13F-HR filed by Castle Rock Wealth Management, LLC
Castle Rock Wealth Management, LLC filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-13, with 249 holding rows worth $272,621,000.
- Accession
- 0001085146-21-002420
- Filer
- CIK 1727605
- Filed
- 2021-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 249 entries on the cover page, a total value of $272,621,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $272,621,000 with VALUE read as thousands by filing date, 13F file number 028-18292. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 181,150 | $8,873,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 60,465 | $8,804,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 32,836 | $6,546,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 22,458 | $6,434,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 59,932 | $6,118,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y475 | S&P 500 COVERED | 107,957 | $5,309,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,594 | $5,292,000 | thousands by filing date | |
| FS KKR CAP CORP | 302635206 | COM | 194,873 | $4,426,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 8,384 | $3,712,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 142,905 | $3,696,000 | thousands by filing date | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 59,097 | $3,656,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 9,266 | $3,399,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 9,789 | $3,254,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 7,279 | $3,225,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 23,949 | $2,908,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 7,845 | $2,832,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 43,974 | $2,755,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C318 | US EQTY PWR BUF | 92,455 | $2,747,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 35,999 | $2,728,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 11,429 | $2,721,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 112,866 | $2,658,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 958 | $2,645,000 | thousands by filing date | |
| ALGER MID | 015564107 | MF Closed and MF Open | 122,668 | $2,590,000 | thousands by filing date | |
| THE ALGER ETF TRUST | 015564206 | 35 ETF | 118,146 | $2,535,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 21,305 | $2,425,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 8,884 | $2,346,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 19,942 | $2,226,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 110,976 | $2,225,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 95,635 | $2,167,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 9,004 | $2,160,000 | thousands by filing date | |
| INNOVATOR ETFS TR ETF S&P 500 ULTRA BUFFER ETF MAY | 45782C292 | ETF | 76,405 | $2,156,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 26,704 | $2,150,000 | thousands by filing date | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 39,388 | $2,120,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 63,031 | $2,105,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 2,938 | $2,086,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 11,373 | $1,976,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 12,688 | $1,902,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 6,789 | $1,863,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 3,263 | $1,763,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 11,891 | $1,748,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 2,803 | $1,743,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 16,350 | $1,742,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 16,229 | $1,728,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 95,874 | $1,715,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 19,517 | $1,697,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E806 | SABA INT RATE | 79,218 | $1,691,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 12,606 | $1,687,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 11,090 | $1,635,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 29,395 | $1,631,000 | thousands by filing date | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 12,626 | $1,584,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 3,832 | $1,578,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 8,171 | $1,560,000 | thousands by filing date | |
| DRAFTKINGS INC | 26142R104 | COM CL A | 29,382 | $1,527,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 10,407 | $1,518,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 23,926 | $1,509,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 12,258 | $1,504,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 17,077 | $1,470,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 22,060 | $1,445,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 2,888 | $1,444,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 11,751 | $1,405,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 16,295 | $1,401,000 | thousands by filing date | |
| INNOVATOR TR ETF S&P 500 ULTRA BUFFER ETF JUNE | 45782C730 | ETF | 48,578 | $1,401,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U886 | HENDRSN SHRT ETF | 27,117 | $1,359,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 15,272 | $1,337,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 4,275 | $1,289,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 5,729 | $1,270,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 5,360 | $1,264,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 6,496 | $1,233,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 11,524 | $1,195,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 2,457 | $1,185,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 17,508 | $1,165,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 11,439 | $1,162,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 19,868 | $1,149,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 4,714 | $1,147,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 3,028 | $1,142,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 56,449 | $1,133,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 4,325 | $1,112,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C417 | US EQTY PWR BUF | 38,357 | $1,097,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 9,630 | $1,096,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 44,374 | $1,091,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 4,863 | $1,083,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 66,347 | $1,069,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 2,861 | $1,066,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 9,195 | $1,053,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 5,725 | $1,052,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 21,430 | $1,041,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C532 | US EQTY ULTRA B | 35,067 | $1,038,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 6,868 | $1,021,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 11,255 | $1,021,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 19,946 | $1,017,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 2,858 | $1,008,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 1,749 | $1,007,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 6,458 | $997,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 11,779 | $997,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 48,907 | $988,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 6,153 | $980,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C565 | US EQTY ULTRA BU | 33,187 | $970,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 19,228 | $960,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 10,877 | $952,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 12,019 | $946,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 11,416 | $919,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 17,595 | $899,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 10,755 | $823,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 5,011 | $813,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 17,650 | $812,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 8,481 | $793,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 288 | $788,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 7,750 | $786,000 | thousands by filing date | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 26,235 | $783,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 8,574 | $746,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 2,577 | $745,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 1,980 | $728,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 13,585 | $725,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 84,703 | $721,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 14,085 | $706,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 3,020 | $705,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 5,406 | $697,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 1,710 | $694,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 16,920 | $694,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 13,394 | $692,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 8,224 | $656,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 11,249 | $651,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 3,672 | $651,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 1,708 | $650,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 3,361 | $648,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 6,478 | $629,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 2,279 | $627,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 15,593 | $606,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 7,950 | $605,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C862 | INNOVATOR DEEPW | 11,662 | $600,000 | thousands by filing date | |
