13F-HR filed by HAP Trading, LLC
HAP Trading, LLC filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-11, with 2,309 holding rows worth $3,207,136,000.
- Accession
- 0001085146-21-002376
- Filer
- CIK 1484972
- Filed
- 2021-08-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 2,309 entries on the cover page, a total value of $3,207,136,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,207,136,000 with VALUE read as thousands by filing date, 13F file number 028-15058. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PROSHARES TR II | 74347Y854 | FUND | 10,000 | $10,000 | thousands by filing date | call |
| VIEW INC | 92671V106 | COM | 15,800 | $10,000 | thousands by filing date | call |
| AFFIMED N V | N01045108 | COM | 17,600 | $10,000 | thousands by filing date | call |
| ORBCOMM INC | 68555P100 | COM | 17,800 | $10,000 | thousands by filing date | call |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 21,000 | $10,000 | thousands by filing date | put |
| PAYSAFE LIMITED | G6964L107 | ORD | 34,800 | $10,000 | thousands by filing date | call |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 57,600 | $10,000 | thousands by filing date | call |
| MOGO INC | 60800C109 | COM | 11,300 | $10,000 | thousands by filing date | call |
| KADMON HLDGS INC | 48283N106 | COM | 21,300 | $10,000 | thousands by filing date | call |
| CF FIN ACQUISITION CORP III | 12529D108 | CL A | 25,000 | $10,000 | thousands by filing date | call |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 11,400 | $9,000 | thousands by filing date | put |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 27,700 | $9,000 | thousands by filing date | put |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 36,304 | $9,000 | thousands by filing date | put |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 13,300 | $9,000 | thousands by filing date | put |
| MOSAIC CO COM | 61945C103 | Stock | 10,600 | $9,000 | thousands by filing date | call |
| QFIN HOLDINGS INC AMERICAN DEP | 88557W101 | ADR | 10,600 | $9,000 | thousands by filing date | put |
| ACADEMY SPORTS & OUTDOORS INC COM | 00402L107 | Stock | 12,400 | $9,000 | thousands by filing date | put |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 24,100 | $9,000 | thousands by filing date | put |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 14,200 | $9,000 | thousands by filing date | put |
| MURPHY OIL CORP COM | 626717102 | Stock | 37,000 | $9,000 | thousands by filing date | put |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 15,200 | $9,000 | thousands by filing date | call |
| COTERRA ENERGY INC COM | 127097103 | Stock | 54,000 | $9,000 | thousands by filing date | put |
| DENISON MINES CORP | 248356107 | COM | 71,500 | $9,000 | thousands by filing date | call |
| CBAK ENERGY TECHNOLOGY INC | 14986C102 | COM | 29,700 | $9,000 | thousands by filing date | call |
| FLUOR CORP | 343412102 | COM | 11,800 | $9,000 | thousands by filing date | call |
| MOMO INC | 60879B107 | ADR | 12,400 | $9,000 | thousands by filing date | call |
| WASHINGTON PRIME GROUP NEW | 93964W405 | COM | 44,448 | $9,000 | thousands by filing date | call |
| WESTWATER RES INC | 961684206 | COM NEW | 24,000 | $9,000 | thousands by filing date | call |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 20,200 | $9,000 | thousands by filing date | put |
| MIND MEDICINE (MINDMED) INC | 60255C109 | COMMON STOCK-FO | 57,800 | $9,000 | thousands by filing date | call |
| VINCO VENTURES INC | 927330100 | COM | 10,200 | $9,000 | thousands by filing date | put |
| SEACHANGE INTL INC | 811699107 | COM | 10,500 | $9,000 | thousands by filing date | put |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 19,900 | $9,000 | thousands by filing date | call |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 10,400 | $9,000 | thousands by filing date | put |
| SUSTAINABLE OPPORTNTS ACQ CO | G8598Y109 | ORD SHS A | 28,500 | $9,000 | thousands by filing date | call |
| JAGUAR HEALTH INC | 47010C409 | COM | 38,700 | $9,000 | thousands by filing date | call |
| FIRSTENERGY CORP | 337932107 | COM | 10,100 | $8,000 | thousands by filing date | put |
| KROGER CO COM | 501044101 | Stock | 18,600 | $8,000 | thousands by filing date | call |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 94,100 | $8,000 | thousands by filing date | call |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 26,500 | $8,000 | thousands by filing date | call |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 11,400 | $8,000 | thousands by filing date | put |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 13,200 | $8,000 | thousands by filing date | put |
