13F-HR/A filed by Jefferies Group LLC
Jefferies Group LLC filed this 13F-HR/A for the quarter ended 2021-06-30, filed 2021-08-20, with 1,626 holding rows worth $16,890,378,000.
- Accession
- 0001085146-21-002619
- Filer
- CIK 1084580
- Filed
- 2021-08-20
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, amendment of type restatement, 1,626 entries on the cover page, a total value of $16,890,378,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $16,890,378,000 with VALUE read as thousands by filing date, 13F file number 028-10917. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerJEFFERIES LLC028-13184
- included managerLeucadia Investment Management Ltd028-17885
- included managerLeucadia Asset Management LLC028-13965
- included managerJefferies Financial Products, LLC028-17499
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Bristol-Myers Squibb Company | 110122108 | COM | 14,414 | $963,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 7,500 | $961,000 | thousands by filing date | call |
| PROOFPOINT INC | 743424103 | COM | 5,522 | $960,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 13,000 | $959,000 | thousands by filing date | call |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 22,400 | $955,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 85,000 | $955,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 117,500 | $948,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 15,000 | $946,000 | thousands by filing date | put |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 25,000 | $943,000 | thousands by filing date | call |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 60,454 | $936,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 2,017 | $935,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 38,961 | $934,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 12,453 | $933,000 | thousands by filing date | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 9,966 | $933,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 15,000 | $928,000 | thousands by filing date | call |
| E2OPEN PARENT HOLDINGS INC | 29788T111 | *W EXP 02/04/202 | 270,000 | $925,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 7,500 | $922,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 12,975 | $918,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 2,602 | $918,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 24,820 | $918,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 1,096 | $913,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 39,400 | $911,000 | thousands by filing date | put |
| CAMECO CORP COM | 13321L108 | Stock | 47,500 | $911,000 | thousands by filing date | call |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 50,000 | $911,000 | thousands by filing date | put |
| SOCIAL CAPITAL HEDOSOPHA HLD | G82514103 | SHS CL A | 87,500 | $909,000 | thousands by filing date | call |
| CME Group Inc. Class A | 12572Q105 | COM | 4,264 | $907,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 15,000 | $904,000 | thousands by filing date | put |
| STEM INC | 85859N102 | COM | 25,000 | $900,000 | thousands by filing date | put |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 30,141 | $886,000 | thousands by filing date | |
| THE REALREAL INC | 88339P101 | COM | 44,700 | $883,000 | thousands by filing date | call |
| BIG LOTS INC | 089302103 | COM | 13,250 | $875,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 20,073 | $872,000 | thousands by filing date | |
| FORTISTAR SUSTAINABLE SOL CO | 34962M106 | CMN | 89,539 | $871,000 | thousands by filing date | |
| THREDUP INC CLASS A | 88556E102 | COMMON STOCK | 29,900 | $869,000 | thousands by filing date | put |
| SABRE CORP COM | 78573M104 | Stock | 69,000 | $861,000 | thousands by filing date | call |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1,700 | $858,000 | thousands by filing date | put |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 10,226 | $853,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 7,376 | $851,000 | thousands by filing date | |
| PAYSAFE LIMITED | G6964L107 | ORD | 70,000 | $848,000 | thousands by filing date | call |
| MAGNA INTL INC COM | 559222401 | Stock | 9,142 | $847,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 46,261 | $843,000 | thousands by filing date | |
| MARAVAI LIFESCIENCES HLDGS A | 56600D107 | COMMON STOCK | 20,200 | $843,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 16,357 | $842,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 4,506 | $838,000 | thousands by filing date | |
| TAILWIND ACQUISITION CORP | 87403Q110 | *W EXP 09/07/202 | 616,813 | $833,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 30,045 | $830,000 | thousands by filing date | |
| ABG ACQUISITION CORP I | G00496102 | CL A SHS | 84,295 | $830,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 16,062 | $828,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 5,000 | $826,000 | thousands by filing date | call |
| ConocoPhillips | 20825C104 | COM | 13,543 | $825,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 10,015 | $819,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 8,411 | $817,000 | thousands by filing date | |
| GAN LTD | G3728V109 | SHS | 49,708 | $817,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP II | 36258Q113 | *W EXP 06/30/202 | 369,504 | $813,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 6,543 | $812,000 | thousands by filing date | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 6,500 | $807,000 | thousands by filing date | call |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 39,800 | $799,000 | thousands by filing date | call |
