13F-HR filed by PATHSTONE FAMILY OFFICE, LLC
PATHSTONE FAMILY OFFICE, LLC filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-16, with 825 holding rows worth $3,334,546,000.
- Accession
- 0001085146-21-002574
- Filer
- CIK 1511137
- Filed
- 2021-08-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A combination report, 825 entries on the cover page, a total value of $3,334,546,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,334,546,000 with VALUE read as thousands by filing date, 13F file number 028-14122. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- reports for this filerSAWGRASS ASSET MANAGEMENT LLC028-05505
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PREMIER INC | 74051N102 | CL A | 13,069 | $455,000 | thousands by filing date | put |
| UMPQUA HOLDINGS | 904214103 | COM | 24,557 | $453,000 | thousands by filing date | put |
| KOHLS CORP | 500255104 | COM | 8,194 | $452,000 | thousands by filing date | put |
| AZEK CO INC | 05478C105 | CL A | 10,655 | $452,000 | thousands by filing date | put |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 3,777 | $451,000 | thousands by filing date | put |
| BROWN FORMAN CORP | 115637100 | CL A | 6,380 | $450,000 | thousands by filing date | put |
| STAG INDUSTRIAL INC | 85254J102 | COM | 11,897 | $446,000 | thousands by filing date | put |
| PRIMO WATER CORPORATION | 74167P108 | COM | 26,652 | $446,000 | thousands by filing date | put |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 2,115 | $444,000 | thousands by filing date | put |
| ARRAY TECHNOLOGIES, INC. | 04271T100 | COM SHS | 28,384 | $443,000 | thousands by filing date | put |
| YUM CHINA HLDGS INC | 98850P109 | COM | 6,673 | $442,000 | thousands by filing date | put |
| FEDEX CORP COM | 31428X106 | Stock | 1,472 | $439,000 | thousands by filing date | put |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 7,897 | $439,000 | thousands by filing date | put |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 4,454 | $438,000 | thousands by filing date | put |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 9,400 | $435,000 | thousands by filing date | put |
| INTERFACE INC | 458665304 | COM | 28,399 | $435,000 | thousands by filing date | put |
| SMUCKER J M CO | 832696405 | COM NEW | 3,358 | $435,000 | thousands by filing date | put |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 25,180 | $435,000 | thousands by filing date | put |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 28,345 | $434,000 | thousands by filing date | put |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 13,835 | $434,000 | thousands by filing date | put |
| SILGAN HLDGS INC | 827048109 | COM | 10,412 | $432,000 | thousands by filing date | put |
| PROTO LABS INC | 743713109 | COM | 4,678 | $430,000 | thousands by filing date | put |
| TETRA TECH INC NEW | 88162G103 | COM | 3,526 | $430,000 | thousands by filing date | put |
| FLOWERS FOODS INC COM | 343498101 | Stock | 17,679 | $428,000 | thousands by filing date | put |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 4,700 | $428,000 | thousands by filing date | put |
| ENVESTNET INC | 29404K106 | COM | 5,640 | $428,000 | thousands by filing date | put |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 12,552 | $428,000 | thousands by filing date | put |
| CARTERS INC | 146229109 | COM | 4,124 | $425,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 5,500 | $425,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 4,554 | $424,000 | thousands by filing date | put |
| FRONTDOOR INC COM | 35905A109 | Stock | 8,489 | $423,000 | thousands by filing date | put |
| EXTREME NETWORKS INC | 30226D106 | COM | 37,944 | $423,000 | thousands by filing date | put |
| Schwab US TIPS ETF | 808524870 | SHS | 6,740 | $421,000 | thousands by filing date | put |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 4,065 | $421,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 6,428 | $421,000 | thousands by filing date | put |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 13,853 | $419,000 | thousands by filing date | put |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 9,459 | $419,000 | thousands by filing date | put |
| LANDSTAR SYS INC COM | 515098101 | Stock | 2,647 | $418,000 | thousands by filing date | put |
| ICHOR HOLDINGS | G4740B105 | SHS | 7,723 | $415,000 | thousands by filing date | put |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 3,900 | $414,000 | thousands by filing date | put |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 22,357 | $413,000 | thousands by filing date | put |
