13F-HR filed by COWEN AND COMPANY, LLC
COWEN AND COMPANY, LLC filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-13, with 581 holding rows worth $1,915,709,000.
- Accession
- 0001085146-21-002440
- Filer
- CIK 48966
- Filed
- 2021-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 598 entries on the cover page, a total value of $1,915,709,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,915,709,000 with VALUE read as thousands by filing date, 13F file number 028-19611. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCowen Financial Products LLC028-19614
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ONE EQUITY PARTNERS OPEN WTR | 68237L113 | WTS | 20,811 | $19,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 13,000 | $18,000 | thousands by filing date | put |
| ADIT EDTECH ACQUISITION CORP | 007024110 | *W EXP 99/99/999 | 25,213 | $18,000 | thousands by filing date | |
| CORAZON CAPITAL V838 MONOCER | G24237128 | *W EXP 03/24/202 | 17,921 | $18,000 | thousands by filing date | |
| ORPHAZYME A S F UNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 687305102 | ADS | 2,500 | $18,000 | thousands by filing date | |
| TLG ACQUISITION ONE CORP | 87257M116 | *W EXP 01/25/202 | 21,783 | $17,000 | thousands by filing date | |
| 180 LIFE SCIENCES CORP | 68236V104 | COM | 15,100 | $17,000 | thousands by filing date | call |
| PIVOTAL HOLDINGS CORP | G7315C119 | *W EXP 01/19/202 | 16,828 | $17,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 121,400 | $15,000 | thousands by filing date | put |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 28,300 | $15,000 | thousands by filing date | call |
| ELECTRIC LAST MILE SOLUTCLASS A | 28489L104 | STOK | 2,900 | $15,000 | thousands by filing date | put |
| WARBURG PINCUS CAPTAL CORP I | G9460M124 | WARR | 11,232 | $15,000 | thousands by filing date | |
| BREEZE HOLDINGS ACQUISITN CO | 106762115 | *W EXP 05/25/202 | 20,600 | $15,000 | thousands by filing date | |
| EPWR/WS US 31 Dec 27 C11.5 | 29248N118 | *W EXP 01/12/202 | 20,000 | $15,000 | thousands by filing date | |
| TEKKORP DIGITAL ACQUISITN CO | G8739H114 | *W EXP 10/26/202 | 14,660 | $15,000 | thousands by filing date | |
| FAZE HOLDINGS INC WT EXP 030128 | 05601V111 | Common Stock | 12,200 | $15,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 17,500 | $14,000 | thousands by filing date | call |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 41,400 | $14,000 | thousands by filing date | put |
| SEER INC | 81578P106 | COM CL A | 31,300 | $14,000 | thousands by filing date | call |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 24,500 | $14,000 | thousands by filing date | call |
| SCION TECH GROWTH I | G31067112 | *W EXP 11/01/202 | 13,068 | $14,000 | thousands by filing date | |
| NATURAL ORDER ACQUISITION CO | 63889L115 | *W EXP 09/15/202 | 19,872 | $14,000 | thousands by filing date | |
| PROPERTY SOLUTIONS ACQUISITI | 74348Q108 | COM | 30,000 | $14,000 | thousands by filing date | put |
| INVESTINDUSTRIAL ACQUISITION | G4771L113 | *W EXP 10/30/202 | 13,334 | $14,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 24,000 | $13,000 | thousands by filing date | call |
| SPORTSTEK ACQUISITION CORP | 849196118 | *W EXP 02/16/202 | 17,450 | $13,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 7,500 | $13,000 | thousands by filing date | call |
| PRIMAVERA CAPITAL ACQUIST CO | G7255E117 | WTS | 12,442 | $13,000 | thousands by filing date | |
| CHARDAN HEALTHCR ACQSTN 2 CO | 15957T115 | *W EXP 03/05/202 | 20,000 | $13,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 9,600 | $12,000 | thousands by filing date | put |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 10,000 | $12,000 | thousands by filing date | call |
| CANTALOUPE INC | 138103106 | COM | 14,300 | $12,000 | thousands by filing date | call |
| ORIGIN MATERIALS INC | 68622D106 | COM | 84,500 | $12,000 | thousands by filing date | call |
| GABELLI EQUITY TR INC | 362397218 | RIGHT 07/14/2021 | 100,000 | $12,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 640 | $12,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 51,200 | $11,000 | thousands by filing date | put |
| ROSS ACQUISITION II CORP | g7641c114 | WT | 10,528 | $10,000 | thousands by filing date | |
