13F-HR filed by Cetera Investment Advisers
Cetera Investment Advisers filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-13, with 1,773 holding rows worth $6,226,232,000.
- Accession
- 0001085146-21-002476
- Filer
- CIK 1666741
- Filed
- 2021-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 1,773 entries on the cover page, a total value of $6,226,232,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $6,226,232,000 with VALUE read as thousands by filing date, 13F file number 028-17296. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 2,059 | $262,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 7,627 | $261,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 31,167 | $261,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q460 | CMN | 3,441 | $261,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 2,613 | $260,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 20,786 | $260,000 | thousands by filing date | |
| INSPIRE CORPORATE BOND ETF | 66538H633 | ETF | 9,846 | $259,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 3,965 | $259,000 | thousands by filing date | |
| MULTIPLAN CORPORATION | 62548M100 | COM | 27,097 | $258,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 28,912 | $257,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 15,376 | $257,000 | thousands by filing date | |
| LEMONADEINC | 52567D107 | STOK | 2,333 | $255,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 14,014 | $255,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 4,404 | $255,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F698 | FT VEST US EQT | 7,828 | $255,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 24,473 | $254,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 2,182 | $254,000 | thousands by filing date | |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 21,828 | $254,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 4,927 | $254,000 | thousands by filing date | |
| iShares U.S. Infrastructure ETF | 46435U713 | SHS | 7,177 | $253,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW COM | 33767E202 | Stock | 1,475 | $253,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 4,837 | $253,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 2,440 | $253,000 | thousands by filing date | |
| RH | 74967X103 | COM | 372 | $253,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 2,018 | $253,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 3,856 | $253,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F623 | FT VEST US EQT | 7,690 | $252,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 22,021 | $252,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 4,413 | $251,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 3,596 | $251,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 38,919 | $251,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 5,444 | $249,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 2,158 | $249,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 3,018 | $249,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 12,662 | $249,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 5,245 | $248,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 1,402 | $248,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 3,553 | $248,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 55,523 | $248,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 7,283 | $248,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 16,912 | $247,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 17,095 | $247,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 13,200 | $247,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X214 | EMERG MKTS ESG | 6,278 | $247,000 | thousands by filing date | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 14,713 | $246,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 587 | $246,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 41,305 | $246,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 3,240 | $246,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 12,979 | $246,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 10,022 | $245,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 49 | $244,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 2,915 | $242,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 4,936 | $242,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 1,729 | $242,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 3,890 | $241,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 2,355 | $241,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 2,096 | $240,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 13,441 | $240,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 15,252 | $240,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 1,623 | $239,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 2,101 | $239,000 | thousands by filing date | |
| UPSTARTHLDGSINC | 91680M107 | STOK | 1,904 | $238,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 1,152 | $238,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 2,772 | $238,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 1,945 | $238,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 68,601 | $237,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 2,835 | $236,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 13,944 | $236,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 1,283 | $235,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 7,046 | $234,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 3,823 | $234,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E764 | ARMOR US EQT IDX | 9,500 | $234,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 1,165 | $233,000 | thousands by filing date | |
| FUBOTV INC | 35953D104 | COM | 7,268 | $233,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 4,628 | $233,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 4,318 | $232,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 10,732 | $232,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 19,850 | $232,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C649 | US EQTY ULTRA B | 8,250 | $232,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 15,160 | $231,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 3,791 | $231,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 1,042 | $231,000 | thousands by filing date | |
| JANUS HENDERSON SMALL/MID CAP GROWTH ALPHA ETF | 47103U209 | ETF | 3,418 | $231,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 4,374 | $229,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 789 | $229,000 | thousands by filing date | |
| ISHARES TR | 46436E551 | ESG SELECT SCRE | 6,184 | $229,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E586 | KBW PPTY CASUT | 3,010 | $229,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 9,605 | $228,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 3,793 | $227,000 | thousands by filing date | |
