13F-HR filed by OSTERWEIS CAPITAL MANAGEMENT INC
OSTERWEIS CAPITAL MANAGEMENT INC filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-16, with 142 holding rows worth $1,944,333,000.
- Accession
- 0001085146-21-002537
- Filer
- CIK 1007524
- Filed
- 2021-08-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 194 entries on the cover page, a total value of $1,944,333,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,944,333,000 with VALUE read as thousands by filing date, 13F file number 028-04483. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerOSTERWEIS CAPITAL MANAGEMENT LLC/CA028-06550
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 39,386 | $98,714,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 291,802 | $79,049,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 193,348 | $57,682,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 345,911 | $53,803,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 13,863 | $47,691,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 167,260 | $44,886,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 174,793 | $40,870,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 180,303 | $39,654,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 320,041 | $38,223,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 259,377 | $37,565,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 123,147 | $35,427,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 182,635 | $34,184,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 439,220 | $34,149,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 132,860 | $33,720,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 171,526 | $33,465,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 225,012 | $33,319,000 | thousands by filing date | |
| NEWPARK RES INC | 651718AE8 | NOTE 4.000%12/0 | 33,296,000 | $33,130,000 | thousands by filing date | principal |
| Home Depot, Inc | 437076102 | COM | 98,918 | $31,544,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 209,959 | $31,368,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 252,863 | $31,355,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 314,030 | $30,841,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 326,115 | $30,632,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 184,217 | $30,347,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 139,739 | $30,238,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 211,864 | $30,170,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 185,941 | $26,839,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 36,912 | $26,630,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 274,065 | $25,006,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 60,433 | $24,282,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 106,388 | $24,126,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 85,206 | $23,499,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 102,144 | $21,026,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 19,530,000 | $20,825,000 | thousands by filing date | principal |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 20,566,000 | $20,477,000 | thousands by filing date | principal |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 54,391 | $20,312,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 132,330 | $19,467,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052WAA2 | NOTE 2.750% 7/0 | 19,767,000 | $19,319,000 | thousands by filing date | principal |
| NextEra Energy,Inc. | 65339F101 | COM | 244,801 | $17,939,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 106,250 | $17,267,000 | thousands by filing date | |
| NCL CORP LTD | 62886HAT8 | NOTE 6.000% 5/1 | 6,995,000 | $16,270,000 | thousands by filing date | principal |
| EZCORP INC | 302301AF3 | NOTE2.875% 7/0 | 16,835,000 | $16,098,000 | thousands by filing date | principal |
| AZENTA INC | 114340102 | COM | 152,285 | $14,510,000 | thousands by filing date | |
| CONMED CORP | 207410AF8 | BOND | 8,930,000 | $14,433,000 | thousands by filing date | principal |
| INTEGRA LIFESCIENCES HLDGS C | 457985AM1 | NOTE 0.500% 8/1 | 13,000,000 | $14,416,000 | thousands by filing date | principal |
| FIVE9 INC | 338307101 | COM | 77,070 | $14,134,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 271,355 | $13,739,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 143,985 | $13,625,000 | thousands by filing date | |
| ETSY INC | 29786AAJ5 | NOTE 0.125%10/0 | 5,576,000 | $13,388,000 | thousands by filing date | principal |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 125,845 | $13,302,000 | thousands by filing date | |
| ZENDESK INC | 98936JAD3 | NOTE 0.625% 6/1 | 9,000,000 | $13,152,000 | thousands by filing date | principal |
| CERENCE INC COM | 156727109 | Stock | 118,365 | $12,631,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW COM | 33767E202 | Stock | 72,445 | $12,407,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 77,245 | $12,305,000 | thousands by filing date | |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 260,700 | $12,214,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 124,185 | $12,096,000 | thousands by filing date | |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 7,875,000 | $11,965,000 | thousands by filing date | principal |
| ONTO INNOVATION INC COM | 683344105 | Stock | 161,187 | $11,773,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 41,895 | $11,501,000 | thousands by filing date | |
| KODIAK SCIENCES INC | 50015M109 | COM | 113,775 | $10,581,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 9,050,000 | $10,351,000 | thousands by filing date | principal |
| ACCOLADE INC | 00437E102 | COM | 190,520 | $10,347,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 64,795 | $10,214,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 54,895 | $9,705,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 92,437 | $9,682,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AU3 | NOTE 2.000% 2/1 | 8,500,000 | $9,529,000 | thousands by filing date | principal |
| JAZZ INVESTMENTS I LTD | 472145AF8 | NOTE 2.000% 6/1 | 7,000,000 | $9,345,000 | thousands by filing date | principal |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 57,933 | $8,930,000 | thousands by filing date | |
