13F-HR filed by DLD Asset Management, LP
DLD Asset Management, LP filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-13, with 145 holding rows worth $1,438,916,000.
- Accession
- 0001085146-21-002465
- Filer
- CIK 1578299
- Filed
- 2021-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 145 entries on the cover page, a total value of $1,438,916,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,438,916,000 with VALUE read as thousands by filing date, 13F file number 028-17749. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NCL CORP LTD | 62886HAT8 | NOTE 6.000% 5/1 | 44,364,000 | $103,482,000 | thousands by filing date | principal |
| WAYFAIR INC | 94419LAF8 | NOTE 1.000% 8/1 | 37,110,000 | $81,897,000 | thousands by filing date | principal |
| UNITED STATES STL CORP | 912909AT5 | NOTE 5.000%11/0 | 36,625,000 | $74,440,000 | thousands by filing date | principal |
| SLACK TECHNOLOGIES INC | 83088VAB8 | NOTE 0.500% 4/1 | 47,632,000 | $72,162,000 | thousands by filing date | principal |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 46,700,000 | $70,926,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 39,367,000 | $52,897,000 | thousands by filing date | principal |
| BLOOMIN BRANDS INC | 094235AB4 | NOTE 5.000% 5/0 | 20,082,000 | $48,787,000 | thousands by filing date | principal |
| WORLD WRESTLING ENTMT INC | 98156QAB4 | BOND | 19,930,000 | $47,832,000 | thousands by filing date | principal |
| NATERA INC | 632307AB0 | BOND | 15,090,000 | $45,817,000 | thousands by filing date | principal |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 20,316,000 | $45,813,000 | thousands by filing date | principal |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 27,648,000 | $45,757,000 | thousands by filing date | principal |
| NUANCE COMMUNICATIONS INC | 67020YAN0 | NOTE 1.250% 4/0 | 14,632,000 | $40,743,000 | thousands by filing date | principal |
| UNDER ARMOUR INC | 904311AC1 | NOTE 1.500% 6/0 | 17,572,000 | $34,683,000 | thousands by filing date | principal |
| GUESS INC | 401617AD7 | BOND | 25,322,000 | $31,652,000 | thousands by filing date | principal |
| AMERICAN AIRLINES GROUP INC | 02376RAF9 | NOTE 6.500% 7/0 | 18,000,000 | $28,305,000 | thousands by filing date | principal |
| VERADIGM INC | 01988PAF5 | BOND | 16,472,000 | $24,749,000 | thousands by filing date | principal |
| IHS MARKIT LTD | G47567105 | SHS | 214,138 | $24,125,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AD7 | NOTE 0.750% 7/0 | 15,572,000 | $22,735,000 | thousands by filing date | principal |
| LIVENT CORP | 53814LAB4 | BOND | 9,350,000 | $22,487,000 | thousands by filing date | principal |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 120,497 | $22,137,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 70,000 | $19,836,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC | 63845RAB3 | NOTE 2.500% 5/1 | 10,854,000 | $19,191,000 | thousands by filing date | principal |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 110,739 | $18,295,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 110,481 | $15,980,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 525,000 | $15,978,000 | thousands by filing date | put |
| Booking Holdings Inc. | 09857L108 | COM | 7,228 | $15,816,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 554,800 | $14,622,000 | thousands by filing date | put |
| STEM INC | 85859N110 | *W EXP 08/11/202 | 557,081 | $13,236,000 | thousands by filing date | call |
| COHERENT INC | 192479103 | COM | 50,000 | $13,217,000 | thousands by filing date | |
| WORKIVA INC | 98139AAB1 | NOTE 1.125% 8/1 | 8,500,000 | $13,005,000 | thousands by filing date | principal |
| ISTAR INC | 45031UCB5 | NOTE 3.125% 9/1 | 8,358,000 | $12,704,000 | thousands by filing date | principal |
| PROOFPOINT INC | 743424103 | COM | 70,344 | $12,223,000 | thousands by filing date | |
| ANZU SPECIAL ACQUISITIN CORP | 03737A101 | COM CL A | 1,175,000 | $11,435,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 129,000 | $11,001,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 364,800 | $10,726,000 | thousands by filing date | put |
| GUESS INC COM | 401617105 | Stock | 392,000 | $10,347,000 | thousands by filing date | put |
| M3 BRIGADE ACQUISITION II CO | 553800103 | COM CL A | 1,000,000 | $9,720,000 | thousands by filing date | |
| FIGURE ACQUISITION CORP I -A | 302438106 | COM CL A | 944,500 | $9,445,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 84,948 | $8,950,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 201,200 | $8,914,000 | thousands by filing date | call |