| AGNC INVT CORP COM | 00123Q104 | REIT | 70,900 | $8,000 | thousands by filing date | put |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 10,000 | $8,000 | thousands by filing date | call |
| ARBOR REALTY TRUST INC | 038923108 | COM | 26,100 | $8,000 | thousands by filing date | put |
| CANAAN INC | 134748102 | SPONSORED ADS | 20,100 | $8,000 | thousands by filing date | call |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 16,300 | $8,000 | thousands by filing date | put |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 11,400 | $8,000 | thousands by filing date | put |
| ENERGY FUELS INC | 292671708 | COM NEW | 21,700 | $8,000 | thousands by filing date | put |
| COTY INC | 222070203 | COM CL A | 11,200 | $8,000 | thousands by filing date | put |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 35,500 | $8,000 | thousands by filing date | call |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 14,900 | $8,000 | thousands by filing date | call |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 14,800 | $8,000 | thousands by filing date | put |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 17,800 | $8,000 | thousands by filing date | put |
| GLOBALSTAR INC | 378973408 | COM | 18,900 | $8,000 | thousands by filing date | put |
| ASSERTIO HOLDINGS INC | 04546C205 | COM NEW | 11,725 | $8,000 | thousands by filing date | put |
| VISLINK TECHNOLOGIES INC | 92836Y300 | COM | 30,300 | $8,000 | thousands by filing date | call |
| SOCIETAL CDMO INC | 75629F109 | COM | 14,400 | $8,000 | thousands by filing date | call |
| WIMI HOLOGRAM CLOUD INC | 97264L100 | SPON ADS CL B | 18,200 | $8,000 | thousands by filing date | call |
| EQONEX LIMITED | Y2074E109 | SHS | 11,500 | $8,000 | thousands by filing date | call |
| REMARK HLDGS INC | 75955K102 | COM | 91,000 | $8,000 | thousands by filing date | call |
| VIDLER WATER RESOUCES INC | 92660E107 | COM | 16,200 | $8,000 | thousands by filing date | call |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 12,300 | $8,000 | thousands by filing date | put |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 34,700 | $7,000 | thousands by filing date | put |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 17,800 | $7,000 | thousands by filing date | call |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 22,100 | $7,000 | thousands by filing date | put |
| ADT INC DEL COM | 00090Q103 | Stock | 13,300 | $7,000 | thousands by filing date | put |
| APARTMENT INVT & MGMT CO CL A | 03748R747 | REIT | 28,700 | $7,000 | thousands by filing date | put |
| AFLAC INC COM | 001055102 | Stock | 11,200 | $7,000 | thousands by filing date | call |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 12,900 | $7,000 | thousands by filing date | put |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 12,400 | $7,000 | thousands by filing date | call |
| UBS GROUP AG SHS | H42097107 | Stock | 12,300 | $7,000 | thousands by filing date | put |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 14,800 | $7,000 | thousands by filing date | call |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 12,100 | $7,000 | thousands by filing date | call |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 15,500 | $7,000 | thousands by filing date | call |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 21,500 | $7,000 | thousands by filing date | call |
| BIT DIGITAL INC | G1144A105 | COMMON STOCK | 24,700 | $7,000 | thousands by filing date | call |
| Akoustis Technologies Inc | 00973N102 | COM | 15,900 | $7,000 | thousands by filing date | call |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 13,000 | $7,000 | thousands by filing date | put |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 10,900 | $7,000 | thousands by filing date | call |
| ONTRAK INC | 683373104 | COM | 10,300 | $7,000 | thousands by filing date | call |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 31,100 | $7,000 | thousands by filing date | call |
| ATERIAN INC | 02156U101 | COM | 13,400 | $7,000 | thousands by filing date | call |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 22,700 | $7,000 | thousands by filing date | put |