| INVESCO | 46138J882 | EXCHANGE TRADED | 10,510 | $227,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 3,020 | $226,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 4,440 | $226,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 4,102 | $226,000 | thousands by filing date | |
| INVESCO | 46090C305 | EXCHANGE TRADED | 3,899 | $226,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G732 | MOONSHOT INNOVAT | 6,165 | $226,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 13,415 | $225,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 1,562 | $225,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 5,084 | $225,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 12,428 | $225,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 2,336 | $225,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767876 | EMRNG MKT CONS | 6,738 | $225,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 13,211 | $224,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 3,492 | $223,000 | thousands by filing date | |
| SPROTT ETF TRUST | 85210B102 | GOLD MINERS ETF | 7,889 | $223,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 21,919 | $223,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 3,372 | $222,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 1,426 | $222,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 4,158 | $222,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 9,189 | $222,000 | thousands by filing date | |
| INNOVATOR ETFS TR | 45782C136 | DOUBLE STACKR 9 | 8,112 | $222,000 | thousands by filing date | |
| ROBLOX CORP CL A | 771049103 | Stock | 2,460 | $221,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 12,161 | $221,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 5,963 | $220,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 6,387 | $220,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 3,550 | $220,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 339 | $219,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 4,130 | $219,000 | thousands by filing date | |
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 6,579 | $219,000 | thousands by filing date | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 2,343 | $219,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C557 | US EQTY BUF DEC | 6,581 | $219,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 9,080 | $218,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 4,078 | $217,000 | thousands by filing date | |
| DBX ETF TR | 233051242 | CMN | 5,442 | $217,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 2,069 | $216,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 3,013 | $215,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 8,224 | $215,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 10,425 | $215,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 2,200 | $215,000 | thousands by filing date | |
| QUALTRICS INTL INC | 747601201 | COM CL A | 5,620 | $215,000 | thousands by filing date | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 3,104 | $214,000 | thousands by filing date | |
| DATADOGINCCLASSA | 23804L103 | STOK | 2,049 | $213,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 1,100 | $213,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 9,720 | $213,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 1,301 | $213,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 2,596 | $213,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 6,526 | $213,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 22,792 | $212,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 3,008 | $212,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 1,205 | $212,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 1,400 | $211,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 13,690 | $211,000 | thousands by filing date | |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 4,764 | $211,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 3,492 | $210,000 | thousands by filing date | |
| EVERGY INC COM | 30034W106 | Stock | 3,480 | $210,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 3,561 | $210,000 | thousands by filing date | |
| iShares High Yield Systematic Bond ETF | 46435G250 | SHS | 4,012 | $209,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 10,144 | $209,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 14,777 | $209,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 4,108 | $208,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 4,449 | $208,000 | thousands by filing date | |
| iShares Future AI & Tech ETF | 46435U556 | SHS | 4,614 | $207,000 | thousands by filing date | |
| CARLYLE GROUP INC COM | 14316J108 | Stock | 4,452 | $207,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 3,359 | $207,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 14,887 | $207,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 16,426 | $207,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 4,470 | $206,000 | thousands by filing date | |
| GENMAB A/S | 372303206 | Ordinary Shares, nominal value DKK 1 per share | 5,027 | $205,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 1,929 | $205,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E420 | CMN | 4,484 | $205,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 3,332 | $204,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L670 | CRE SLCT BD FD | 7,743 | $204,000 | thousands by filing date | |
| PROSHARES TR | 74347B540 | MSCI EUR DIV | 3,927 | $204,000 | thousands by filing date | |
| FIRST EAGLE ALTR CAP BDC INC | 26943B100 | COM | 44,816 | $204,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 18,503 | $203,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 1,225 | $203,000 | thousands by filing date | |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 835 | $202,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 2,717 | $202,000 | thousands by filing date | |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 23,890 | $202,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 11,510 | $202,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 7,905 | $202,000 | thousands by filing date | |
| EQUITABLE HLDGS INC COM | 29452E101 | Stock | 6,593 | $201,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 5,539 | $201,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 2,664 | $201,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 5,508 | $201,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 3,880 | $200,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 1,009 | $200,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 10,566 | $198,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 33,371 | $197,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 12,892 | $195,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 18,844 | $192,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 11,349 | $190,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 17,252 | $190,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 18,468 | $189,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 16,065 | $188,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 17,505 | $187,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 10,030 | $187,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 19,157 | $186,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 12,811 | $181,000 | thousands by filing date | |