| Walmart Inc. | 931142103 | COM | 5,630 | $794,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 35,035 | $794,000 | thousands by filing date | |
| CORTEXYME INC | 22053A107 | COM | 14,800 | $784,000 | thousands by filing date | call |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 1,280 | $782,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 6,133 | $776,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 10,723 | $775,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 28,700 | $764,000 | thousands by filing date | call |
| SCHRODINGER INC COM | 80810D103 | Stock | 10,000 | $756,000 | thousands by filing date | put |
| SCHRODINGER INC COM | 80810D103 | Stock | 10,000 | $756,000 | thousands by filing date | call |
| CONMED CORP COM | 207410101 | Stock | 5,500 | $756,000 | thousands by filing date | put |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 40,000 | $756,000 | thousands by filing date | |
| KATAPULT HOLDINGS INC | 485859102 | COM | 69,900 | $756,000 | thousands by filing date | call |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 25,740 | $753,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 65,603 | $752,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 40,000 | $742,000 | thousands by filing date | put |
| SPLUNK INC | 848637AF1 | NOTE 1.125% 6/1 | 762,000 | $742,000 | thousands by filing date | principal |
| DUN & BRADSTREET HLDGS INC | 26484T106 | COM | 34,480 | $737,000 | thousands by filing date | |
| KBR INC | 48242WAB2 | BOND | 468,000 | $734,000 | thousands by filing date | principal |
| GLOBAL BLUE GROUP HOLDING AG | H33700115 | *W EXP 08/28/202 | 493,833 | $731,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 10,000 | $726,000 | thousands by filing date | call |
| SABRE CORP COM | 78573M104 | Stock | 58,112 | $725,000 | thousands by filing date | |
| VIATRIS INC COM | 92556V106 | Stock | 50,000 | $715,000 | thousands by filing date | put |
| LIVONGO HEALTH INC | 539183AA1 | NOTE 0.875% 6/0 | 453,000 | $715,000 | thousands by filing date | principal |
| GRACO INC COM | 384109104 | Stock | 9,350 | $708,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 41,402 | $707,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 5,016 | $706,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 40,063 | $704,000 | thousands by filing date | |
| VIATRIS INC COM | 92556V106 | Stock | 49,126 | $702,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 15,000 | $695,000 | thousands by filing date | |
| Z-WORK ACQUISITION CORP | 98880C110 | *W EXP 01/04/202 | 766,667 | $690,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 4,628 | $687,000 | thousands by filing date | |
| DTE ENERGY CO | 233331842 | UNIT 11/01/2022 | 13,908 | $687,000 | thousands by filing date | |
| IRONSOURCE LTD NPV | M5R75Y101 | CL A ORD SHS | 65,000 | $683,000 | thousands by filing date | |
| MOTIVE CAPITAL CORP | G6293A103 | SHS CL A | 69,732 | $681,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 60,000 | $680,000 | thousands by filing date | |
| ONE EQUITY PARTNERS OPEN WTR | 68237L105 | CMN | 70,000 | $680,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 5,000 | $670,000 | thousands by filing date | call |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 13,000 | $669,000 | thousands by filing date | call |
| CHEMOCENTRYX INC | 16383L106 | COM | 49,794 | $667,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 158,041 | $667,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 4,595 | $665,000 | thousands by filing date | |
| CM LIFE SCIENCES INC | 18978W117 | *W EXP 09/04/202 | 144,343 | $664,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY HLDNGS | G7997R103 | ORD SHS | 7,500 | $659,000 | thousands by filing date | call |
| VISTRA CORP COM | 92840M102 | Stock | 35,394 | $657,000 | thousands by filing date | |
| THUNDER BRDG CAP PRTNRS IV I | 88605L206 | UNIT 06/30/2026 | 65,826 | $652,000 | thousands by filing date | |
| PERSHING SQUARE TONTINE HLDG COM | 71531R109 | CL A | 28,500 | $649,000 | thousands by filing date | put |
| ALTERYX INC | 02156BAD5 | BOND | 670,000 | $645,000 | thousands by filing date | principal |
| FAR PEAK ACQUISITION CORP | G3312L103 | SHS CL A | 64,848 | $645,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 6,222 | $644,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 15,699 | $644,000 | thousands by filing date | |
| SILVERBOX ENGAGED MERGER CO | 82836L200 | UNIT 03/31/2028 | 63,720 | $637,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 2,938 | $636,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 4,507 | $635,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 150,000 | $633,000 | thousands by filing date | put |
| KOPIN CORP | 500600101 | COMMON STOCK | 76,600 | $627,000 | thousands by filing date | call |
| PROVENTION BIO INC | 74374N102 | COM | 74,000 | $624,000 | thousands by filing date | call |
| WESCO INTL INC COM | 95082P105 | Stock | 6,044 | $621,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 13,978 | $620,000 | thousands by filing date | |
| APPHARVEST INC | 03783T103 | COM | 37,798 | $605,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 5,490 | $604,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 3,888 | $602,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 15,636 | $599,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAF8 | NOTE 1.000% 8/1 | 270,000 | $599,000 | thousands by filing date | principal |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 24,080 | $598,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 335,300 | $597,000 | thousands by filing date | put |
