13F-HR filed by Cetera Advisor Networks LLC
Cetera Advisor Networks LLC filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-13, with 1,901 holding rows worth $7,089,882,000.
- Accession
- 0001085146-21-002474
- Filer
- CIK 1534468
- Filed
- 2021-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 1,901 entries on the cover page, a total value of $7,089,882,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $7,089,882,000 with VALUE read as thousands by filing date, 13F file number 028-14619. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 10,263 | $300,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 1,879 | $299,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 16,107 | $299,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 8,060 | $299,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 26,962 | $299,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 11,455 | $299,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 2,613 | $298,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 4,393 | $297,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 2,055 | $297,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 15,973 | $297,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 4,490 | $296,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 9,138 | $295,000 | thousands by filing date | |
| PROSHARES TR | 74348A145 | PET CARE ETF | 3,643 | $295,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 11,849 | $294,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 2,174 | $293,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 7,082 | $293,000 | thousands by filing date | |
| EHANG HLDGS LTD ADS | 26853E102 | ADR | 6,800 | $292,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 2,166 | $292,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 1,675 | $291,000 | thousands by filing date | |
| CARTER BANKSHARES INC | 146103106 | COMMON STOCK | 23,257 | $291,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 4,331 | $290,000 | thousands by filing date | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 2,737 | $290,000 | thousands by filing date | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 5,774 | $290,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C391 | US EQTY BUFR MAR | 8,827 | $290,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 4,275 | $289,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 4,255 | $289,000 | thousands by filing date | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 13,151 | $289,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H805 | RARE EAR STR ETF | 3,379 | $287,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 16,560 | $287,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 21,548 | $286,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 5,695 | $285,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 15,432 | $285,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 7,391 | $285,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 12,768 | $284,000 | thousands by filing date | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 17,115 | $284,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 4,742 | $283,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 618 | $283,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935607 | US MULTIFACTOR | 2,805 | $283,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 3,131 | $282,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 7,003 | $281,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 188 | $281,000 | thousands by filing date | |
| INDIE SEMICONDUCTOR INC | 45569U101 | CLASS A COM | 28,460 | $281,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 771 | $279,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 23,407 | $279,000 | thousands by filing date | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 6,288 | $278,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 16,516 | $277,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 2,935 | $277,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 18,808 | $277,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 6,801 | $277,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 7,631 | $277,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 2,844 | $276,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 17,302 | $276,000 | thousands by filing date | |
| WILLSCOT HLDGS CORP | 971378104 | COM CL A | 9,889 | $276,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V449 | S&P 100 EQL WIGH | 3,420 | $276,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 12,180 | $275,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 12,078 | $275,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 3,290 | $275,000 | thousands by filing date | |
| SPROTT ETF TRUST | 85210B201 | JR GOLD MINERS E | 6,243 | $275,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 19,309 | $275,000 | thousands by filing date | |
| CLOVER HEALTH INVESTMENTS CO | 18914F111 | *W EXP 04/21/202 | 54,000 | $275,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 32,299 | $274,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 7,151 | $274,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 2,568 | $273,000 | thousands by filing date | |
| HOWMET AEROSPACE INC COM | 443201108 | Stock | 7,934 | $273,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 4,162 | $273,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 6,941 | $273,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 31,129 | $273,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 1,784 | $272,000 | thousands by filing date | |
| YETI HLDGS INC COM | 98585X104 | Stock | 2,965 | $272,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 11,488 | $272,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 7,846 | $272,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 6,668 | $272,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 3,112 | $271,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 7,115 | $271,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45783Y202 | FUND | 9,960 | $271,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 10,574 | $270,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 2,042 | $269,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 1,823 | $269,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 1,210 | $268,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 9,606 | $268,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y768 | STAR GLOB BUYW | 6,721 | $268,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 1,954 | $267,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 5,847 | $267,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 7,169 | $267,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 2,967 | $267,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 19,491 | $267,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 4,110 | $267,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 3,982 | $267,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 1,376 | $265,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 1,524 | $265,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y453 | PURE US CANNABIS | 6,610 | $264,000 | thousands by filing date | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 3,383 | $264,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 2,003 | $264,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 3,443 | $264,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 3,298 | $263,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 2,638 | $263,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 1,487 | $263,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 617 | $263,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 1,705 | $263,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 473 | $263,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 599 | $262,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 5,692 | $262,000 | thousands by filing date | |