| UNITY SOFTWARE INC COM | 91332U101 | Stock | 5,591 | $599,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 5,850 | $596,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 37,725 | $582,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 9,455 | $549,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 6,585 | $548,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 32,622 | $542,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 2,498 | $541,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 1,127 | $540,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 3,790 | $539,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 19,738 | $530,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 6,905 | $528,000 | thousands by filing date | |
| LISTED FDS TR | 53656F789 | ROUN SPOR BE ETF | 17,875 | $528,000 | thousands by filing date | |
| ROBLOX CORP CL A | 771049103 | Stock | 6,137 | $522,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 1,620 | $519,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 2,203 | $511,000 | thousands by filing date | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 21,909 | $502,000 | thousands by filing date | |
| WISDOMTREE FLOATING RATETREASURY FUND | 97717X628 | COM | 20,000 | $502,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 2,638 | $495,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 3,025 | $486,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 3,480 | $480,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 11,140 | $462,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 9,100 | $461,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 46,010 | $461,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 17,307 | $457,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 8,606 | $451,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 5,453 | $450,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 2,574 | $445,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 3,478 | $440,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 8,850 | $439,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 2,292 | $437,000 | thousands by filing date | |
| ISHARES TR | 46436E767 | COM | 11,658 | $436,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 3,830 | $434,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V837 | DORSEY WRIGHT MO | 4,530 | $421,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 6,063 | $418,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 2,263 | $417,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 1,518 | $415,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 24,706 | $410,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 1,354 | $404,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 6,730 | $403,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 24,235 | $401,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y707 | RENEWABLE ENERGY | 24,747 | $399,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 6,981 | $397,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 7,460 | $394,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 7,000 | $391,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 7,663 | $389,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 25,732 | $389,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 3,446 | $386,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1,662 | $384,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 7,952 | $383,000 | thousands by filing date | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 20,532 | $379,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 6,000 | $372,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 5,483 | $369,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 2,109 | $365,000 | thousands by filing date | |
| SPRINKLR INC | 85208T107 | CL A | 18,353 | $354,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 1,875 | $353,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 4,350 | $350,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 1,124 | $347,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 3,086 | $341,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 4,915 | $338,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 541 | $334,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 2,507 | $331,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 1,522 | $326,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 4,045 | $326,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 1,355 | $326,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 4,913 | $326,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 9,097 | $324,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 708 | $323,000 | thousands by filing date | |
| PACER DATA & ETF INFRASTRUCTURE REAL ESTATE | 69374H741 | ETF | 7,736 | $314,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 14,113 | $313,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 5,788 | $312,000 | thousands by filing date | |
| VTI | 922908769 | COM | 1,332 | $305,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 10,672 | $300,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 4,275 | $300,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 3,075 | $296,000 | thousands by filing date | |
| KRANESHARES QUADRATIC INTEREST RATE VOLATILITY AND INFLATION HEDGE ETF | 500767736 | ETF | 10,351 | $289,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 2,476 | $286,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 5,441 | $285,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 5,756 | $277,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 1,053 | $277,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 2,614 | $276,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 11,280 | $276,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 2,348 | $273,000 | thousands by filing date | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 6,794 | $270,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 2,447 | $270,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 7,050 | $269,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 9,175 | $269,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 9,975 | $267,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 508 | $262,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 1,950 | $260,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 860 | $255,000 | thousands by filing date | |
| INNOVATOR ETFS TR ETF S&P 500 ULTRA BUFFER ETF FEBRUARY | 45782C425 | ETF | 9,197 | $254,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 5,925 | $251,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 4,900 | $251,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 1,035 | $250,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 2,240 | $250,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 7,413 | $249,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 6,376 | $248,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 1,035 | $236,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 21,372 | $232,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 4,401 | $230,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 3,048 | $221,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 7,151 | $219,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 15,846 | $219,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,087 | $216,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 3,782 | $214,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 3,839 | $213,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 666 | $213,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 2,005 | $211,000 | thousands by filing date | |
| ISHARES ESG ADVANCED UNIVERSAL USD BOND ETF | 46436E619 | COM | 4,153 | $207,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 1,229 | $206,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 3,880 | $206,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 13,710 | $204,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,255 | $203,000 | thousands by filing date | |
| ISHARES TR | 46436E759 | COM | 2,912 | $202,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 3,830 | $201,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 11,000 | $117,000 | thousands by filing date | |
| CARLYLE CREDIT INCOME FUND | 92535C104 | SHS BEN INT | 10,605 | $114,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 22,500 | $84,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 14,050 | $22,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-21-002420 | this filing | 2021-08-13 | acceptance time not in the bulk data set |