| GORES HOLDINGS VI INC | 38286R113 | W EXP 08/24/202 | 100,000 | $595,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 4,010 | $594,000 | thousands by filing date | |
| VPC IMPACT ACQUISITION HLDNG | G9441E126 | UNIT 09/22/2025 | 55,000 | $594,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 1,515 | $591,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 4,211 | $590,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 33,310 | $587,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 10,249 | $584,000 | thousands by filing date | |
| SKILLZ INC | 83067L109 | COM | 26,700 | $580,000 | thousands by filing date | call |
| PETMED EXPRESS INC | 716382106 | COM | 18,100 | $576,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 12,500 | $575,000 | thousands by filing date | call |
| SCHD | 808524797 | COM | 7,546 | $571,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 15,702 | $571,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 10,300 | $568,000 | thousands by filing date | put |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 56,200 | $567,000 | thousands by filing date | call |
| TELA BIO INC | 872381108 | COM | 35,000 | $564,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 15,457 | $563,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 20,091 | $558,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 313,700 | $558,000 | thousands by filing date | call |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 29,100 | $557,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 7,500 | $556,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 2,801 | $556,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 10,000 | $555,000 | thousands by filing date | call |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 4,108 | $546,000 | thousands by filing date | |
| GOODRX HLDGS INC | 38246G108 | COM CL A | 15,000 | $540,000 | thousands by filing date | put |
| CYRUSONE INC | 23283R100 | COM | 7,500 | $536,000 | thousands by filing date | call |
| TRADEWEB MKTS INC CL A | 892672106 | Stock | 6,293 | $532,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 10,000 | $531,000 | thousands by filing date | call |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 52,500 | $529,000 | thousands by filing date | put |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 52,250 | $527,000 | thousands by filing date | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 10,014 | $526,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 5,375 | $526,000 | thousands by filing date | |
| CM LIFE SCIENCES INC | 18978W109 | COM CL A | 37,500 | $525,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 18,940 | $522,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 89,487 | $521,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 4,824 | $519,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 3,936 | $519,000 | thousands by filing date | |
| MANDIANT INC | 31816QAF8 | NOTE 0.875% 6/0 | 453,000 | $517,000 | thousands by filing date | principal |
| FIBROGEN INC | 31572Q808 | COM | 19,300 | $514,000 | thousands by filing date | put |
| PG&E CORP COM | 69331C108 | Stock | 50,000 | $509,000 | thousands by filing date | call |
| AGNC INVT CORP COM | 00123Q104 | REIT | 29,953 | $506,000 | thousands by filing date | |
| SOCIAL CAP SUVRETTA HLDS CRP | G8253T106 | CLASS A ORD SHS | 50,000 | $506,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215207 | COM NEW | 5,000 | $503,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP VII | 17144M201 | UNIT 99/99/9999 | 50,000 | $501,000 | thousands by filing date | |
| PONTEM CORPORATION | G71707114 | UNIT 99/99/9999 | 50,000 | $501,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 8,655 | $500,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVES III UNIT EX 022226 | 44376L206 | Stock | 50,000 | $500,000 | thousands by filing date | |
| CAPITOL INVESTMENT CORP V | 14064F100 | COM CL A | 50,000 | $499,000 | thousands by filing date | |
| CC NEUBERGER PRIN HLDGS II | G3166T103 | SHS CL A | 50,000 | $495,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 5,109 | $491,000 | thousands by filing date | |
| RACKSPACE TECHNOLOGY INC | 750102105 | COM | 25,000 | $490,000 | thousands by filing date | call |
| RIOT PLATFORMS INC | 767292105 | COM | 13,000 | $490,000 | thousands by filing date | call |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 5,023 | $489,000 | thousands by filing date | |
| APOLLO STRATEGIC GROWTH CAPITAL | G0411R106 | COMMON STOCK-FO | 50,000 | $489,000 | thousands by filing date | |
| PONTEM CORPORATION | G71707106 | COM | 50,000 | $486,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 100,000 | $485,000 | thousands by filing date | put |
| WEX INC | 96208T104 | COM | 2,500 | $485,000 | thousands by filing date | put |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 5,586 | $484,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 47,500 | $483,000 | thousands by filing date | put |
| CSX Corporation | 126408103 | COM | 15,000 | $481,000 | thousands by filing date | call |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 15,000 | $480,000 | thousands by filing date | call |
| FALCON MINERALS CORP | 30607B208 | *W EXP 07/21/202 | 2,521,251 | $479,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 15,000 | $478,000 | thousands by filing date | call |
| EMCORE CORP | 290846203 | COM | 51,800 | $478,000 | thousands by filing date | call |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 2,681 | $476,000 | thousands by filing date | |