| VanEck Merk Gold Trust | 921078101 | SHS | 23,899 | $412,000 | thousands by filing date | put |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 10,987 | $412,000 | thousands by filing date | put |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 1,184 | $409,000 | thousands by filing date | put |
| ROYAL GOLD INC | 780287108 | COM | 3,558 | $406,000 | thousands by filing date | put |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 2,978 | $404,000 | thousands by filing date | put |
| BALL CORP | 058498106 | COM | 4,987 | $404,000 | thousands by filing date | put |
| ENERSYS COM | 29275Y102 | Stock | 4,125 | $403,000 | thousands by filing date | put |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 482 | $402,000 | thousands by filing date | put |
| ANGEL OAK FINL STRATEGIES IN | 03464A100 | COM BEN INT | 22,358 | $402,000 | thousands by filing date | put |
| MARZETTI COMPANY | 513847103 | COM | 2,058 | $398,000 | thousands by filing date | put |
| SEALED AIR CORP NEW | 81211K100 | COM | 6,722 | $398,000 | thousands by filing date | put |
| TRIP COM GROUP LTD ADS | 89677Q107 | ADR | 11,173 | $396,000 | thousands by filing date | put |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 3,430 | $395,000 | thousands by filing date | put |
| ETSY INC | 29786A106 | COM | 1,918 | $395,000 | thousands by filing date | put |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 1,559 | $395,000 | thousands by filing date | put |
| HP INC COM | 40434L105 | Stock | 12,965 | $393,000 | thousands by filing date | put |
| INVESCO LTD SHS | G491BT108 | Stock | 14,676 | $392,000 | thousands by filing date | put |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 8,601 | $392,000 | thousands by filing date | put |
| ICU MED INC | 44930G107 | COM | 1,900 | $391,000 | thousands by filing date | put |
| DIGITALBRIDGE GROUP INC | 25401T108 | CL A COM | 49,389 | $390,000 | thousands by filing date | put |
| STERLING BANCORP DEL | 85917A100 | COM | 15,734 | $390,000 | thousands by filing date | put |
| BAXTER INTL INC | 071813109 | COM | 4,819 | $389,000 | thousands by filing date | put |
| WAYFAIR INC | 94419L101 | CL A | 1,230 | $389,000 | thousands by filing date | put |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 3,265 | $388,000 | thousands by filing date | put |
| PPG INDS INC COM | 693506107 | Stock | 2,279 | $387,000 | thousands by filing date | put |
| UNITED RENTALS INC COM | 911363109 | Stock | 1,196 | $381,000 | thousands by filing date | put |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 9,225 | $380,000 | thousands by filing date | put |
| DOUGLAS EMMETT INC | 25960P109 | COM | 11,098 | $376,000 | thousands by filing date | put |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 4,444 | $372,000 | thousands by filing date | put |
| ZOETIS INC CL A | 98978V103 | Stock | 1,990 | $371,000 | thousands by filing date | put |
| SERVICE CORP INTL COM | 817565104 | Stock | 6,924 | $371,000 | thousands by filing date | put |
| CSG SYSTEMS | 126349109 | COM | 7,858 | $371,000 | thousands by filing date | put |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 253 | $369,000 | thousands by filing date | put |
| HUBBELL INC COM | 443510607 | Stock | 1,964 | $367,000 | thousands by filing date | put |
| INSULET CORP COM | 45784P101 | Stock | 1,325 | $364,000 | thousands by filing date | put |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 13,672 | $363,000 | thousands by filing date | put |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 234 | $363,000 | thousands by filing date | put |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 2,585 | $362,000 | thousands by filing date | put |
| GENERAL MTRS CO COM | 37045V100 | Stock | 6,095 | $361,000 | thousands by filing date | put |
| PARAMOUNT GROUP INC | 69924R108 | COM | 35,723 | $360,000 | thousands by filing date | put |
| ROGERS CORP COM | 775133101 | Stock | 1,779 | $357,000 | thousands by filing date | put |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 108,768 | $357,000 | thousands by filing date | put |
| CAVCO INDS INC DEL | 149568107 | COM | 1,600 | $356,000 | thousands by filing date | put |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 8,850 | $354,000 | thousands by filing date | put |
| GENERAL MILLS INC COM | 370334104 | Stock | 5,797 | $353,000 | thousands by filing date | put |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 16,619 | $352,000 | thousands by filing date | put |
| CDK GLOBAL INC | 12508E101 | COM | 7,068 | $352,000 | thousands by filing date | put |
| Gilead Sciences,Inc. | 375558103 | COM | 5,085 | $350,000 | thousands by filing date | put |