| SHIFT TECHNOLOGIES INC | 82452T107 | CL A | 11,200 | $7,000 | thousands by filing date | put |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 17,100 | $7,000 | thousands by filing date | put |
| ZYMEWORKS INC | 98985W102 | COM | 10,700 | $7,000 | thousands by filing date | put |
| SOLARWINDS CORP | 83417Q105 | COM | 13,200 | $7,000 | thousands by filing date | call |
| CASTOR MARITIME INC | Y1146L125 | COMMON | 13,300 | $7,000 | thousands by filing date | put |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 32,300 | $7,000 | thousands by filing date | call |
| EBANG INTL HLDGS INC | G3R33A106 | CL A SHS | 45,700 | $7,000 | thousands by filing date | call |
| HORIZON ACQUISITION CORPORAT | G46044106 | CMN | 16,700 | $7,000 | thousands by filing date | put |
| PRECIPIO INC | 74019L503 | COM | 10,800 | $7,000 | thousands by filing date | put |
| BOWX ACQUISITION CORP | 103085106 | CL A | 23,000 | $7,000 | thousands by filing date | call |
| iShares TIPS Bond ETF | 464287176 | SHS | 150,700 | $6,000 | thousands by filing date | put |
| COEUR MNG INC COM NEW | 192108504 | Stock | 11,500 | $6,000 | thousands by filing date | call |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 10,000 | $6,000 | thousands by filing date | call |
| CORMEDIX INC COM | 21900C308 | Stock | 17,300 | $6,000 | thousands by filing date | call |
| COTERRA ENERGY INC COM | 127097103 | Stock | 11,100 | $6,000 | thousands by filing date | call |
| JETBLUE AWYS CORP | 477143101 | COM | 21,200 | $6,000 | thousands by filing date | call |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 18,100 | $6,000 | thousands by filing date | put |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 14,400 | $6,000 | thousands by filing date | put |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 13,500 | $6,000 | thousands by filing date | call |
| COSTAMARE INC | Y1771G102 | SHS | 10,100 | $6,000 | thousands by filing date | put |
| EASTMAN KODAK CO | 277461406 | COM NEW | 24,100 | $6,000 | thousands by filing date | call |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 21,800 | $6,000 | thousands by filing date | call |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 14,700 | $6,000 | thousands by filing date | put |
| ENDEAVOR GROUP HLDGS INC | 29260Y109 | CL A COM | 11,800 | $6,000 | thousands by filing date | call |
| NOV INC | 62955J103 | COM | 11,700 | $6,000 | thousands by filing date | call |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 10,300 | $6,000 | thousands by filing date | call |
| TEEKAY CORPORATION | Y8564W103 | COM | 12,500 | $6,000 | thousands by filing date | call |
| ARCADIA BIOSCIENCES INC COM | 039014204 | Stock | 13,600 | $6,000 | thousands by filing date | call |
| SUNOPTA INC | 8676EP108 | COM | 10,700 | $6,000 | thousands by filing date | call |
| Direxion Daily S&P 500 Bear 3X Shares | 25460E265 | ETF | 12,680 | $6,000 | thousands by filing date | call |
| EXPRESS INC | 30219E103 | COMMON STOCK | 15,700 | $6,000 | thousands by filing date | put |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 11,700 | $6,000 | thousands by filing date | put |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 34,300 | $6,000 | thousands by filing date | call |
| EROS INTL PLC | G3788M114 | SHS NEW | 52,600 | $6,000 | thousands by filing date | call |
| ENERGOUS CORP | 29272C103 | COM | 18,500 | $6,000 | thousands by filing date | call |
| LIGHTNING EMOTORS INC | 53228T101 | COM | 43,300 | $6,000 | thousands by filing date | call |
| 22ND CENTY GROUP INC | 90137F103 | COM | 32,200 | $6,000 | thousands by filing date | call |
| CANO HEALTH INC | 13781Y103 | COM | 45,600 | $6,000 | thousands by filing date | call |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937x202 | COM | 11,200 | $6,000 | thousands by filing date | put |
| SOCIAL CAPITAL HEDOSOPHA HLD | G82514103 | SHS CL A | 213,700 | $6,000 | thousands by filing date | call |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 51,800 | $6,000 | thousands by filing date | call |
| CASPER SLEEP INC | 147626105 | COM | 10,400 | $6,000 | thousands by filing date | call |
| TREVENA INC | 89532E109 | COM | 54,500 | $6,000 | thousands by filing date | call |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 86,100 | $6,000 | thousands by filing date | call |
| SPORTS ENTERTAINMENT ACQU CO | 84918M106 | COM CL A | 19,100 | $6,000 | thousands by filing date | call |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 20,300 | $6,000 | thousands by filing date | call |