| ISHARES TR | 46435U333 | FOCUSD VAL FAC | 4,762 | $261,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 2,442 | $259,000 | thousands by filing date | |
| ALCON AG ORD SHS | H01301128 | Stock | 3,696 | $259,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 14,236 | $258,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 17,177 | $257,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 7,360 | $256,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 3,814 | $256,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 3,435 | $256,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 5,034 | $255,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 3,247 | $255,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 5,806 | $253,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 23,893 | $253,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 1,138 | $253,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 21,160 | $253,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 4,725 | $252,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 2,413 | $252,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 6,228 | $251,000 | thousands by filing date | |
| PACER TRENDPILOT INTERNATIONAL ETF | 69374H683 | ETF | 8,685 | $251,000 | thousands by filing date | |
| SPACE EX TECH SPACEX CLASS A | 19423L672 | Equity | 8,625 | $251,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 9,795 | $251,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 3,220 | $250,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 2,703 | $250,000 | thousands by filing date | |
| PACER FDS TR | 69374H568 | SWAN SOS FD OF | 11,368 | $250,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 830 | $249,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 10,857 | $249,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 5,539 | $249,000 | thousands by filing date | |
| MARA HOLDINGS INC COM | 565788106 | Stock | 7,905 | $248,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 5,628 | $248,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 6,570 | $247,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 13,403 | $247,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 2,182 | $246,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 4,271 | $246,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P301 | MUNI HI INCM ETF | 4,359 | $245,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 4,667 | $245,000 | thousands by filing date | |
| CORSAIR GAMING INC | 22041X102 | COM | 7,364 | $245,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 19,785 | $245,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R697 | SP KENSHO INFRA | 5,120 | $245,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 24,244 | $245,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F BETABUILDERS EUR | 46641Q191 | BETABUILDERS EUR | 4,160 | $244,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 5,628 | $244,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 7,631 | $243,000 | thousands by filing date | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 21,125 | $243,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 2,251 | $243,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 4,666 | $243,000 | thousands by filing date | |
| MGC | 921910873 | COM | 1,590 | $242,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 19,653 | $242,000 | thousands by filing date | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 4,213 | $241,000 | thousands by filing date | |
| SEAGEN INC | 81181C104 | COM | 1,524 | $241,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E180 | S&P SMLCP DISC | 2,052 | $241,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 28,635 | $240,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 15,000 | $240,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 11,479 | $239,000 | thousands by filing date | |
| SPHERE ENTERTAINMENT CO CL A | 55826T102 | Stock | 2,851 | $239,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 4,613 | $239,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767827 | ELEC VEH FUTUR | 5,125 | $239,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 4,567 | $239,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 14,180 | $238,000 | thousands by filing date | |
| ROOT INC | 77664L108 | COMMON STOCK | 22,032 | $238,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 14,106 | $237,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 2,212 | $237,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 9,119 | $236,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 1,919 | $236,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 9,564 | $236,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 4,439 | $236,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 170 | $236,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 5,180 | $235,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 39,323 | $234,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 6,843 | $234,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F409 | INCOME OPPRTNTES | 9,198 | $234,000 | thousands by filing date | |
| HEALTH ASSURANCE ACQUISITION | 42226W208 | UNIT 99/99/9999 | 22,500 | $234,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 3,952 | $233,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 6,079 | $233,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 5,034 | $233,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 15,700 | $232,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 4,742 | $231,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 3,167 | $231,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 1,227 | $230,000 | thousands by filing date | |
| UNITY SOFTWARE INC COM | 91332U101 | Stock | 2,090 | $230,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MLP FUND, I | 184692200 | COM | 7,854 | $230,000 | thousands by filing date | |
| LISTED FD TR | 53656F466 | MORGAN CREEK | 11,000 | $230,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 17,292 | $229,000 | thousands by filing date | |
| TC ENERGY CORP | 87807B107 | COM | 4,629 | $229,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR INDUSTRIALS ETF | 47804J883 | ETF | 4,438 | $229,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 4,336 | $228,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 7,753 | $228,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 1,975 | $228,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C698 | US EQUT BUFR AUG | 7,226 | $228,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F656 | FT VEST INTE | 10,607 | $228,000 | thousands by filing date | |
| NOV INC | 62955J103 | COM | 14,863 | $228,000 | thousands by filing date | |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 9,012 | $227,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 2,055 | $227,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E529 | NY AMT FRE MUN | 8,602 | $227,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 1,861 | $227,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 24,133 | $225,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 2,200 | $225,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 7,185 | $225,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 14,725 | $225,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P871 | CMN | 7,100 | $224,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742A669 | IPATH SHILR CAPE | 10,680 | $224,000 | thousands by filing date | |