| ARRIVAL GROUP | L0423Q108 | SHS | 30,000 | $470,000 | thousands by filing date | put |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 30,000 | $461,000 | thousands by filing date | call |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 2,854 | $461,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 1,856 | $459,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459JAA2 | NOTE 2.625% 2/1 | 418,000 | $456,000 | thousands by filing date | principal |
| COEUR MNG INC COM NEW | 192108504 | Stock | 51,028 | $453,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 11,240 | $453,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 3,300 | $452,000 | thousands by filing date | call |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 3,800 | $452,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 2,582 | $451,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 29,299 | $451,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 65,000 | $447,000 | thousands by filing date | call |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 2,500 | $446,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 2,500 | $446,000 | thousands by filing date | call |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 6,555 | $446,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 16,764 | $446,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 7,012 | $444,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 20,083 | $443,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 16,300 | $442,000 | thousands by filing date | call |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 2,361 | $442,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 20,000 | $441,000 | thousands by filing date | put |
| PIONEER MERGER CORP | G7S24C103 | CL A SHS | 44,318 | $439,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 3,258 | $436,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 13,593 | $435,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 10,000 | $431,000 | thousands by filing date | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 85,868 | $431,000 | thousands by filing date | |
| TELOS CORP MD | 87969B101 | COM | 12,600 | $429,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 23,000 | $428,000 | thousands by filing date | |
| SOARING EAGLE ACQUISITION CO | G8354H126 | CL A SHS | 42,916 | $427,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 48,300 | $424,000 | thousands by filing date | call |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 17,504 | $423,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 288,000 | $421,000 | thousands by filing date | principal |
| WABTEC COM | 929740108 | Stock | 5,100 | $420,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 25,000 | $420,000 | thousands by filing date | call |
| THE REALREAL INC | 88339P101 | COM | 21,200 | $419,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 1,818 | $417,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 5,219 | $416,000 | thousands by filing date | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 9,400 | $416,000 | thousands by filing date | call |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 11,000 | $415,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 45,000 | $415,000 | thousands by filing date | put |
| DROPBOX INC CL A | 26210C104 | Stock | 13,600 | $412,000 | thousands by filing date | call |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 50,000 | $412,000 | thousands by filing date | call |
| TCW SPECIAL PURPOSE ACQU COR | 87301L205 | UNIT 99/99/9999 | 41,183 | $411,000 | thousands by filing date | |
| CONX Corp | 212873111 | Warrant | 303,642 | $410,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193AE4 | NOTE 2.750% 5/0 | 200,000 | $407,000 | thousands by filing date | principal |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 10,000 | $406,000 | thousands by filing date | put |
| BLACKLINE INC | 09239BAB5 | NOTE 0.125% 8/0 | 251,000 | $406,000 | thousands by filing date | principal |
| GAP INC COM | 364760108 | Stock | 12,000 | $404,000 | thousands by filing date | put |
| SELLAS LIFE SCIENCES GROUP I | 81642T209 | COM NEW | 36,400 | $404,000 | thousands by filing date | put |
| ILLUMINA INC | 452327AK5 | NOTE 8/1 | 318,000 | $400,000 | thousands by filing date | principal |
| SENIOR CONNECT ACQUISITN COR | 81723H108 | COM CL A | 41,147 | $400,000 | thousands by filing date | |
| ROTOR ACQUISITION CORP | 77879W105 | COM | 40,000 | $399,000 | thousands by filing date | |
| E2OPEN PARENT HOLDINGS INC | 29788T103 | COM CL A | 34,400 | $393,000 | thousands by filing date | put |
| G SQUARED ASCEND I INC | G4204R125 | UNIT 99/99/9999 | 39,000 | $391,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 1,600 | $390,000 | thousands by filing date | call |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 1,000 | $390,000 | thousands by filing date | put |
| APOLLO STRATEGIC GRWT CPTL I | G0412A102 | SHS CL A | 40,000 | $390,000 | thousands by filing date | |
| POWERED BRANDS | G7209M108 | COM | 40,000 | $389,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 1,933 | $388,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 4,527 | $386,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 42,941 | $381,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 6,000 | $380,000 | thousands by filing date | put |
| iShares Russell Midcap ETF | 464287499 | SHS | 4,740 | $376,000 | thousands by filing date | |
| INGERSOLL RAND INC COM | 45687V106 | Stock | 7,701 | $376,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 113,100 | $374,000 | thousands by filing date | call |
