13F-HR filed by Jefferies Group LLC
Jefferies Group LLC filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-16, with 1,648 holding rows worth $16,891,500,000.
- Accession
- 0001085146-21-002551
- Filer
- CIK 1084580
- Filed
- 2021-08-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 1,648 entries on the cover page, a total value of $16,891,500,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $16,891,500,000 with VALUE read as thousands by filing date, 13F file number 028-10917. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerJEFFERIES LLC028-13184
- included managerLeucadia Investment Management Ltd028-17885
- included managerLeucadia Asset Management LLC028-13965
- included managerJefferies Financial Products, LLC028-17499
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GORES GUGGENHEIM INC | 38286Q115 | *W EXP 03/25/202 | 70,000 | $96,000 | thousands by filing date | |
| AEA-BRIDGES IMPACT CORP | G01046112 | *W EXP 09/19/202 | 98,551 | $95,000 | thousands by filing date | |
| MARA HOLDINGS INC COM | 565788106 | Stock | 300,000 | $94,000 | thousands by filing date | put |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 42,000 | $93,000 | thousands by filing date | principal |
| HORIZON ACQUISITION CORP | G46049113 | *W EXP 08/19/202 | 52,075 | $93,000 | thousands by filing date | |
| GX ACQUISITION CORP II | 36260F113 | *W EXP 03/17/202 | 100,000 | $92,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP II | G6715X111 | *W EXP 09/15/202 | 73,842 | $91,000 | thousands by filing date | |
| CANAAN INC | 134748102 | SPONSORED ADS | 11,049 | $90,000 | thousands by filing date | |
| LGL SYS ACQUISITION CORP | 50201G114 | *W EXP 11/12/202 | 49,470 | $90,000 | thousands by filing date | |
| AEMETIS INC | 00770K202 | COM NEW | 800,000 | $89,000 | thousands by filing date | call |
| LYFT INC | 55087PAB0 | NOTE 1.500% 5/1 | 52,000 | $89,000 | thousands by filing date | principal |
| DISRUPTIVE ACQUISITION CORP | G2770Y128 | *W EXP 03/06/202 | 97,000 | $89,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 10,000 | $88,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 46,000 | $88,000 | thousands by filing date | principal |
| TPG PACE TECH OPPORTUNITIES | G8990Y129 | *W EXP 10/09/202 | 50,000 | $88,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884AC7 | NOTE 2.875% 4/1 | 50,000 | $86,000 | thousands by filing date | principal |
| TREBIA ACQUISITION CORP | G9027T117 | *W EXP 99/99/999 | 50,000 | $86,000 | thousands by filing date | |
| NEVRO CORP | 64157FAC7 | NOTE 2.750% 4/0 | 49,000 | $85,000 | thousands by filing date | principal |
| SOFI TECHNOLOGIES INC | 83406F110 | *W EXP 05/28/202 | 10,000 | $85,000 | thousands by filing date | |
| PAYONEER GLOBAL INC | 70451X112 | *W EXP 06/25/202 | 35,000 | $83,000 | thousands by filing date | |
| BURGUNDY TECHNOLOGY ACQU COR | G1702T124 | *W EXP 08/31/202 | 87,177 | $83,000 | thousands by filing date | |
| D8 HOLDINGS CORP | G2614K128 | *W EXP 08/05/202 | 50,000 | $83,000 | thousands by filing date | |
| YELLOW CORP | 985510106 | COM | 12,572 | $82,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 2,270,000 | $79,000 | thousands by filing date | put |
| BOX INC CL A | 10316T104 | Stock | 300,000 | $77,000 | thousands by filing date | put |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 54,000 | $77,000 | thousands by filing date | principal |
| BYTE ACQUISITION CORP | G1R25Q113 | *W EXP 03/18/202 | 60,435 | $77,000 | thousands by filing date | |
| NEXTGEN ACQUISITION CORP II | G65317128 | *W EXP 03/23/202 | 30,000 | $77,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 2,000 | $75,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 866 | $72,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 438 | $70,000 | thousands by filing date | |
| SOS LIMITED | 83587W106 | SPNSORD ADS NEW | 21,287 | $70,000 | thousands by filing date | |
| APOLLO STRATEGIC GROWTH CAPT | G0411R114 | *W EXP 10/29/202 | 59,000 | $70,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 240,000 | $69,000 | thousands by filing date | call |
| DFP HEALTHCARE ACQUISITNS CO | 23343Q118 | *W EXP 03/31/202 | 39,660 | $69,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAB7 | NOTE 0.375% 9/0 | 24,000 | $68,000 | thousands by filing date | principal |
| GENERAL ELEC CO | 369604103 | COM | 480,000 | $65,000 | thousands by filing date | call |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 830,000 | $65,000 | thousands by filing date | call |
| WESTERN UN CO COM | 959802109 | Stock | 280,000 | $64,000 | thousands by filing date | put |
| MARRIOTT VACTINS WORLDWID CO | 57164YAB3 | NOTE 1.500% 9/1 | 52,000 | $64,000 | thousands by filing date | principal |