| DECARBONIZATION PLUS ACQU II | 24279D105 | CLASS A COM | 21,600 | $224,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 36,250 | $223,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 1,909 | $222,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 12,605 | $222,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F649 | FT VEST NAS | 10,198 | $222,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 10,777 | $221,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 3,436 | $221,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 4,059 | $221,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 1,783 | $220,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 14,494 | $219,000 | thousands by filing date | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 4,055 | $219,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 8,622 | $219,000 | thousands by filing date | |
| VELODYNE LIDAR INC | 92259F101 | COM | 20,613 | $219,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 856 | $218,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 4,174 | $218,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 1,045 | $218,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 5,196 | $218,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 39,200 | $218,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 4,675 | $217,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 1,312 | $216,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 1,810 | $215,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F BETABULDRS JAPAN | 46641Q217 | BETABULDRS JAPAN | 3,804 | $215,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 11,627 | $215,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 7,154 | $214,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 4,164 | $214,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 3,483 | $214,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 12,842 | $214,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 10,050 | $213,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 3,597 | $213,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 5,865 | $213,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 4,749 | $213,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 14,908 | $212,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 2,953 | $211,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 2,252 | $211,000 | thousands by filing date | |
| AFFIRM HLDGS INC COM CL A | 00827B106 | Stock | 3,128 | $211,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 6,681 | $211,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 2,239 | $211,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 1,295 | $210,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C276 | GRWT100 PWR BUF | 4,555 | $210,000 | thousands by filing date | |
| INNOVATOR TR ETF S&P 500 ULTRA BUFFER ETF JUNE | 45782C730 | ETF | 7,326 | $210,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N691 | VICTORYSHS US | 5,487 | $209,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 3,921 | $208,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 5,581 | $208,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 11,948 | $208,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 11,404 | $207,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 1,503 | $207,000 | thousands by filing date | |
| ISHARES TR | 46435U366 | CMN | 4,172 | $207,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 11,088 | $206,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 1,726 | $205,000 | thousands by filing date | |
| ISHARES TR | 46434V514 | MSCI CHINA A | 4,633 | $205,000 | thousands by filing date | |
| GRANITESHARES PLATINUM TR | 38748T103 | SHS BEN INT | 19,379 | $205,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 3,833 | $204,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 2,826 | $203,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 9,980 | $203,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 4,485 | $203,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45783Y608 | GROWT ACCEL ETF | 7,300 | $203,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 7,293 | $202,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 2,387 | $202,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 435 | $202,000 | thousands by filing date | |
| O'Shares FTSE U.S. Quality Divid | 67110P407 | COM | 4,799 | $202,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 5,147 | $201,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 10,554 | $201,000 | thousands by filing date | |
| VEREIT INC | 92339V308 | COM | 4,379 | $201,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 4,105 | $201,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 3,232 | $200,000 | thousands by filing date | |
| SPRUCE POWER HOLDING CORP | 9837FR100 | COMMON STOCK | 23,800 | $198,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 20,948 | $196,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 13,937 | $196,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 12,495 | $195,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 15,334 | $195,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K105 | COM | 46,675 | $193,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 13,390 | $193,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 25,500 | $191,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 21,398 | $189,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 11,801 | $187,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 21,673 | $187,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 12,371 | $187,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 12,397 | $186,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 28,892 | $183,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 15,771 | $182,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 44,740 | $182,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 10,493 | $179,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 10,125 | $179,000 | thousands by filing date | |
| IRONSOURCE LTD NPV | M5R75Y101 | CL A ORD SHS | 17,000 | $179,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 11,915 | $177,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 20,691 | $174,000 | thousands by filing date | |
| GENIUS SPORTS LIMITED | G3934V117 | *W EXP 04/30/202 | 21,500 | $171,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 23,716 | $170,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 17,246 | $168,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 11,186 | $168,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 10,601 | $167,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 10,222 | $167,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 21,959 | $166,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 12,071 | $166,000 | thousands by filing date | |
| ZEVRA THERAPEUTICS INC COM NEW | 488445206 | Stock | 12,900 | $165,000 | thousands by filing date | |
| PAYONEER GLOBAL INC COM | 70451X104 | Stock | 15,800 | $164,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 12,502 | $163,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 28,745 | $163,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 36,207 | $162,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 26,203 | $161,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 11,186 | $158,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 24,655 | $158,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 11,366 | $157,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 15,000 | $156,000 | thousands by filing date | |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 10,494 | $152,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E164 | S&P SMLCP ENGY | 18,963 | $152,000 | thousands by filing date | |