| EZCORP INC | 302301AE6 | NOTE 2.375% 5/0 | 10,000,000 | $8,913,000 | thousands by filing date | principal |
| CALLAWAY GOLF CO | 131193104 | COM | 261,950 | $8,836,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 40,660 | $8,789,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 288,315 | $8,776,000 | thousands by filing date | |
| SUNNOVA ENERGY INTERNATIONAL I | 86745K104 | COM | 232,325 | $8,749,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 25,117 | $8,734,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 127,560 | $8,692,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379AA9 | NOTE | 8,400,000 | $8,621,000 | thousands by filing date | principal |
| PROGYNY INC COM | 74340E103 | Stock | 141,060 | $8,323,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 128,120 | $8,210,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 276,325 | $7,872,000 | thousands by filing date | |
| TURNING PT THERAPEUTICS | 90041T108 | COM | 94,660 | $7,385,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 50,080 | $7,243,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 83,295 | $6,923,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AD3 | NOTE 1.500% 8/1 | 6,000,000 | $6,608,000 | thousands by filing date | principal |
| RAMBUS INC DEL | 750917AG1 | NOTE 1.375% 2/0 | 5,000,000 | $6,607,000 | thousands by filing date | principal |
| NEKTAR THERAPEUTICS | 640268108 | COM | 373,368 | $6,407,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 6,290,000 | $6,321,000 | thousands by filing date | principal |
| BANDWIDTH INC | 05988J103 | COM CL A | 45,215 | $6,236,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 170,595 | $6,189,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC | 194693AB3 | NOTE 4.000% 6/0 | 3,000,000 | $6,163,000 | thousands by filing date | principal |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 81,555 | $6,137,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 71,371 | $5,955,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 29,420 | $5,686,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 66,623 | $5,662,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 31,475 | $5,601,000 | thousands by filing date | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 145,705 | $5,598,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 34,897 | $4,779,000 | thousands by filing date | |
| INARI MED INC | 45332Y109 | COM | 50,720 | $4,731,000 | thousands by filing date | |
| EARGO INC | 270087109 | COM | 116,475 | $4,649,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 82,410 | $4,627,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 27,955 | $4,523,000 | thousands by filing date | |
| ALTERYX INC | 02156BAF0 | BOND | 4,647,000 | $4,397,000 | thousands by filing date | principal |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,783 | $4,354,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 24,425 | $4,205,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 35,460 | $4,026,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 27,590 | $3,754,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 15,616 | $3,584,000 | thousands by filing date | |
| ALX ONCOLOGY HOLDINGS INC | 00166B105 | COMMON STOCK | 60,875 | $3,329,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 7 | $2,930,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 21,645 | $2,920,000 | thousands by filing date | |
| AKOYA BIOSCIENCES INC COM | 00974H104 | Stock | 140,688 | $2,721,000 | thousands by filing date | |
| SPROUT SOCIAL INC COM CL A | 85209W109 | Stock | 18,665 | $1,669,000 | thousands by filing date | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 57,144 | $1,506,000 | thousands by filing date | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 50,000 | $1,386,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 4,337 | $1,205,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 4,000 | $1,200,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 2,920 | $1,149,000 | thousands by filing date | principal |
| EXXON MOBIL CORP | 30231G102 | COM | 12,493 | $789,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 3,645 | $641,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 6,215 | $621,000 | thousands by filing date | principal |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1,020 | $515,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 3,421 | $505,000 | thousands by filing date | principal |
| Wells Fargo & Company | 949746101 | COM | 9,755 | $442,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 5,208 | $405,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 7,730 | $396,000 | thousands by filing date | principal |
| Lowes Companies,Inc. | 548661107 | COM | 2,000 | $388,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 927 | $374,000 | thousands by filing date | principal |
| LYFT INC | 55087P104 | CL A COM | 6,099 | $369,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 3,186 | $356,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 1,290 | $348,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 6,524 | $344,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 3,011 | $339,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 800 | $317,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 812 | $288,000 | thousands by filing date | principal |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 3,531 | $276,000 | thousands by filing date | principal |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 2,560 | $270,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 442 | $259,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 2,339 | $244,000 | thousands by filing date | principal |
| Airbnb, Inc. Class A | 009066101 | COM | 1,515 | $232,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 2,160 | $231,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 2,532 | $229,000 | thousands by filing date | principal |
| Abbott Laboratories | 002824100 | COM | 1,940 | $225,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 250 | $200,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 15,021 | $167,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-21-002537 | this filing | 2021-08-16 | acceptance time not in the bulk data set |