339,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 35,124 | $339,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 5,056 | $335,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 3,207 | $334,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 35,535 | $333,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 2,980 | $331,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 2,738 | $323,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 4,066 | $318,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 839 | $317,000 | thousands by filing date | |
| Eaton Vance Floating Rate | 27831H100 | ETF | 33,595 | $315,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,418 | $312,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 12,609 | $312,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 4,250 | $310,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 2,729 | $310,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 2,702 | $307,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 1,609 | $303,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 9,914 | $302,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 127 | $301,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 20,345 | $299,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 11,617 | $297,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 5,025 | $294,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 4,744 | $293,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F722 | FT VEST US EQT | 8,100 | $293,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 4,233 | $287,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 20,000 | $287,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 3,300 | $284,000 | thousands by filing date | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 29,122 | $284,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 3,877 | $283,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 1,155 | $277,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 24,429 | $276,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 1,857 | $270,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 5,129 | $259,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F771 | FT VEST US | 7,500 | $257,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 3,002 | $255,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 2,213 | $255,000 | thousands by filing date | |
| IJH | 464287507 | COM | 940 | $247,000 | thousands by filing date | |
| NUVEEN CORPORATE INCOME 2023 | 67079F101 | COM | 25,000 | $247,000 | thousands by filing date | |
| SMARTRENT INC | 83193G107 | COMMON STOCK | 18,832 | $245,000 | thousands by filing date | |
| BNY MELLON ALCENTRA GLOBAL C | 05588N108 | COM | 25,851 | $245,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 2,170 | $243,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 3,637 | $239,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 3,430 | $239,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 1,860 | $238,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 4,334 | $231,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 929 | $230,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 2,244 | $230,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 28,086 | $230,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E206 | CALIF AMT MUN | 8,227 | $228,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 7,987 | $227,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 3,814 | $222,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 2,483 | $222,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 2,232 | $218,000 | thousands by filing date | |
| Bitfarms Ltd/Canada | 09173B107 | Common Stock | 50,950 | $217,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 3,873 | $215,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 1,802 | $215,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 1,828 | $210,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 2,812 | $210,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 3,131 | $207,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 3,256 | $207,000 | thousands by filing date | |
| VIRTUS CONVERTIBLE & INC 202 | 92838R105 | COM | 20,000 | $207,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 2,169 | $206,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,161 | $204,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 762 | $202,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 1,516 | $201,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 4,356 | $201,000 | thousands by filing date | |
| Blackrock 2022 Global In | 09258P104 | ETF | 37,804 | $197,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 10,209 | $153,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 35,885 | $141,000 | thousands by filing date | |
| HUT 8 MINING CORP | 44812T102 | COMMON STOCK-FO | 15,800 | $133,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 34,742 | $132,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 129,687 | $97,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 35,106 | $86,000 | thousands by filing date | |
| Hive Blockchain Technologies L | 43366H100 | COM | 21,020 | $56,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 28,700 | $43,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 2,200 | $8,000 | thousands by filing date | put |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 200 | $3,000 | thousands by filing date | put |
| Oracle Corporation | 68389X105 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-21-002766 | this filing | 2021-10-13 | acceptance time not in the bulk data set |