| STITCH FIX INC | 860897107 | COM CL A | 5,805 | $350,000 | thousands by filing date | put |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 32,617 | $350,000 | thousands by filing date | put |
| AVANGRID INC | 05351W103 | COM | 6,739 | $349,000 | thousands by filing date | put |
| Lockheed Martin Corporation | 539830109 | COM | 916 | $347,000 | thousands by filing date | put |
| HANESBRANDS INC | 410345102 | COM | 18,543 | $347,000 | thousands by filing date | put |
| SMITH A O CORP COM | 831865209 | Stock | 4,763 | $343,000 | thousands by filing date | put |
| BLACKROCK HEALTH SCIENCES TE | 09260E105 | COM SHS | 11,877 | $343,000 | thousands by filing date | put |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 4,521 | $342,000 | thousands by filing date | put |
| CUBESMART COM | 229663109 | REIT | 7,341 | $342,000 | thousands by filing date | put |
| SONOCO PRODS CO | 835495102 | COM | 5,126 | $342,000 | thousands by filing date | put |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 1,500 | $342,000 | thousands by filing date | put |
| GLOBE LIFE INC | 37959E102 | COM | 3,581 | $341,000 | thousands by filing date | put |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 25,014 | $340,000 | thousands by filing date | put |
| QUALYS INC COM | 74758T303 | Stock | 3,369 | $339,000 | thousands by filing date | put |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 1,092 | $339,000 | thousands by filing date | put |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 41,375 | $339,000 | thousands by filing date | put |
| SAP SE SPON ADR | 803054204 | ADR | 2,405 | $337,000 | thousands by filing date | put |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 3,587 | $337,000 | thousands by filing date | put |
| COMERICAINC | 200340107 | COM | 4,677 | $336,000 | thousands by filing date | put |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 19,216 | $335,000 | thousands by filing date | put |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 2,103 | $335,000 | thousands by filing date | put |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 7,422 | $335,000 | thousands by filing date | put |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 1,214 | $335,000 | thousands by filing date | put |
| CASEYS GEN STORES INC | 147528103 | COM | 1,716 | $334,000 | thousands by filing date | put |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 2,922 | $333,000 | thousands by filing date | put |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 2,493 | $333,000 | thousands by filing date | put |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 6,938 | $330,000 | thousands by filing date | put |
| INTERDIGITAL INC COM | 45867G101 | Stock | 4,500 | $329,000 | thousands by filing date | put |
| PAYCHEX INC | 704326107 | COM | 3,022 | $324,000 | thousands by filing date | put |
| DORMAN PRODS INC | 258278100 | COM | 3,125 | $324,000 | thousands by filing date | put |
| ALLEGRO MICROSYSTEMS INC | 01749D105 | COM | 11,676 | $323,000 | thousands by filing date | put |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 4,946 | $320,000 | thousands by filing date | put |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 56,820 | $319,000 | thousands by filing date | put |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 22,646 | $318,000 | thousands by filing date | put |
| SYNOPSYS INC COM | 871607107 | Stock | 1,149 | $317,000 | thousands by filing date | put |
| Philip Morris International Inc. | 718172109 | COM | 3,196 | $316,000 | thousands by filing date | put |
| UNUM GROUP COM | 91529Y106 | Stock | 11,134 | $316,000 | thousands by filing date | put |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 20,449 | $316,000 | thousands by filing date | put |
| SYNCHRONYFINL | 87165B103 | STOK | 6,505 | $315,000 | thousands by filing date | put |
| GROCERY OUTLET HLDG CORP COM | 39874R101 | Stock | 9,086 | $315,000 | thousands by filing date | put |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 4,437 | $314,000 | thousands by filing date | put |
| BIONTECH SE SPONSORED ADS | 09075V102 | ADR | 1,392 | $312,000 | thousands by filing date | put |
| BIOGEN INC COM | 09062X103 | Stock | 899 | $311,000 | thousands by filing date | put |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 1,217 | $309,000 | thousands by filing date | put |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 5,626 | $308,000 | thousands by filing date | put |
| NORDSTROM INC | 655664100 | COM | 8,431 | $308,000 | thousands by filing date | put |