| AJAX I | G0190X126 | *W EXP 10/27/202 | 200,000 | $374,000 | thousands by filing date | |
| SPORTS ENTERTAINMENT ACQU CO | 84918M114 | *W EXP 10/30/202 | 171,787 | $374,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 3,024 | $371,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 58,109 | $370,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 4,000 | $370,000 | thousands by filing date | put |
| DSP GROUP INC | 23332B106 | COM | 25,000 | $370,000 | thousands by filing date | |
| KATAPULT HOLDINGS INC | 485859110 | *W EXP 06/09/202 | 115,180 | $367,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 2,100 | $365,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 3,700 | $360,000 | thousands by filing date | call |
| PROVENTION BIO INC | 74374N102 | COM | 42,750 | $360,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 54,200 | $358,000 | thousands by filing date | call |
| KATAPULT HOLDINGS INC | 485859102 | COM | 33,092 | $358,000 | thousands by filing date | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 3,987 | $357,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 8,807 | $355,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 8,753 | $355,000 | thousands by filing date | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 2,000 | $354,000 | thousands by filing date | call |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 10,700 | $350,000 | thousands by filing date | |
| MARQUEE RAINE ACQUISITION CO | G58442123 | *W EXP 12/01/202 | 270,940 | $350,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 6,571 | $349,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 9,000 | $349,000 | thousands by filing date | call |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 10,000 | $349,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 90,500 | $348,000 | thousands by filing date | call |
| MOSAIC CO COM | 61945C103 | Stock | 10,866 | $347,000 | thousands by filing date | |
| SCHRODINGER INC COM | 80810D103 | Stock | 4,590 | $347,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 3,468 | $347,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 3,016 | $347,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 1,746 | $346,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 26,900 | $346,000 | thousands by filing date | call |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 6,730 | $344,000 | thousands by filing date | |
| LIBERTY MEDIA ACQUISTION CORP | 53073L104 | COMMON STOCK | 33,760 | $344,000 | thousands by filing date | |
| RACKSPACE TECHNOLOGY INC | 750102105 | COM | 17,500 | $343,000 | thousands by filing date | put |
| NEKTAR THERAPEUTICS | 640268108 | COM | 20,000 | $343,000 | thousands by filing date | |
| SVF INVESTMENT CORP 3 | G8601N108 | CL A SHS | 34,390 | $342,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 4,376 | $339,000 | thousands by filing date | |
| VIZIO HOLDING CORP | 92858V101 | COMMON STOCK | 12,500 | $338,000 | thousands by filing date | |
| ORION ACQUISITION CORP | 68626A108 | CMN | 35,000 | $338,000 | thousands by filing date | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 25,000 | $333,000 | thousands by filing date | call |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 2,800 | $332,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 75,000 | $329,000 | thousands by filing date | put |
| MONTES ARCHIMEDES ACQUISITIO | 612657114 | *W EXP 99/99/999 | 210,300 | $324,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 7,130 | $322,000 | thousands by filing date | |
| DUN & BRADSTREET HLDGS INC | 26484T106 | COM | 15,000 | $321,000 | thousands by filing date | call |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 5,900 | $321,000 | thousands by filing date | put |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 20,000 | $320,000 | thousands by filing date | call |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 24,900 | $320,000 | thousands by filing date | call |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 3,564 | $318,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 2,519 | $316,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 4,000 | $313,000 | thousands by filing date | call |
| MOODYS CORP COM | 615369105 | Stock | 853 | $309,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 5,103 | $309,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 20,119 | $308,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 15,821 | $303,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 3,535 | $301,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087R207 | UNIT 03/01/2026 | 30,000 | $301,000 | thousands by filing date | |
| LIVE OAK ACQUISITION CORP II | 53804W114 | *W EXP 12/07/202 | 133,333 | $300,000 | thousands by filing date | |
| MINISO GROUP HLDG LTD SPONSORED ADS | 66981J102 | ADR | 14,346 | $298,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 21,900 | $298,000 | thousands by filing date | call |
| CUREVAC N V | N2451R105 | COM | 4,060 | $298,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 5,383 | $297,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 67,469 | $296,000 | thousands by filing date | |
| SPARTAN ACQUISITION CORP III | 84677R106 | COM CL A | 30,000 | $293,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 1,374 | $292,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 1,136 | $292,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 5,000 | $289,000 | thousands by filing date | call |
| FASTENAL CO COM | 311900104 | Stock | 5,516 | $287,000 | thousands by filing date | |