| MASON INDUSTRIAL TECHNOLGY I | 57520Y114 | *W EXP 99/99/999 | 11,636 | $10,000 | thousands by filing date | |
| ORION ACQUISITION CORP | 68626A116 | WTS | 10,500 | $10,000 | thousands by filing date | |
| L&F ACQUISITION CORP | G53702117 | *W EXP 05/23/202 | 11,500 | $10,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 20,000 | $9,000 | thousands by filing date | put |
| SCION TECH GROWTH II | G31070116 | *W EXP 01/28/202 | 10,000 | $9,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 16,500 | $8,000 | thousands by filing date | put |
| EXELIXIS INC COM | 30161Q104 | Stock | 27,500 | $8,000 | thousands by filing date | call |
| DOVER CORP COM | 260003108 | Stock | 3,600 | $8,000 | thousands by filing date | put |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 2,200 | $8,000 | thousands by filing date | call |
| QTS RLTY TR INC | 74736A103 | COM CL A | 28,000 | $8,000 | thousands by filing date | call |
| BEAM THERAPEUTICS INC | 07373V105 | COM | 4,700 | $8,000 | thousands by filing date | put |
| SILEXION THERAPEUTICS CORP WT EXP 081529 | G6S23K124 | Stock | 10,000 | $8,000 | thousands by filing date | |
| CONSTELLATION PHARMACEUTICALS INC. | 210373106 | Common Stock | 150,500 | $8,000 | thousands by filing date | put |
| THE REALREAL INC | 88339P101 | COM | 26,900 | $7,000 | thousands by filing date | put |
| CANOO INC | 13803R102 | COM CL A | 732 | $7,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 15,500 | $7,000 | thousands by filing date | call |
| ELECTRIC LAST MILE SOLUTCLASS A | 28489L104 | STOK | 10,000 | $7,000 | thousands by filing date | call |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 21,000 | $6,000 | thousands by filing date | put |
| SWITCH INC | 87105L104 | CL A | 2,300 | $6,000 | thousands by filing date | call |
| ATRECA INC | 04965G109 | COM | 32,200 | $6,000 | thousands by filing date | put |
| 180 LIFE SCIENCES CORP | 68236V104 | COM | 12,900 | $6,000 | thousands by filing date | put |
| Venus Acquisition Corp | G9420F110 | Warrant | 16,100 | $6,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 20,000 | $5,000 | thousands by filing date | put |
| CERUS CORP | 157085101 | COM | 12,200 | $5,000 | thousands by filing date | call |
| THE REALREAL INC | 88339P101 | COM | 25,000 | $5,000 | thousands by filing date | call |
| ORPHAZYME A S F UNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 687305102 | ADS | 2,500 | $5,000 | thousands by filing date | put |
| ADVISORSHARES TR | 00768Y453 | PURE US CANNABIS | 12,500 | $4,000 | thousands by filing date | call |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 60,000 | $4,000 | thousands by filing date | call |
| BED BATH & BEYOND INC | 075896100 | COM | 20,000 | $4,000 | thousands by filing date | call |
| CLOUDERA INC | 18914U100 | COM | 8,600 | $4,000 | thousands by filing date | put |
| CLOUDERA INC | 18914U100 | COM | 77,000 | $4,000 | thousands by filing date | call |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 55,900 | $4,000 | thousands by filing date | put |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 35,500 | $3,000 | thousands by filing date | put |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 50,000 | $2,000 | thousands by filing date | put |
| PLAYBOY INC | 72814P109 | COM | 10,300 | $2,000 | thousands by filing date | put |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 523 | $2,000 | thousands by filing date | |
| META MATERIALS INC | 59134N104 | COM | 319 | $2,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 13,500 | $2,000 | thousands by filing date | put |
| ORPHAZYME A S F UNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 687305102 | ADS | 5,500 | $2,000 | thousands by filing date | call |
| KROGER CO COM | 501044101 | Stock | 3,600 | $1,000 | thousands by filing date | call |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 10,000 | $1,000 | thousands by filing date | put |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 900 | $1,000 | thousands by filing date | call |
| GAMESTOP CORP | 36467W109 | CL A | 69,000 | $1,000 | thousands by filing date | put |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 5,400 | $1,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-21-002440 | this filing | 2021-08-13 | acceptance time not in the bulk data set |