| THE BEACHBODY COMPANY INC | 073463101 | COM | 14,386 | $150,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 13,402 | $147,000 | thousands by filing date | |
| Global X Cannabis ETF | 37954Y426 | EX TRD EQ FD | 10,666 | $147,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 14,600 | $145,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 19,003 | $145,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 15,681 | $144,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 10,122 | $143,000 | thousands by filing date | |
| LIGHTNING EMOTORS INC | 53228T101 | COM | 17,200 | $143,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 22,935 | $139,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 16,400 | $136,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 19,250 | $135,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 21,458 | $131,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 14,750 | $129,000 | thousands by filing date | |
| RUSH STREET INTERACTIVE INC | 782011100 | COM | 10,535 | $129,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 16,350 | $129,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 43,000 | $129,000 | thousands by filing date | |
| ACE Convergence Acquisition Corp | G0083D120 | COM | 12,700 | $126,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 11,782 | $125,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 12,353 | $125,000 | thousands by filing date | |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 14,537 | $123,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 13,939 | $123,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 10,772 | $122,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 13,337 | $121,000 | thousands by filing date | |
| PORTMAN RIDGE FIN CORP | 73688F102 | COM | 50,212 | $120,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 22,644 | $120,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 12,500 | $120,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 18,694 | $120,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 11,900 | $119,000 | thousands by filing date | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 12,100 | $118,000 | thousands by filing date | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 22,709 | $118,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 12,000 | $117,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 15,300 | $115,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 11,800 | $114,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 11,850 | $114,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 10,562 | $113,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 11,191 | $111,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 10,939 | $111,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 107,000 | $110,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 15,077 | $108,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 18,807 | $105,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 20,718 | $102,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 12,222 | $97,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 24,343 | $95,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 11,887 | $95,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 16,152 | $93,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103877 | COM SHS | 20,100 | $92,000 | thousands by filing date | |
| TDH HLDGS INC SHS NEW | G87084102 | Stock | 33,817 | $89,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 10,071 | $87,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 13,400 | $86,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 9,571 | $85,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 20,965 | $82,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 75,000 | $81,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 10,713 | $80,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 10,141 | $80,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 11,100 | $73,000 | thousands by filing date | |
| NEW YORK MTG TRUST | 649604AD7 | NOTE 6.250% 1/1 | 68,750 | $70,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 16,175 | $66,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 20,000 | $66,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 15,300 | $62,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 17,815 | $60,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 14,000 | $59,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 12,000 | $56,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 13,537 | $55,000 | thousands by filing date | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 12,445 | $52,000 | thousands by filing date | |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 14,000 | $49,000 | thousands by filing date | |
| RENOVARE ENVIRONMENTAL I | 09074B107 | COM | 32,300 | $47,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 12,500 | $37,000 | thousands by filing date | |
| GABELLI EQUITY TR INC | 362397218 | RIGHT 07/14/2021 | 275,620 | $32,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 15,900 | $26,000 | thousands by filing date | put |
| SAVARA INC | 805111101 | COM | 15,000 | $26,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 10,000 | $25,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 17,200 | $22,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 10,000 | $17,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 11,795 | $16,000 | thousands by filing date | |
| United States Oil Fund LP | 91232N207 | COM | 2,600 | $13,000 | thousands by filing date | call |
| TONIX PHARMACEUTICALS HOLDIN | 890260706 | COM | 12,000 | $13,000 | thousands by filing date | |
| Cinedigm Corp CL A | 172406209 | COM NEW | 10,000 | $13,000 | thousands by filing date | |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 10,000 | $11,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G112 | RIGHT 07/14/2021 | 15,423 | $10,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 3,800 | $9,000 | thousands by filing date | call |
| YAMANA GOLD INC | 98462Y100 | COM | 26,000 | $8,000 | thousands by filing date | call |
| Advanced Micro Devices,Inc. | 007903107 | COM | 200 | $2,000 | thousands by filing date | call |
| INVESCO QQQ TR | 46090E103 | COM | 500 | $2,000 | thousands by filing date | put |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 100 | $2,000 | thousands by filing date | call |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 200 | $2,000 | thousands by filing date | call |
| BALL CORP | 058498106 | COM | 1,300 | $2,000 | thousands by filing date | put |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 200 | $2,000 | thousands by filing date | call |
| Altria Group Inc | 02209S103 | COM | 500 | $1,000 | thousands by filing date | call |
| USBANCORPDEL | 902973304 | COM NEW | 100 | $1,000 | thousands by filing date | call |
| USBANCORPDEL | 902973304 | COM NEW | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CUBESMART COM | 229663109 | REIT | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CUBESMART COM | 229663109 | REIT | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| FUELCELL ENERGY INC | 35952H601 | COM | 10,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SmileDirectClub Inc | 83192H106 | COM | 2,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-21-002474 | this filing | 2021-08-13 | acceptance time not in the bulk data set |