| EXELIXIS INC COM | 30161Q104 | Stock | 14,400 | $5,000 | thousands by filing date | call |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 13,000 | $5,000 | thousands by filing date | call |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 12,600 | $5,000 | thousands by filing date | call |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 11,500 | $5,000 | thousands by filing date | put |
| FORTIVE CORP COM | 34959J108 | Stock | 26,600 | $5,000 | thousands by filing date | call |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 17,900 | $5,000 | thousands by filing date | put |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 23,800 | $5,000 | thousands by filing date | call |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 12,500 | $5,000 | thousands by filing date | call |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 29,000 | $5,000 | thousands by filing date | put |
| B & G FOODS INC | 05508R106 | COM | 10,800 | $5,000 | thousands by filing date | put |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 12,700 | $5,000 | thousands by filing date | call |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 10,000 | $5,000 | thousands by filing date | put |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 12,600 | $5,000 | thousands by filing date | call |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 15,400 | $5,000 | thousands by filing date | put |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 15,500 | $5,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 10,000 | $5,000 | thousands by filing date | call |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 11,300 | $5,000 | thousands by filing date | put |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 28,400 | $5,000 | thousands by filing date | call |
| RLX TECHNOLOGY INC | 74969N103 | SPONSORED ADS | 16,300 | $5,000 | thousands by filing date | call |
| ARCADIA BIOSCIENCES INC COM | 039014204 | Stock | 10,500 | $5,000 | thousands by filing date | put |
| Xunlei Ltd-Adr | 98419E108 | COM | 40,000 | $5,000 | thousands by filing date | call |
| VANECK SOCIAL SENTIMENT ETF | 92189H839 | UIT EXCHANGE TRADED | 12,900 | $5,000 | thousands by filing date | call |
| DUN & BRADSTREET HLDGS INC | 26484T106 | COM | 10,000 | $5,000 | thousands by filing date | call |
| Veru Inc | 92536C103 | Common Stock | 14,200 | $5,000 | thousands by filing date | call |
| NEWAGE INC | 650194103 | COMMON STOCK | 10,000 | $5,000 | thousands by filing date | put |
| Fluent Co | 34380C102 | COM | 10,300 | $5,000 | thousands by filing date | put |
| RAPT THERAPEUTICS INC | 75382E109 | COM | 15,300 | $5,000 | thousands by filing date | call |
| PHX MINERALS INC CL A | 69291A100 | Stock | 15,300 | $5,000 | thousands by filing date | call |
| FINANCE OF AMERICA COMPAN CL A NEW | 31738L107 | Stock | 53,700 | $5,000 | thousands by filing date | call |
| FORTUNA MNG CORP F | 349915108 | COM | 19,200 | $5,000 | thousands by filing date | call |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 14,300 | $5,000 | thousands by filing date | call |
| TPG PACE BEN FIN CORP | G8990D125 | CL A COM | 15,000 | $5,000 | thousands by filing date | call |
| MSG NETWORK INC | 553573106 | CL A | 45,500 | $5,000 | thousands by filing date | call |
| BIORA THERAPEUTICS INC | 74319F107 | COM | 15,900 | $5,000 | thousands by filing date | call |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 14,700 | $5,000 | thousands by filing date | put |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 22,100 | $5,000 | thousands by filing date | call |
| MUSTANG BIO INC | 62818Q104 | COM | 20,300 | $5,000 | thousands by filing date | call |
| AETERNA ZENTARIS INC | 007975402 | COM | 18,800 | $5,000 | thousands by filing date | put |
| SVF INVESTMENT CORP | G8601L102 | CL A SHS | 19,800 | $5,000 | thousands by filing date | call |
| FOLEY TRASIMENE ACQUISTN COR | 34431F104 | COM CL A | 15,800 | $5,000 | thousands by filing date | call |
| LIPOCINE INC NEW | 53630X104 | CMN | 28,200 | $5,000 | thousands by filing date | call |
| BURGUNDY TECHNOLOGY ACQU COR | G1702T116 | CL A | 20,500 | $5,000 | thousands by filing date | call |
| NEXTGEN ACQUISITION CORP | G65305107 | CL A | 38,400 | $5,000 | thousands by filing date | call |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 12,600 | $4,000 | thousands by filing date | put |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 33,800 | $4,000 | thousands by filing date | put |