| CATHAY GEN BANCORP | 149150104 | COM | 7,826 | $308,000 | thousands by filing date | put |
| ARES CAPITAL CORP | 04010L103 | COM | 15,625 | $306,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 12,500 | $306,000 | thousands by filing date | put |
| WELLTOWER INC COM | 95040Q104 | REIT | 3,678 | $305,000 | thousands by filing date | put |
| FAIR ISAAC CORP COM | 303250104 | Stock | 606 | $305,000 | thousands by filing date | put |
| ROKU INC COM CL A | 77543R102 | Stock | 1,000 | $305,000 | thousands by filing date | call |
| COMFORT SYS USA INC COM | 199908104 | Stock | 3,866 | $305,000 | thousands by filing date | put |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 4,000 | $304,000 | thousands by filing date | put |
| HUNTSMAN CORP | 447011107 | COM | 11,415 | $303,000 | thousands by filing date | put |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 2,104 | $302,000 | thousands by filing date | put |
| LEGGETT & PLATT INC | 524660107 | COM | 5,773 | $302,000 | thousands by filing date | put |
| BP PLC SPONSORED ADR | 055622104 | ADR | 11,358 | $300,000 | thousands by filing date | put |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 5,528 | $299,000 | thousands by filing date | put |
| CERENCE INC COM | 156727109 | Stock | 2,799 | $298,000 | thousands by filing date | put |
| REPAY HLDGS CORP | 76029L100 | COM CL A | 12,382 | $298,000 | thousands by filing date | put |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 2,166 | $298,000 | thousands by filing date | put |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 8,125 | $298,000 | thousands by filing date | put |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 411 | $297,000 | thousands by filing date | put |
| BANKUNITED INC | 06652K103 | COM | 6,922 | $296,000 | thousands by filing date | put |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 3,130 | $295,000 | thousands by filing date | put |
| CIENA CORP COM NEW | 171779309 | Stock | 5,189 | $295,000 | thousands by filing date | put |
| PENUMBRA INC COM | 70975L107 | Stock | 1,072 | $294,000 | thousands by filing date | put |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 4,232 | $293,000 | thousands by filing date | put |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 2,339 | $291,000 | thousands by filing date | put |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 904 | $287,000 | thousands by filing date | put |
| CREDICORP LTD | G2519Y108 | COM | 2,370 | $287,000 | thousands by filing date | put |
| THE REALREAL INC | 88339P101 | COM | 14,465 | $286,000 | thousands by filing date | put |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 511 | $285,000 | thousands by filing date | put |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 1,122 | $284,000 | thousands by filing date | put |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 4,035 | $283,000 | thousands by filing date | put |
| OCCIDENTAL PETE CORP | 674599105 | COM | 9,015 | $282,000 | thousands by filing date | put |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 3,490 | $281,000 | thousands by filing date | put |
| REALTY INCOME CORP COM | 756109104 | REIT | 4,200 | $281,000 | thousands by filing date | put |
| CABLE ONE INC | 12685J105 | COM | 147 | $281,000 | thousands by filing date | put |
| COGNEX CORP | 192422103 | COM | 3,346 | $281,000 | thousands by filing date | put |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 1,727 | $278,000 | thousands by filing date | put |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 3,343 | $277,000 | thousands by filing date | put |
| AIR PRODS & CHEMS INC | 009158106 | COM | 961 | $277,000 | thousands by filing date | put |
| VERADIGM INC | 01988P108 | COMMON STOCK | 14,942 | $277,000 | thousands by filing date | put |
| iShares Silver Trust | 46428Q109 | COM | 11,400 | $276,000 | thousands by filing date | put |
| PUBLIC STORAGE COM | 74460D109 | REIT | 916 | $275,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 5,748 | $275,000 | thousands by filing date | put |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 755 | $274,000 | thousands by filing date | put |
| FASTENAL CO COM | 311900104 | Stock | 5,230 | $272,000 | thousands by filing date | put |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 5,171 | $272,000 | thousands by filing date | put |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 1,923 | $270,000 | thousands by filing date | put |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 1,661 | $269,000 | thousands by filing date | put |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 1,548 | $269,000 | thousands by filing date | put |