| TRIP COM GROUP LTD | G9066FAA9 | DEBT 1.500% 7/0 | 200,000 | $284,000 | thousands by filing date | principal |
| IDEANOMICS INC | 45166V106 | COM | 100,000 | $284,000 | thousands by filing date | call |
| GORES METROPOULOS II INC | 382873115 | *W EXP 01/31/202 | 203,124 | $284,000 | thousands by filing date | |
| EARGO INC | 270087109 | COM | 7,100 | $283,000 | thousands by filing date | call |
| MARATHON OIL CORP | 565849106 | COM | 20,659 | $281,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W200 | COM NEW | 72,500 | $280,000 | thousands by filing date | call |
| TYSON FOODS INC CL A | 902494103 | Stock | 3,779 | $279,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC | 40637HAB5 | NOTE 1.250%12/0 | 141,000 | $277,000 | thousands by filing date | principal |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 8,097 | $275,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 40,000 | $275,000 | thousands by filing date | |
| 908 DEVICES INC COM | 65443P102 | Stock | 7,074 | $274,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q200 | COM NEW | 15,297 | $274,000 | thousands by filing date | |
| AUSTERLITZ ACQUISITION CORP | G0633U127 | *W EXP 02/19/202 | 218,200 | $273,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 10,000 | $271,000 | thousands by filing date | put |
| GLOBAL SHIP LEASE INC | Y27183600 | COM CL A | 13,787 | $270,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 70,070 | $270,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 803 | $269,000 | thousands by filing date | |
| EDTECHX HOLDINGS ACQU CORP I | 28139A110 | *W EXP 06/15/202 | 440,000 | $269,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509VAA8 | NOTE 1.750%12/1 | 233,000 | $268,000 | thousands by filing date | principal |
| MSCI INC COM | 55354G100 | Stock | 500 | $267,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 12,700 | $267,000 | thousands by filing date | |
| ANAPLAN INC | 03272L108 | COM | 5,000 | $267,000 | thousands by filing date | call |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 2,500 | $266,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 10,000 | $263,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087R116 | *W EXP 03/05/202 | 250,000 | $263,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 1,587 | $262,000 | thousands by filing date | |
| TWC TECH HLDGS II CORP | 90117G204 | UNIT 09/10/2025 | 25,000 | $262,000 | thousands by filing date | |
| ACE CONVERGENCE ACQU CORP | G0083D112 | UNIT 99/99/9999 | 23,662 | $261,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 4,359 | $260,000 | thousands by filing date | |
| CORTEXYME INC | 22053A107 | COM | 4,900 | $260,000 | thousands by filing date | put |
| TWC TECH HLDGS II CORP | 90117G113 | *W EXP 09/15/202 | 150,000 | $260,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 24,500 | $259,000 | thousands by filing date | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 9,769 | $258,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 3,786 | $258,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 738 | $255,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 1,238 | $255,000 | thousands by filing date | |
| REPLIGEN CORP | 759916AB5 | BOND | 142,000 | $255,000 | thousands by filing date | principal |
| GO ACQUISITION CORP | 362019200 | UNIT 08/31/2027 | 25,000 | $254,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 1,301 | $253,000 | thousands by filing date | |
| BOOKING HOLDINGS INC | 09857LAN8 | NOTE 0.750% 5/0 | 178,000 | $253,000 | thousands by filing date | principal |
| INCYTE CORP COM | 45337C102 | Stock | 3,000 | $252,000 | thousands by filing date | call |
| VIEW INC | 92671V114 | *W EXP 03/08/202 | 146,100 | $251,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 65,000 | $250,000 | thousands by filing date | put |
| LIFESCI ACQUISITION II CORP | 53229E103 | COM | 25,000 | $250,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 3,686 | $249,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 1,760 | $249,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 1,390 | $249,000 | thousands by filing date | |
| BOWX ACQUISITION CORP | 103085114 | *W EXP 08/03/202 | 75,000 | $249,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 52,400 | $248,000 | thousands by filing date | |
| SCIPLAY CORPORATION | 809087109 | CL A | 14,315 | $243,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 1,000 | $242,000 | thousands by filing date | |
| GAN LTD | G3728V109 | SHS | 14,700 | $242,000 | thousands by filing date | call |
| LIVE NATION ENTERTAINMENT IN | 538034AU3 | NOTE 2.000% 2/1 | 212,000 | $241,000 | thousands by filing date | principal |
| ATOMERA INC | 04965B100 | COMMON STOCK | 11,200 | $240,000 | thousands by filing date | call |
| POSHMARK INC | 73739W104 | COM CL A | 5,000 | $239,000 | thousands by filing date | call |
| FASTLY INC | 31188V100 | CL A | 4,000 | $238,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 1,231 | $237,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 2,855 | $236,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 5,000 | $236,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 75,000 | $236,000 | thousands by filing date | |
| PROPTECH INVESTMENT CORP II | 743497117 | *W EXP 12/08/202 | 230,493 | $236,000 | thousands by filing date | |
| PERIDOT ACQUISITION CORP | G7008A107 | *W EXP 11/30/202 | 86,642 | $235,000 | thousands by filing date | |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 10,000 | $234,000 | thousands by filing date | call |
| AVANTOR INC COM | 05352A100 | Stock | 6,500 | $231,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 1,000 | $230,000 | thousands by filing date | put |