| KEYCORP COM | 493267108 | Stock | 11,600 | $4,000 | thousands by filing date | call |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 10,300 | $4,000 | thousands by filing date | call |
| DROPBOX INC CL A | 26210C104 | Stock | 12,700 | $4,000 | thousands by filing date | put |
| ABCELLERA BIOLOGICS INC COM | 00288U106 | Stock | 12,400 | $4,000 | thousands by filing date | call |
| NEW GOLD INC CDA | 644535106 | COM | 35,500 | $4,000 | thousands by filing date | call |
| ADMA BIOLOGICS INC | 000899104 | COM | 30,600 | $4,000 | thousands by filing date | call |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 10,800 | $4,000 | thousands by filing date | call |
| ISHARES TR | 464288752 | US HOME CONS ETF | 56,300 | $4,000 | thousands by filing date | put |
| RUSH STREET INTERACTIVE INC | 782011100 | COM | 12,100 | $4,000 | thousands by filing date | call |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 37,300 | $4,000 | thousands by filing date | call |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 13,400 | $4,000 | thousands by filing date | put |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 11,500 | $4,000 | thousands by filing date | put |
| SPACE EX TECH SPACEX CLASS A | 19423L672 | Equity | 16,000 | $4,000 | thousands by filing date | call |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 13,400 | $4,000 | thousands by filing date | call |
| VIVINT SMART HOME INC | 928542109 | COMMON STOCK | 12,100 | $4,000 | thousands by filing date | call |
| KALA BIO INC COM | 483119103 | Stock | 20,700 | $4,000 | thousands by filing date | call |
| WHOLE EARTH BRANDS INC | 96684W100 | COM CL A | 11,200 | $4,000 | thousands by filing date | put |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 17,600 | $4,000 | thousands by filing date | call |
| GENOCEA BIOSCIENCES INC | 372427401 | COMMON STOCK | 17,100 | $4,000 | thousands by filing date | call |
| LIVEVOX HOLDING INC | 53838L100 | COM | 29,400 | $4,000 | thousands by filing date | call |
| MCEWEN MNG INC | 58039P107 | COM | 47,200 | $4,000 | thousands by filing date | call |
| MEI PHARMA INC | 55279B202 | COM NEW | 21,900 | $4,000 | thousands by filing date | call |
| AG MTG INVT TR INC | 001228105 | COM | 15,400 | $4,000 | thousands by filing date | put |
| BSQUARE CORP | 11776U300 | COM | 11,000 | $4,000 | thousands by filing date | put |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 13,300 | $4,000 | thousands by filing date | call |
| NEW SR INVT GROUP INC | 648691103 | COM | 10,300 | $4,000 | thousands by filing date | call |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 26,000 | $4,000 | thousands by filing date | call |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 42,000 | $4,000 | thousands by filing date | call |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 36,800 | $4,000 | thousands by filing date | call |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 10,400 | $4,000 | thousands by filing date | put |
| QELL ACQUISITION CORP | G7307X105 | CL A | 24,100 | $4,000 | thousands by filing date | call |
| GX ACQUISITION CORP | 36251A107 | COM CL A | 22,200 | $4,000 | thousands by filing date | call |
| OSPREY TECHNLGY AQUISTION CO | 68839R104 | COM CL A | 11,200 | $4,000 | thousands by filing date | put |
| NABRIVA THERAPEUTICS PLC | G63637113 | SHS | 15,510 | $4,000 | thousands by filing date | call |
| SUPERNOVA PARTNERS ACQUISITI | 86846V108 | COM CL A | 15,000 | $4,000 | thousands by filing date | call |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 36,100 | $3,000 | thousands by filing date | call |
| COMSTOCK RES INC COM | 205768302 | Stock | 10,200 | $3,000 | thousands by filing date | put |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 13,100 | $3,000 | thousands by filing date | call |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 14,300 | $3,000 | thousands by filing date | put |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 11,100 | $3,000 | thousands by filing date | put |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 24,300 | $3,000 | thousands by filing date | call |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 11,000 | $3,000 | thousands by filing date | put |
| GENWORTH FINL INC | 37247D106 | COM SHS | 12,000 | $3,000 | thousands by filing date | call |
| CERUS CORP | 157085101 | COM | 12,700 | $3,000 | thousands by filing date | call |