| CONSONANCE HFW ACQUISITION C | G2445M111 | *W EXP 10/28/202 | 41,174 | $64,000 | thousands by filing date | |
| CENTRICUS ACQUISITION CORP | G2072Q120 | *W EXP 02/04/202 | 44,950 | $63,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G82514103 | SHS CL A | 6,000 | $62,000 | thousands by filing date | |
| EQUITY DISTR ACQUISITION COR | 29465E114 | *W EXP 09/09/202 | 52,920 | $62,000 | thousands by filing date | |
| ETSY INC | 29786AAJ5 | NOTE 0.125%10/0 | 25,000 | $60,000 | thousands by filing date | principal |
| CALAMP CORP | 128126AD1 | BOND | 65,000 | $60,000 | thousands by filing date | principal |
| B2GOLD CORP COM | 11777Q209 | Stock | 14,050 | $59,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 700 | $58,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAC5 | NOTE 1.500% 7/0 | 36,000 | $58,000 | thousands by filing date | principal |
| 1LIFE HEALTHCARE INC | 68269GAB3 | BOND | 50,000 | $56,000 | thousands by filing date | principal |
| Altria Group Inc | 02209S103 | COM | 1,156 | $55,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 744 | $54,000 | thousands by filing date | |
| IMMUNOVANT INC | 45258J102 | COM | 510,000 | $54,000 | thousands by filing date | call |
| SOS LIMITED | 83587W106 | SPNSORD ADS NEW | 1,560,000 | $52,000 | thousands by filing date | put |
| ALLAKOS INC | 01671P100 | COM | 60,000 | $51,000 | thousands by filing date | put |
| FORTISTAR SUSTAINABLE SOL CO | 34962M114 | WTS | 44,769 | $50,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 20,000 | $49,000 | thousands by filing date | call |
| VALVOLINE INC COM | 92047W101 | Stock | 1,518 | $49,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 2,851 | $48,000 | thousands by filing date | |
| VISTRA CORP | 92840M128 | COM | 166,260 | $48,000 | thousands by filing date | |
| DECARBONIZATION PLUS ACQU II | 242794113 | *W EXP 01/19/202 | 33,333 | $48,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765UAB9 | NOTE 0.750% 2/1 | 31,000 | $47,000 | thousands by filing date | principal |
| FINTECH ACQUISITION CORP V | 31810Q115 | *W EXP 12/31/202 | 14,648 | $47,000 | thousands by filing date | |
| GDS HLDGS LTD | 36165LAB4 | NOTE 2.000% 6/0 | 29,000 | $44,000 | thousands by filing date | principal |
| IDEANOMICS INC | 45166V106 | COM | 15,000 | $43,000 | thousands by filing date | |
| GORES HOLDINGS VII INC | 38286T119 | WTS | 31,250 | $43,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 80,000 | $42,000 | thousands by filing date | call |
| PATHFINDER ACQUISITION CORP | G04119122 | *W EXP 02/19/202 | 40,000 | $42,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 283 | $41,000 | thousands by filing date | |
| SILVER SPIKE ACQUISITN CORP | G8201H113 | WARR | 30,000 | $41,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 11,808 | $41,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 509 | $40,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 30,000 | $39,000 | thousands by filing date | call |
| NOVUS CAPITAL CORPORATION II | 67012W112 | *W EXP 02/02/202 | 33,333 | $39,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 280,000 | $37,000 | thousands by filing date | call |
| MARATHON PETE CORP COM | 56585A102 | Stock | 600 | $36,000 | thousands by filing date | |
| FOLEY TRASIMENE ACQUISTN COR | 34431F112 | *W EXP 05/26/202 | 16,789 | $35,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAH4 | NOTE 2.750% 5/1 | 17,000 | $34,000 | thousands by filing date | principal |
| ZENDESK INC | 98936JAD3 | NOTE 0.625% 6/1 | 23,000 | $34,000 | thousands by filing date | principal |
| FTAC HERA ACQUISITION CORP | G3728Y111 | *W EXP 02/28/202 | 25,000 | $33,000 | thousands by filing date | |
| BRIGHT LIGHTS ACQUISITION CO | 10920K119 | *W EXP 01/01/202 | 41,476 | $33,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 4,000 | $32,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 21,000 | $29,000 | thousands by filing date | principal |
| SCIENCE STRATEGIC ACQ ALPHA | 808641112 | *W EXP 01/20/202 | 33,333 | $29,000 | thousands by filing date | |
| GIGCAPITAL4 INC | 37518G119 | *W EXP 02/08/202 | 25,000 | $29,000 | thousands by filing date | |
| STARBOARD VALUE ACQUISITN CO | 85521J117 | *W EXP 09/10/202 | 14,495 | $29,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 1,529 | $28,000 | thousands by filing date | |
| GOLDEN FALCON ACQUISITION CO | 38102H117 | *W EXP 11/04/202 | 29,966 | $28,000 | thousands by filing date | |
| COHN ROBBINS HOLDINGS CORP | G23726113 | *W EXP 08/28/202 | 24,287 | $28,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 200 | $26,000 | thousands by filing date | |
| H I G ACQUISITION CORP | G44898123 | *W EXP 99/99/999 | 22,980 | $26,000 | thousands by filing date | |
| VIRGIN GROUP ACQUISIT CORP I | G9460K128 | *W EXP 03/13/202 | 20,000 | $26,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 30,000 | $25,000 | thousands by filing date | call |