| GRANITE CONSTR INC COM | 387328107 | Stock | 6,418 | $267,000 | thousands by filing date | put |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 1,296 | $266,000 | thousands by filing date | put |
| FORD MTR CO COM | 345370860 | Stock | 17,846 | $265,000 | thousands by filing date | put |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 3,111 | $265,000 | thousands by filing date | put |
| INTERPUBLIC GROUP COS | 460690100 | COM | 8,156 | $265,000 | thousands by filing date | put |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 7,541 | $264,000 | thousands by filing date | put |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 6,510 | $262,000 | thousands by filing date | put |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 3,318 | $260,000 | thousands by filing date | put |
| BXP INC COM | 101121101 | REIT | 2,227 | $258,000 | thousands by filing date | put |
| BJS RESTAURANTS INC | 09180C106 | COM | 5,222 | $257,000 | thousands by filing date | put |
| GULFPORT ENERGY CORP COMMON SHARES | 402635502 | Stock | 3,935 | $255,000 | thousands by filing date | put |
| LAKELAND FINL CORP | 511656100 | COM | 4,100 | $253,000 | thousands by filing date | put |
| REDFIN CORP | 75737F108 | COM | 3,981 | $252,000 | thousands by filing date | put |
| WHERE FOOD COMES FROM INC | 96327X200 | COM NEW | 16,030 | $252,000 | thousands by filing date | put |
| FORWARD AIR CORP | 349853101 | COM | 2,800 | $251,000 | thousands by filing date | put |
| ROSS STORES INC COM | 778296103 | Stock | 2,017 | $250,000 | thousands by filing date | put |
| IHS MARKIT LTD | G47567105 | SHS | 2,218 | $250,000 | thousands by filing date | put |
| SEAGEN INC | 81181C104 | COM | 1,576 | $249,000 | thousands by filing date | put |
| CDW CORP COM | 12514G108 | Stock | 1,420 | $248,000 | thousands by filing date | put |
| SENDAS DISTRIBUIDORA S A | 81689T104 | SPON ADS | 14,500 | $248,000 | thousands by filing date | put |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 1,246 | $247,000 | thousands by filing date | put |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 6,800 | $247,000 | thousands by filing date | put |
| CORNING INC | 219350105 | COM | 6,023 | $246,000 | thousands by filing date | put |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 4,664 | $246,000 | thousands by filing date | put |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 6,268 | $245,000 | thousands by filing date | put |
| DIMENSIONAL ETF TRUST | 25434V401 | US EQUI MARK ETF | 5,193 | $245,000 | thousands by filing date | put |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 677 | $244,000 | thousands by filing date | put |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 1,502 | $243,000 | thousands by filing date | put |
| ROLLINS INC COM | 775711104 | Stock | 7,098 | $242,000 | thousands by filing date | put |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 3,332 | $241,000 | thousands by filing date | put |
| BROADSTONE NET LEASE INC COM | 11135E203 | REIT | 10,257 | $240,000 | thousands by filing date | put |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 3,076 | $239,000 | thousands by filing date | put |
| OKTAINCCLASSA | 679295105 | STOK | 968 | $237,000 | thousands by filing date | put |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 6,331 | $237,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 4,874 | $237,000 | thousands by filing date | put |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 638 | $236,000 | thousands by filing date | put |
| COLUMBIA BKG SYS INC | 197236102 | COM | 6,104 | $235,000 | thousands by filing date | put |
| IDEX CORP COM | 45167R104 | Stock | 1,062 | $234,000 | thousands by filing date | put |
| CONSOLIDATED EDISON INC | 209115104 | COM | 3,231 | $232,000 | thousands by filing date | put |
| PULTE GROUP INC COM | 745867101 | Stock | 4,235 | $232,000 | thousands by filing date | put |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 2,558 | $232,000 | thousands by filing date | put |
| JABIL INC COM | 466313103 | Stock | 3,970 | $231,000 | thousands by filing date | put |
| Altria Group Inc | 02209S103 | COM | 4,808 | $230,000 | thousands by filing date | put |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 509 | $230,000 | thousands by filing date | put |
| PALOMAR HLDGS INC COM | 69753M105 | Stock | 3,045 | $230,000 | thousands by filing date | put |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 2,235 | $229,000 | thousands by filing date | put |
| EVERBRIDGE INC | 29978A104 | COM | 1,683 | $229,000 | thousands by filing date | put |