| HERBALIFE LTD | G4412G101 | COM SHS | 20,100 | $3,000 | thousands by filing date | put |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 14,600 | $3,000 | thousands by filing date | call |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 13,400 | $3,000 | thousands by filing date | call |
| DIGITALBRIDGE GROUP INC | 25401T108 | CL A COM | 21,400 | $3,000 | thousands by filing date | put |
| MFA FINL INC | 55272X102 | COM | 77,200 | $3,000 | thousands by filing date | call |
| EQUINOX GOLD CORP | 29446Y502 | COM | 10,400 | $3,000 | thousands by filing date | call |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 10,100 | $3,000 | thousands by filing date | put |
| IGC PHARMA INC | 45408X308 | COM NEW | 19,400 | $3,000 | thousands by filing date | call |
| High Templar Tech Limit | 747798106 | COM | 13,000 | $3,000 | thousands by filing date | call |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 12,900 | $3,000 | thousands by filing date | call |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 17,100 | $3,000 | thousands by filing date | call |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 12,200 | $3,000 | thousands by filing date | call |
| ALUSSA ENERGY ACQUISITION CO | G0232J101 | SHS CL A | 15,400 | $3,000 | thousands by filing date | call |
| VIRNETX HLDG CORP | 92823T108 | COM | 21,800 | $3,000 | thousands by filing date | call |
| VISLINK TECHNOLOGIES INC | 92836Y300 | COM | 11,100 | $3,000 | thousands by filing date | put |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 13,600 | $3,000 | thousands by filing date | call |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 11,900 | $3,000 | thousands by filing date | call |
| AETERNA ZENTARIS INC | 007975402 | COM | 31,800 | $3,000 | thousands by filing date | call |
| FAR PEAK ACQUISITION CORP | G3312L103 | SHS CL A | 10,900 | $3,000 | thousands by filing date | call |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 12,900 | $3,000 | thousands by filing date | call |
| ACE Convergence Acquisition Corp | G0083D120 | COM | 35,400 | $3,000 | thousands by filing date | call |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 13,200 | $3,000 | thousands by filing date | call |
| 10X CAPITAL VENTURE ACQU COR | 88025V107 | COM CL A | 23,200 | $3,000 | thousands by filing date | call |
| iShares MSCI Mexico ETF | 464286822 | SHS | 14,500 | $2,000 | thousands by filing date | put |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 10,200 | $2,000 | thousands by filing date | call |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 11,700 | $2,000 | thousands by filing date | put |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 20,800 | $2,000 | thousands by filing date | call |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 10,000 | $2,000 | thousands by filing date | call |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 12,200 | $2,000 | thousands by filing date | put |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 11,400 | $2,000 | thousands by filing date | put |
| PAYSIGN INC | 70451A104 | COM | 23,000 | $2,000 | thousands by filing date | call |
| CONDUENT INC | 206787103 | COM | 14,200 | $2,000 | thousands by filing date | put |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 14,300 | $2,000 | thousands by filing date | call |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 11,500 | $2,000 | thousands by filing date | call |
| CLOUDERA INC | 18914U100 | COM | 17,300 | $2,000 | thousands by filing date | put |
| KRANESHARES QUADRATIC INTEREST RATE VOLATILITY AND INFLATION HEDGE ETF | 500767736 | ETF | 12,800 | $2,000 | thousands by filing date | call |
| AWARE INC MASS | 05453N100 | CMN | 12,100 | $2,000 | thousands by filing date | call |
| REV Group Inc | 749527107 | Common Stock | 13,100 | $2,000 | thousands by filing date | call |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 12,400 | $2,000 | thousands by filing date | call |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 11,100 | $2,000 | thousands by filing date | call |
| TRUECAR INC | 89785L107 | COM | 10,300 | $2,000 | thousands by filing date | call |
| TELLURIAN INC NEW | 87968A104 | COM | 17,600 | $2,000 | thousands by filing date | put |
| ASSERTIO HOLDINGS INC | 04546C205 | COM NEW | 13,825 | $2,000 | thousands by filing date | call |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 10,200 | $2,000 | thousands by filing date | put |