| TXNM ENERGY INC COM | 69349H107 | Stock | 180,055 | $8,781,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 6,370,000 | $8,369,000 | thousands by filing date | principal |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 8,106,000 | $8,291,000 | thousands by filing date | principal |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 110,922 | $7,667,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 89,000 | $7,546,000 | thousands by filing date | put |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 342,500 | $7,520,000 | thousands by filing date | put |
| BLOOMIN BRANDS INC | 094235108 | COM | 277,000 | $7,519,000 | thousands by filing date | put |
| AT HOME GROUP INC | 04650Y100 | COM | 200,000 | $7,368,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 20,100 | $6,965,000 | thousands by filing date | call |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 45,400 | $6,798,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 100,000 | $6,750,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 363,600 | $6,101,000 | thousands by filing date | |
| VEREIT INC | 92339V308 | COM | 125,000 | $5,741,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 354,687 | $5,625,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 70,000 | $5,411,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 70,000 | $5,383,000 | thousands by filing date | put |
| CANADIANNATLRYCOF | 136375102 | STOK | 50,000 | $5,276,000 | thousands by filing date | call |
| TALEND S A | 874224207 | ADS | 80,000 | $5,248,000 | thousands by filing date | |
| CONSTELLATION PHARMACEUTICALS INC. | 210373106 | Common Stock | 150,000 | $5,070,000 | thousands by filing date | |
| ATLAS CORP | Y0436Q109 | COM | 348,300 | $4,962,000 | thousands by filing date | put |
| LCI INDS | 50189K103 | COM | 37,500 | $4,927,000 | thousands by filing date | put |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 20,217 | $4,650,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 120,000 | $4,592,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 82,384 | $4,250,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 270,565 | $4,172,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 11,000 | $4,083,000 | thousands by filing date | put |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 20,000 | $2,994,000 | thousands by filing date | put |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 140,000 | $2,621,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 100,000 | $2,599,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 30,000 | $2,558,000 | thousands by filing date | call |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 100,000 | $2,386,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 3,500 | $2,327,000 | thousands by filing date | put |
| WAYFAIR INC | 94419L101 | CL A | 7,000 | $2,212,000 | thousands by filing date | put |
| Booking Holdings Inc. | 09857L108 | COM | 1,000 | $2,187,000 | thousands by filing date | put |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 6,400 | $2,026,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 10,700 | $1,752,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 40,000 | $1,738,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 150,000 | $1,701,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 70,000 | $1,620,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 50,000 | $1,449,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 60,000 | $1,360,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 50,000 | $1,240,000 | thousands by filing date | |
| WATFORD HOLDINGS LTD | G94787101 | SHS | 32,906 | $1,151,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 65,126 | $1,133,000 | thousands by filing date | |
| THE LION ELECTRIC COMPANY | 536221112 | *W EXP 05/06/202 | 167,442 | $1,090,000 | thousands by filing date | call |
| IMAX CORP | 45245E109 | COM | 50,000 | $1,075,000 | thousands by filing date | put |
| RICE ACQUISITION CORP II | G75529118 | UNIT 99/99/9999 | 100,000 | $1,022,000 | thousands by filing date | |
| RELMADA THERAPEUTICS INC | 75955J402 | COMMON STOCK | 30,600 | $978,000 | thousands by filing date | put |
| NIGHTDRAGON ACQUISITION CORP | 65413D204 | UNIT 02/26/20266 | 96,000 | $969,000 | thousands by filing date | |
| CLIMATE REAL IMPACT SLUTINS | 187171103 | CMN | 96,000 | $948,000 | thousands by filing date | |
| COMPUTE HEALTH ACQUISITIN CO | 204833107 | COM CL A | 96,000 | $943,000 | thousands by filing date | |
| PLANET LABS PBC | 23344K102 | COM | 96,000 | $938,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 50,000 | $926,000 | thousands by filing date | put |
| STEM INC | 85859N102 | COM | 25,000 | $902,000 | thousands by filing date | put |
| FLUOR CORP | 343412102 | COM | 50,000 | $885,000 | thousands by filing date | put |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 10,000 | $853,000 | thousands by filing date | put |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 10,000 | $778,000 | thousands by filing date | put |