| VENTAS INC COM | 92276F100 | REIT | 3,985 | $228,000 | thousands by filing date | put |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 21,448 | $227,000 | thousands by filing date | put |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 22,657 | $227,000 | thousands by filing date | put |
| SILVERGATE CAP CORP CLASS A | 82837P408 | CL A | 2,000 | $227,000 | thousands by filing date | put |
| 10X GENOMICS INC CL A COM | 88025U109 | Stock | 1,155 | $226,000 | thousands by filing date | put |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 980 | $226,000 | thousands by filing date | put |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 2,397 | $225,000 | thousands by filing date | put |
| WESTERN DIGITAL CORP | 958102105 | COM | 3,154 | $224,000 | thousands by filing date | put |
| TENNANT CO | 880345103 | COM | 2,800 | $224,000 | thousands by filing date | put |
| EDITAS MEDICINE INC | 28106W103 | COM | 3,933 | $223,000 | thousands by filing date | put |
| WW INTL INC | 98262P101 | COM | 6,145 | $222,000 | thousands by filing date | put |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 11,246 | $221,000 | thousands by filing date | put |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 5,932 | $220,000 | thousands by filing date | put |
| STATE STR CORP COM | 857477103 | Stock | 2,656 | $220,000 | thousands by filing date | put |
| Airbnb, Inc. Class A | 009066101 | COM | 1,421 | $218,000 | thousands by filing date | put |
| PVH CORPORATION COM | 693656100 | Stock | 2,030 | $218,000 | thousands by filing date | put |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 12,693 | $217,000 | thousands by filing date | put |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 1,237 | $216,000 | thousands by filing date | put |
| LENNAR CORP CL A | 526057104 | Stock | 2,175 | $216,000 | thousands by filing date | put |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 6,161 | $216,000 | thousands by filing date | put |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 2,682 | $215,000 | thousands by filing date | put |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 1,756 | $215,000 | thousands by filing date | put |
| TIDAL TR III ETF IMPACT SHARES WOMEN'S EMPOWERMENT | 45259A100 | ETF | 6,528 | $215,000 | thousands by filing date | put |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 1,878 | $214,000 | thousands by filing date | put |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 1,850 | $213,000 | thousands by filing date | put |
| HASBRO INC COM | 418056107 | Stock | 2,249 | $213,000 | thousands by filing date | put |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 980 | $211,000 | thousands by filing date | put |
| D R HORTON INC COM | 23331A109 | Stock | 2,339 | $211,000 | thousands by filing date | put |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 4,500 | $211,000 | thousands by filing date | put |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 427 | $210,000 | thousands by filing date | put |
| TALEND S A | 874224207 | ADS | 3,205 | $210,000 | thousands by filing date | put |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 656 | $209,000 | thousands by filing date | put |
| ENSIGN GROUP INC | 29358P101 | COM | 2,400 | $208,000 | thousands by filing date | put |
| Duke Energy Corporation | 26441C204 | COM | 2,073 | $205,000 | thousands by filing date | put |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 2,938 | $205,000 | thousands by filing date | put |
| GLOBAL PMTS INC | 37940X102 | COM | 1,091 | $205,000 | thousands by filing date | put |
| INSPERITY INC | 45778Q107 | COM | 2,265 | $205,000 | thousands by filing date | put |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 3,272 | $205,000 | thousands by filing date | put |
| YELP INC CL A | 985817105 | Stock | 5,098 | $204,000 | thousands by filing date | put |
| TWIST BIOSCIENCE CORP | 90184D100 | COM | 1,531 | $204,000 | thousands by filing date | put |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 4,286 | $204,000 | thousands by filing date | put |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 13,824 | $203,000 | thousands by filing date | put |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 1,385 | $203,000 | thousands by filing date | put |
| REVVITY INC | 714046109 | COM | 1,311 | $203,000 | thousands by filing date | put |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 438 | $203,000 | thousands by filing date | put |
| ConocoPhillips | 20825C104 | COM | 3,321 | $202,000 | thousands by filing date | put |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 1,914 | $202,000 | thousands by filing date | put |