| SPRING VALEY ACQUISTION III CL A ORD | 85521J109 | COM | 20,800 | $2,000 | thousands by filing date | call |
| HEALTH ASSURANCE ACQUIS- | 42226W109 | COM CL A | 19,400 | $2,000 | thousands by filing date | call |
| THERAPEUTICSMD INC | 88338N107 | COM | 35,600 | $2,000 | thousands by filing date | call |
| DRIVE SHACK INC | 262077100 | COM | 27,700 | $2,000 | thousands by filing date | call |
| GLYCOMIMETICS INC | 38000Q102 | COM | 10,700 | $2,000 | thousands by filing date | call |
| HOOKIPA PHARMA INC | 43906K100 | COM | 10,200 | $2,000 | thousands by filing date | call |
| ANTARES PHARMA INC | 036642106 | COM | 16,400 | $2,000 | thousands by filing date | call |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 11,500 | $2,000 | thousands by filing date | call |
| COMSTOCK INC | 205750300 | COM NEW | 15,100 | $2,000 | thousands by filing date | call |
| ALTITUDE ACQUISITION CORP | 02156Y103 | COM CL A | 20,300 | $2,000 | thousands by filing date | call |
| BURGERFI INTERNATIONAL INC | 12122L101 | COM | 11,800 | $2,000 | thousands by filing date | call |
| REGULUS THERAPEUTICS INC | 75915K200 | COM NEW | 29,400 | $2,000 | thousands by filing date | call |
| FUSION ACQUISITION CORP | 36118H105 | CL A | 20,700 | $2,000 | thousands by filing date | call |
| NXT-ID INC | 67091J206 | COM NEW | 14,900 | $2,000 | thousands by filing date | call |
| CLEVER LEAVES HOLDINGS INC | 186760104 | COM | 14,000 | $2,000 | thousands by filing date | call |
| CITIC CAPITAL ACQUISITION CO | G21513109 | COM CL A | 10,300 | $2,000 | thousands by filing date | call |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 10,400 | $1,000 | thousands by filing date | call |
| EQUITABLE HLDGS INC COM | 29452E101 | Stock | 11,000 | $1,000 | thousands by filing date | put |
| NCR VOYIX CORPORATION | 62886E108 | COM | 11,200 | $1,000 | thousands by filing date | put |
| RIMINI STR INC DEL | 76674Q107 | COM | 11,100 | $1,000 | thousands by filing date | call |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 10,700 | $1,000 | thousands by filing date | put |
| SAVARA INC | 805111101 | COM | 11,300 | $1,000 | thousands by filing date | call |
| PORTMAN RIDGE FIN CORP | 73688F102 | COM | 18,100 | $1,000 | thousands by filing date | call |
| United States Brent Oil Fund L | 91167Q100 | COM | 10,800 | $1,000 | thousands by filing date | put |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 18,200 | $1,000 | thousands by filing date | call |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 11,500 | $1,000 | thousands by filing date | call |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 26,700 | $1,000 | thousands by filing date | call |
| GREAT PANTHER MINING | 39115V101 | COM | 17,200 | $1,000 | thousands by filing date | call |
| YAMANA GOLD INC | 98462Y100 | COM | 37,600 | $1,000 | thousands by filing date | call |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 13,800 | $1,000 | thousands by filing date | call |
| DURECT CORP | 266605104 | COM | 10,500 | $1,000 | thousands by filing date | call |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 20,800 | $1,000 | thousands by filing date | call |
| Ampio Pharmaceuticals | 03209T109 | COM | 19,000 | $1,000 | thousands by filing date | call |
| ROCKWELL MED INC | 774374102 | COM | 21,400 | $1,000 | thousands by filing date | call |
| TANZANIAN GOLD CORP | 87601A107 | COM | 21,900 | $1,000 | thousands by filing date | call |
| RESONANT INC | 76118L102 | COM | 11,900 | $1,000 | thousands by filing date | call |
| BAUDAX BIO INC | 07160F107 | COM | 28,200 | $1,000 | thousands by filing date | call |
| CELSION CORP | 15117N503 | COM PAR NEW | 21,400 | $1,000 | thousands by filing date | call |
| HORIZON ACQUISITION CORPORAT | G46044106 | CMN | 11,300 | $1,000 | thousands by filing date | call |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 14,500 | $1,000 | thousands by filing date | put |
| POLARITYTE INC | 731094108 | COM | 10,100 | $1,000 | thousands by filing date | call |
| ZANITE ACQUISITION CORP | 98907K103 | COM CL A | 15,100 | $1,000 | thousands by filing date | call |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 11,400 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 10,800 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 15,900 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 10,700 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-21-002376 | this filing | 2021-08-11 | acceptance time not in the bulk data set |