| TELEFONICA BRASIL SA | 87936R205 | SPONSORED ADS | 21,079 | $179,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 12,345 | $175,000 | thousands by filing date | |
| DIGITALBRIDGE GROUP INC | 25401T108 | CL A COM | 21,819 | $172,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 20,312 | $171,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 21,321 | $170,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 56,540 | $167,000 | thousands by filing date | |
| AST SPACEMOBILE INC COM CL A | 00217D100 | Stock | 12,458 | $161,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 10,730 | $159,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 12,340 | $153,000 | thousands by filing date | |
| BIONANO GENOMICS INC | 09075F107 | COM | 20,705 | $152,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 23,778 | $151,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 13,255 | $151,000 | thousands by filing date | |
| AVEANNA HEALTHCARE HLDGS INC | 05356F105 | COM | 12,128 | $150,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 11,255 | $149,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 10,604 | $148,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 15,322 | $147,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 12,941 | $142,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 20,650 | $140,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 20,967 | $140,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 13,152 | $134,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 11,830 | $134,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 11,019 | $132,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 10,319 | $126,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 13,247 | $125,000 | thousands by filing date | |
| GRANITESHARES PLATINUM TR | 38748T103 | SHS BEN INT | 11,878 | $125,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 11,450 | $123,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 27,213 | $121,000 | thousands by filing date | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 14,538 | $120,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 26,286 | $116,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 13,800 | $116,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 18,528 | $110,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 10,823 | $105,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 102,000 | $104,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 17,652 | $101,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 11,756 | $100,000 | thousands by filing date | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 10,226 | $100,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 21,365 | $100,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 28,000 | $99,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 10,817 | $95,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 10,641 | $93,000 | thousands by filing date | |
| META MATERIALS INC | 59134N104 | COM | 12,333 | $92,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 49,385 | $90,000 | thousands by filing date | |
| QUALIGEN THERAPEUTICS INC | 74754R103 | COM | 45,025 | $90,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 10,305 | $89,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 10,394 | $86,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 15,640 | $83,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 32,047 | $82,000 | thousands by filing date | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 19,531 | $82,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 12,808 | $80,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 14,125 | $79,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 12,000 | $76,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 13,904 | $75,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 10,720 | $74,000 | thousands by filing date | |
| PRESIDIO PPTY TR INC | 74102L303 | COM CL A | 18,557 | $73,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 11,275 | $68,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 11,400 | $65,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 15,972 | $64,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 15,610 | $63,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 18,751 | $62,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 11,795 | $62,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 24,000 | $58,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 50,000 | $54,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 10,471 | $53,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 11,084 | $47,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 10,020 | $44,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 16,230 | $39,000 | thousands by filing date | |
| TCP Cap Corp Sr Conv Nt | 87238qad5 | CONV | 31,000 | $32,000 | thousands by filing date | |
| NEWAGE INC | 650194103 | COMMON STOCK | 11,675 | $26,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147UAB3 | NOTE 4.500% 4/0 | 21,000 | $21,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 25,000 | $19,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 10,000 | $18,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 600 | $17,000 | thousands by filing date | call |
| BLACKROCK SCIENCE & TECHNOLO | 09258G112 | RIGHT 07/14/2021 | 16,732 | $11,000 | thousands by filing date | |
| GABELLI EQUITY TR INC | 362397218 | RIGHT 07/14/2021 | 84,400 | $10,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 700 | $6,000 | thousands by filing date | put |
| IT TECH PACKAGING INC | 46527C100 | COM NEW | 13,000 | $6,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 300 | $2,000 | thousands by filing date | put |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 1,300 | $2,000 | thousands by filing date | put |
| Coca-Cola Company | 191216100 | COM | 500 | $1,000 | thousands by filing date | put |
| ISHARES TR | 464287168 | COM | 300 | $1,000 | thousands by filing date | put |
| Apple Inc | 037833100 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| iShares Gold Trust | 464285204 | COM | 300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Johnson & Johnson | 478160104 | COM | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| FORD MTR CO COM | 345370860 | Stock | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| GENERAL MILLS INC COM | 370334104 | Stock | 300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-21-002476 | this filing | 2021-08-13 | acceptance time not in the bulk data set |