| ROTOR ACQUISITION CORP | 77879W113 | W EXP 06/15/202 | 20,000 | $25,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 902 | $23,000 | thousands by filing date | |
| LAZARD GROWTH ACQUISITION CO | G54035111 | *W EXP 02/10/202 | 20,000 | $23,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 209 | $22,000 | thousands by filing date | |
| AEMETIS INC | 00770K202 | COM NEW | 2,000 | $22,000 | thousands by filing date | |
| MOTIVE CAPITAL CORP | G6293A111 | *W EXP 12/31/202 | 23,244 | $22,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 315 | $21,000 | thousands by filing date | |
| ONE EQUITY PARTNERS OPEN WTR | 68237L113 | WTS | 23,333 | $21,000 | thousands by filing date | |
| CRUCIBLE ACQUISITION CORP | 22877P116 | *W EXP 12/26/202 | 19,889 | $21,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 30,000 | $20,000 | thousands by filing date | call |
| SENIOR CONNECT ACQUISITN COR | 81723H116 | *W EXP 12/31/202 | 23,192 | $20,000 | thousands by filing date | |
| GORES HLDGS VIII INC | 382863116 | *W EXP 03/01/202 | 15,625 | $20,000 | thousands by filing date | |
| GLOBAL SYNERGY ACQUISIT CORP | G3934J122 | *W EXP 99/99/999 | 24,200 | $19,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 30,000 | $18,000 | thousands by filing date | call |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 615 | $18,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 16,000 | $18,000 | thousands by filing date | principal |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 1,007 | $17,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 1,333 | $16,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 1,663 | $16,000 | thousands by filing date | |
| PONTEM CORPORATION | G71707122 | WARR | 16,666 | $16,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 100,000 | $15,000 | thousands by filing date | put |
| THREDUP INC CLASS A | 88556E102 | COMMON STOCK | 531 | $15,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 90,000 | $15,000 | thousands by filing date | call |
| VIAVI SOLUTIONS INC | 925550AE5 | BOND | 11,000 | $15,000 | thousands by filing date | principal |
| POWERED BRANDS | G7209M116 | WARR | 13,333 | $13,000 | thousands by filing date | |
| GOODRX HLDGS INC | 38246G108 | COM CL A | 336 | $12,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 10,000 | $11,000 | thousands by filing date | call |
| ARRIVAL GROUP | L0423Q108 | SHS | 710 | $11,000 | thousands by filing date | |
| MAGNITE INC COM | 55955D100 | Stock | 300 | $10,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 163 | $9,000 | thousands by filing date | |
| MAXEON SOLAR TECHNOLOGIES LT | Y58473102 | SHS | 434 | $9,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 112 | $8,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 100,000 | $7,000 | thousands by filing date | put |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 1,412 | $6,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 1,299 | $6,000 | thousands by filing date | |
| TARGET HOSPITALITY CORP | 87615L115 | *W EXP 03/15/202 | 10,270 | $6,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 93 | $5,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 64 | $5,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 427 | $5,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 319 | $5,000 | thousands by filing date | |
| POSHMARK INC | 73739W104 | COM CL A | 112 | $5,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 50,000 | $4,000 | thousands by filing date | call |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 62 | $4,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 100 | $3,000 | thousands by filing date | |
| YELLOW CORP | 985510106 | COM | 40,000 | $3,000 | thousands by filing date | call |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 35 | $2,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 24 | $2,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 39 | $2,000 | thousands by filing date | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 183 | $2,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 23 | $1,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 26 | $1,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 10,000 | $1,000 | thousands by filing date | put |
| KOPIN CORP | 500600101 | COMMON STOCK | 127 | $1,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W405 | COM | 69 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-21-002551 | this filing | 2021-08-16 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-21-002619 | superseded | 2021-08-20 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-23-003527 | base | 2023-09-21 | acceptance time not in the bulk data set |