| DYCOM INDS INC COM | 267475101 | Stock | 2,704 | $202,000 | thousands by filing date | put |
| PTC INC COM | 69370C100 | Stock | 1,431 | $202,000 | thousands by filing date | put |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 599 | $201,000 | thousands by filing date | put |
| QURATE RETAIL INC | 74915M100 | COM SER A | 15,101 | $198,000 | thousands by filing date | put |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 6,656 | $194,000 | thousands by filing date | put |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 149,627 | $189,000 | thousands by filing date | put |
| HERCULES CAPITAL INC | 427096508 | COM | 11,000 | $188,000 | thousands by filing date | put |
| ZYNEX INC | 98986M103 | COM | 11,960 | $186,000 | thousands by filing date | put |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 13,983 | $183,000 | thousands by filing date | put |
| PAYSAFE LIMITED | G6964L107 | ORD | 15,000 | $182,000 | thousands by filing date | put |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 16,101 | $149,000 | thousands by filing date | put |
| PITNEY BOWES INC COM | 724479100 | Stock | 16,665 | $146,000 | thousands by filing date | put |
| GENERAL ELEC CO | 369604103 | COM | 10,467 | $141,000 | thousands by filing date | put |
| EXXON MOBIL CORP | 30231G102 | COM | 13,500 | $136,000 | thousands by filing date | call |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 25,474 | $104,000 | thousands by filing date | put |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 10,341 | $103,000 | thousands by filing date | put |
| MARATHON OIL CORP | 565849106 | COM | 6,637 | $90,000 | thousands by filing date | put |
| ENERGY FUELS INC | 292671708 | COM NEW | 14,546 | $88,000 | thousands by filing date | put |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 18,284 | $76,000 | thousands by filing date | put |
| PLURISTEM THERAPEUTICS INC | 72940R300 | COM NEW | 17,210 | $68,000 | thousands by filing date | put |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 24,500 | $65,000 | thousands by filing date | put |
| ATHERSYS INC | 04744L106 | COM | 45,045 | $65,000 | thousands by filing date | put |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 15,108 | $59,000 | thousands by filing date | put |
| Uber Technologies | 90353T100 | COM | 4,000 | $50,000 | thousands by filing date | call |
| iShares Silver Trust | 46428Q109 | COM | 13,000 | $44,000 | thousands by filing date | call |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 15,323 | $44,000 | thousands by filing date | put |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 17,269 | $44,000 | thousands by filing date | put |
| DENISON MINES CORP | 248356107 | COM | 34,000 | $40,000 | thousands by filing date | put |
| Fluent Co | 34380C102 | COM | 12,602 | $37,000 | thousands by filing date | put |
| TRANSOCEAN INC | 893830BJ7 | DEB 0.500% 1/3 | 20,000 | $25,000 | thousands by filing date | call |
| POLARITYTE INC | 731094108 | COM | 19,407 | $20,000 | thousands by filing date | put |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937x202 | COM | 10,050 | $18,000 | thousands by filing date | put |
| MARATHON OIL CORP | 565849106 | COM | 8,000 | $15,000 | thousands by filing date | call |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 2,000 | $14,000 | thousands by filing date | call |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,000 | $11,000 | thousands by filing date | call |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 800 | $10,000 | thousands by filing date | call |
| Netflix, Inc | 64110L106 | COM | 200 | $8,000 | thousands by filing date | call |
| Raytheon Technologies Corporation | 75513E101 | COM | 1,400 | $8,000 | thousands by filing date | call |
| CORNING INC | 219350105 | COM | 3,000 | $5,000 | thousands by filing date | call |
| FORD MTR CO COM | 345370860 | Stock | 4,000 | $5,000 | thousands by filing date | call |
| Apple Inc | 037833100 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AT&T Inc | 00206R102 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| META PLATFORMS INC CL A | 30303M102 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Qualcomm Incorporated | 747525103 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ZSCALERINC | 98980G102 | STOK | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HP INC COM | 40434L105 | Stock | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-21-002574 | this filing | 2021-08-16 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-21-002632 | base | 2021-08-31 | acceptance time not in the bulk data set |