| JANUS INTERNATIONAL GROUP IN | 47103N114 | *W EXP 06/07/202 | 55,000 | $229,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 1,415 | $228,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 2,957 | $225,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 2,222 | $225,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 8,750 | $225,000 | thousands by filing date | |
| CARNEY TECHNOLOGY ACQU CORP | 143636116 | *W EXP 11/30/202 | 244,565 | $225,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 8,372 | $223,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 1,969 | $222,000 | thousands by filing date | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 1,250 | $221,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220KAF5 | NOTE 0.750% 5/1 | 224,000 | $221,000 | thousands by filing date | principal |
| ARRIVAL GROUP | L0423Q116 | *W EXP 03/24/202 | 51,300 | $221,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 1,565 | $220,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 480 | $220,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 7,001 | $220,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 5,000 | $218,000 | thousands by filing date | |
| EXPAND ENERGY CORPORATION COM | 165167735 | Stock | 4,182 | $217,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 32,100 | $216,000 | thousands by filing date | call |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 200,000 | $214,000 | thousands by filing date | principal |
| Vanguard Real Estate | 922908553 | SHS | 2,097 | $213,000 | thousands by filing date | |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 7,046 | $213,000 | thousands by filing date | |
| DRAGONEER GROWTH OPPTY CORP | G28314105 | SHS CL A | 21,097 | $213,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 5,500 | $211,000 | thousands by filing date | put |
| SILGAN HLDGS INC | 827048109 | COM | 5,000 | $208,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 2,110 | $205,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 2,400 | $204,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 347 | $203,000 | thousands by filing date | |
| TECH AND ENERGY TRANSITION | 87823R110 | *W EXP 03/31/202 | 200,000 | $202,000 | thousands by filing date | |
| CRUCIBLE ACQUISITION CORP | 22877P207 | UNIT 12/26/2025 | 20,000 | $201,000 | thousands by filing date | |
| YUCAIPA ACQUISITION CORP | G9879L113 | *W EXP 99/99/999 | 150,000 | $201,000 | thousands by filing date | |
| SOS LIMITED | 83587W106 | SPNSORD ADS NEW | 59,300 | $196,000 | thousands by filing date | call |
| GORES METROPOULOS II INC | 382873206 | UNIT 01/31/2028 | 19,000 | $193,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 5,494 | $192,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 67,500 | $192,000 | thousands by filing date | put |
| GORES HOLDINGS VII INC | 38286T200 | UNIT 02/12/2028 | 19,000 | $192,000 | thousands by filing date | |
| THE BEAUTY HEALTH COMPANY | 88331L116 | *W EXP 05/04/202 | 29,890 | $191,000 | thousands by filing date | |
| SILICON LABORATORIES INC | 826919AD4 | NOTE 0.625% 6/1 | 134,000 | $186,000 | thousands by filing date | principal |
| MICROVISION INC DEL | 594960304 | COM NEW | 10,800 | $181,000 | thousands by filing date | call |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 50,000 | $179,000 | thousands by filing date | |
| ACE CONVERGENCE ACQU CORP | G0083D104 | *W EXP 09/30/202 | 89,508 | $179,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 51,200 | $178,000 | thousands by filing date | call |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 163,000 | $177,000 | thousands by filing date | principal |
| Chubb Limited | H1467J104 | COM | 1,100 | $175,000 | thousands by filing date | call |
| HEALTHCOR CATALIO ACQU CORP | G44125105 | CL A SHS | 17,621 | $174,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AP0 | NOTE 1.625%10/1 | 89,000 | $170,000 | thousands by filing date | principal |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 11,868 | $169,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 64,000 | $169,000 | thousands by filing date | principal |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 51,000 | $168,000 | thousands by filing date | principal |
| ONE | G7000X121 | *W EXP 08/17/202 | 72,500 | $167,000 | thousands by filing date | |
| GO ACQUISITION CORP | 362019119 | *W EXP 08/31/202 | 150,011 | $165,000 | thousands by filing date | |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 141,000 | $164,000 | thousands by filing date | principal |
| YELLOW CORP | 985510106 | COM | 25,000 | $163,000 | thousands by filing date | put |
| Q2 HLDGS INC | 74736LAB5 | NOTE 0.750% 2/1 | 91,000 | $163,000 | thousands by filing date | principal |
| VALVOLINE INC COM | 92047W101 | Stock | 5,000 | $162,000 | thousands by filing date | put |
| CC NEUBERGER PRIN HLDGS II | G3166T111 | *W EXP 07/29/202 | 119,142 | $162,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 2,600 | $161,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 2,764 | $160,000 | thousands by filing date | |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 3,333 | $159,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 15,822 | $157,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 2,000 | $156,000 | thousands by filing date | put |
| VPC IMPACT ACQUISITION HLDNG | G9441E100 | SHS CL A | 15,436 | $155,000 | thousands by filing date | |
| SNAP INC | 83304AAB2 | NOTE 0.75% 08/01/2026 | 50,000 | $151,000 | thousands by filing date | principal |