| LONGVIEW ACQUISITION CORP II | 54319Q204 | UNIT 99/99/9999 | 75,000 | $756,000 | thousands by filing date | |
| GORES HLDGS VIII INC | 382863207 | UNIT 02/01/2028 | 75,000 | $753,000 | thousands by filing date | |
| FTAC HERA ACQUISITION CORP | G3728Y129 | UNIT 02/28/2026 | 75,000 | $753,000 | thousands by filing date | |
| GORES HOLDINGS VII INC | 38286T101 | CMN | 75,000 | $742,000 | thousands by filing date | |
| CONX CORP | 212873103 | WRNT | 75,000 | $740,000 | thousands by filing date | |
| FORTRESS VALUE ACQUISI CORP | 34964K108 | COM CL A | 75,000 | $736,000 | thousands by filing date | |
| MOTIVE CAPITAL CORP | G6293A103 | SHS CL A | 75,000 | $733,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVES III | 44376L107 | CMN | 75,000 | $732,000 | thousands by filing date | |
| WARBURG PINCUS CAPTAL CORP I | G9460M108 | COM | 72,000 | $730,000 | thousands by filing date | |
| RELMADA THERAPEUTICS INC | 75955J402 | COMMON STOCK | 22,800 | $729,000 | thousands by filing date | call |
| PROSPECTOR CAPITAL CORP | G7273A105 | COM | 75,000 | $728,000 | thousands by filing date | |
| ALTUS POWER INC COM CL A | 12510J106 | Stock | 75,000 | $728,000 | thousands by filing date | |
| KKR ACQUISITION HOLDING I CORP UNIT | 48253T208 | Stock | 72,000 | $723,000 | thousands by filing date | |
| JACK CREEK INVESTMENT CORP | G4989X115 | CL A SHS | 75,000 | $722,000 | thousands by filing date | |
| RXR ACQUISITION CORP UNIT EXP 010125 | 74981W206 | Stock | 72,000 | $717,000 | thousands by filing date | |
| TISHMAN SPEYER INNOVATI-CL A | 88825H100 | COM CL A | 72,000 | $714,000 | thousands by filing date | |
| FTAC ATHENA ACQUISITION CORP | G37283101 | COM | 72,000 | $710,000 | thousands by filing date | |
| MOATABLE INC | 759892300 | COM | 58,800 | $704,000 | thousands by filing date | call |
| SIMON PROPERTY GRP ACQ HOLDI | 82880R103 | CMN | 72,000 | $702,000 | thousands by filing date | |
| ARCTOS NORTHSTAR ACQUIS CORP | G0477L100 | SHS CL A | 72,000 | $701,000 | thousands by filing date | |
| GOLDEN FALCON ACQUISITION CO | 38102H109 | CL A | 72,000 | $700,000 | thousands by filing date | |
| DEEP LAKE CAPITAL ACQUSTN CO | G27029100 | COM | 72,000 | $697,000 | thousands by filing date | |
| MARLIN TECHNOLOGY CORP | G58411102 | COM | 72,000 | $697,000 | thousands by filing date | |
| STERIS PLC SHS USD | G8473T100 | Stock | 3,152 | $650,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 10,000 | $604,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 100,000 | $595,000 | thousands by filing date | |
| TCW SPECIAL PURPOSE ACQU COR | 87301L205 | UNIT 99/99/9999 | 54,000 | $538,000 | thousands by filing date | |
| THUNDER BRIDGE CAP PRTNRS II | 88605T100 | COM | 54,000 | $524,000 | thousands by filing date | |
| LAZARD GROWTH ACQUISITION CO | G54035103 | COM | 50,000 | $489,000 | thousands by filing date | |
| ARCLIGHT CLEAN TRANSITION II | G0R21B120 | UNIT 03/16/2028 | 48,000 | $489,000 | thousands by filing date | |
| HAMILTON LANE ALLIANCE HLDGS | 40749M103 | CMN | 50,000 | $488,000 | thousands by filing date | |
| HIGHLAND TRANSCEND PARTNERS | G44690108 | COM CL A | 50,000 | $486,000 | thousands by filing date | |
| GORES TECHNOLOGY PARTNERS II | 38287L107 | CLASS A COM | 48,000 | $478,000 | thousands by filing date | |
| G SQUARED ASCEND I INC | G4204R109 | SHS CL A | 48,000 | $474,000 | thousands by filing date | |
| FOREST ROAD ACQUISITION COR | 34619V103 | COM | 48,000 | $470,000 | thousands by filing date | |
| ALTIMAR ACQUISITION CORP II | G03709105 | COMMON STOCK-FO | 48,000 | $467,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 17,151 | $466,000 | thousands by filing date | |
| POWER & DIGITAL INFRA ACQ CO | 739190106 | COM CL A | 44,000 | $433,000 | thousands by filing date | |
| M3 BRIGADE ACQUISITION II CO | 553800111 | *W EXP 03/09/202 | 333,333 | $385,000 | thousands by filing date | call |
| ANZU SPECIAL ACQUISITIN CORP | 03737A119 | *W EXP 01/27/202 | 391,665 | $376,000 | thousands by filing date | call |
| REVOLUTION HEALTHCAR AQ CORP | 76155Y207 | UNT | 36,000 | $362,000 | thousands by filing date | |
| Figure Acquisition Corp I | 302438114 | Warrant | 217,375 | $300,000 | thousands by filing date | call |
| VECTOIQ ACQUISITION CORP II | 92244F109 | CMN | 22,000 | $220,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 7,500 | $204,000 | thousands by filing date | |
| IVERIC BIO INC | 46583P102 | COM | 30,000 | $189,000 | thousands by filing date | call |
| GENWORTH FINL INC | 37247D106 | COM SHS | 10,000 | $39,000 | thousands by filing date | |
| DMY TECHNOLOGY GROUP INC IV | 23344K110 | *W EXP 03/04/202 | 19,200 | $27,000 | thousands by filing date | call |
| AUSTERLITZ ACQUISITION | G0633D125 | *W EXP 02/19/202 | 18,749 | $23,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-21-002465 | this filing | 2021-08-13 | acceptance time not in the bulk data set |