| ENDO INTL PLC | G30401106 | SHS | 32,200 | $151,000 | thousands by filing date | put |
| RACKSPACE TECHNOLOGY INC | 750102105 | COM | 7,663 | $150,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 2,500 | $149,000 | thousands by filing date | call |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 10,382 | $148,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 2,314 | $147,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 10,909 | $147,000 | thousands by filing date | |
| TALKSPACE INC | 87427V111 | *W EXP 06/21/202 | 109,216 | $147,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 11,000 | $146,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 1,000 | $145,000 | thousands by filing date | put |
| FAR PEAK ACQUISITION CORP | G3312L111 | *W EXP 12/07/202 | 102,029 | $145,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 11,889 | $142,000 | thousands by filing date | |
| VPC IMPACT ACQUISITION HLDG | G9460L118 | *W EXP 03/05/202 | 121,008 | $139,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 1,750 | $138,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 11,205 | $138,000 | thousands by filing date | |
| NEW RELIC INC | 64829BAB6 | NOTE 0.500% 5/0 | 138,000 | $136,000 | thousands by filing date | principal |
| EDITAS MEDICINE INC | 28106W103 | COM | 2,392 | $135,000 | thousands by filing date | |
| FUSION ACQUISITION CORP | 36118H113 | *W EXP 06/01/202 | 96,780 | $135,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 16,400 | $134,000 | thousands by filing date | put |
| GLOBALSTAR INC | 378973408 | COM | 75,000 | $134,000 | thousands by filing date | |
| SEVEN OAKS ACQUISITION CORP | 81787X114 | *W EXP 12/22/202 | 117,818 | $134,000 | thousands by filing date | |
| CONTEXTLOGIC INC | 21077C107 | COMMON STOCK | 10,000 | $132,000 | thousands by filing date | call |
| SELLAS LIFE SCIENCES GROUP I | 81642T209 | COM NEW | 11,800 | $131,000 | thousands by filing date | call |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 7,002 | $128,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 22,143 | $125,000 | thousands by filing date | |
| PAE INC | 69290Y117 | *W EXP 09/11/202 | 56,984 | $125,000 | thousands by filing date | |
| UNITED STATES STL CORP | 912909AT5 | NOTE 5.000%11/0 | 61,000 | $124,000 | thousands by filing date | principal |
| CALLAWAY GOLF CO | 131193104 | COM | 3,654 | $123,000 | thousands by filing date | |
| DEEP LAKE CAPITAL ACQUSTN CO | G27029118 | *W EXP 01/04/202 | 135,500 | $123,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP II | 36258Q105 | COM CL A | 11,795 | $123,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 700 | $122,000 | thousands by filing date | call |
| PERSHING SQUARE TONTINE HLDG COM | 71531R109 | CL A | 5,375 | $122,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 2,795 | $121,000 | thousands by filing date | |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 500 | $121,000 | thousands by filing date | |
| INTERDIGITAL INC | 45867GAB7 | BOND | 107,000 | $121,000 | thousands by filing date | principal |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 21,000 | $120,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W200 | COM NEW | 31,200 | $120,000 | thousands by filing date | put |
| IMMATICS N.V | N44445117 | *W EXP 07/01/202 | 34,158 | $118,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330AB5 | BOND | 100,000 | $117,000 | thousands by filing date | principal |
| OKTA INC | 679295AF2 | NOTE 0.375% 6/1 | 93,000 | $116,000 | thousands by filing date | principal |
| GOGO INC | 38046C109 | COM | 10,000 | $114,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 3,000 | $113,000 | thousands by filing date | put |
| AGILON HEALTH INC | 00857U107 | COM | 2,767 | $112,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088VAB8 | NOTE 0.500% 4/1 | 75,000 | $112,000 | thousands by filing date | principal |
| WESTERN UN CO COM | 959802109 | Stock | 4,794 | $110,000 | thousands by filing date | |
| ADVANTAGE SOLUTIONS INC | 00791N110 | *W EXP 10/28/202 | 44,080 | $110,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W405 | COM | 50,000 | $109,000 | thousands by filing date | call |
| CHATHAM LODGING TR | 16208T102 | COM | 8,000 | $103,000 | thousands by filing date | |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 10,000 | $100,000 | thousands by filing date | call |
| GLASS HOUSES ACQUISITION COR | 37714P111 | *W EXP 03/25/202 | 100,000 | $100,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 10,000 | $99,000 | thousands by filing date | put |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 15,000 | $99,000 | thousands by filing date | call |
| CANAAN INC | 134748102 | SPONSORED ADS | 12,000 | $98,000 | thousands by filing date | put |
| CANAAN INC | 134748102 | SPONSORED ADS | 12,000 | $98,000 | thousands by filing date | call |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 9,997 | $98,000 | thousands by filing date | |
| GORES GUGGENHEIM INC | 38286Q115 | *W EXP 03/25/202 | 70,000 | $96,000 | thousands by filing date | |
| AEA-BRIDGES IMPACT CORP | G01046112 | *W EXP 09/19/202 | 98,551 | $95,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 42,000 | $93,000 | thousands by filing date | principal |
| HORIZON ACQUISITION CORP | G46049113 | *W EXP 08/19/202 | 52,075 | $93,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-21-002551 | superseded | 2021-08-16 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-21-002619 | this filing | 2021-08-20 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-23-003527 | base | 2023-09-21 | acceptance time not in the bulk data set |