13F-HR filed by Dynamic Advisor Solutions LLC
Dynamic Advisor Solutions LLC filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-10, with 757 holding rows worth $1,262,307,000.
- Accession
- 0001085146-21-002358
- Filer
- CIK 1599747
- Filed
- 2021-08-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 757 entries on the cover page, a total value of $1,262,307,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,262,307,000 with VALUE read as thousands by filing date, 13F file number 028-15808. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 12,911 | $357,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC | 02557T307 | UNIT 08/15/2023 | 6,965 | $357,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 2,197 | $356,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 5,092 | $353,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 1,448 | $353,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A388 | APTUS DEFINED | 11,824 | $350,000 | thousands by filing date | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 3,296 | $349,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F114 | VIDEO GMNG ESPRT | 4,798 | $348,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 4,340 | $346,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 1,209 | $346,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 1,812 | $342,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 7,044 | $342,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 91,418 | $342,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 7,395 | $340,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 1,223 | $337,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 2,305 | $337,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 3,236 | $335,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 8,891 | $335,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 2,221 | $334,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 3,001 | $332,000 | thousands by filing date | |
| GROWGENERATION CORP | 39986L109 | COM | 6,910 | $332,000 | thousands by filing date | |
| ISHARES TR | 46435G219 | INVESTMENT GRADE | 6,098 | $330,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 1,401 | $329,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 17,662 | $329,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 20,666 | $328,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 14,014 | $324,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 3,642 | $324,000 | thousands by filing date | |
| CARPARTS COM INC | 14427M107 | COM | 15,756 | $321,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y632 | ARTIFICIAL ETF | 10,462 | $319,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 4,187 | $316,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V609 | US TARGETED VLU | 7,025 | $315,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 1,765 | $312,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 2,633 | $312,000 | thousands by filing date | |
| ISHARES TR | 46435G839 | MSCI EAFE SMCP | 8,530 | $311,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 2,731 | $309,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 1,599 | $307,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 1,108 | $304,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 28,570 | $304,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 10,000 | $304,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 5,008 | $302,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 4,360 | $302,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 4,508 | $301,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 10,683 | $299,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 8,093 | $295,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 20,000 | $295,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 2,077 | $294,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 1,424 | $293,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 1,341 | $291,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 5,693 | $290,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 5,509 | $290,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 24,864 | $289,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 6,662 | $288,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 3,552 | $288,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 3,265 | $286,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 5,679 | $285,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 736 | $281,000 | thousands by filing date | |
| NUVEEN ESG MID-CAP VALUE ETF | 67092P508 | ETF | 7,737 | $281,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 971 | $281,000 | thousands by filing date | |
| COMMERCE.COM INC | 08975P108 | COM SER 1 | 4,300 | $279,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 16,330 | $279,000 | thousands by filing date | |
| INNOVATOR TR ETF S&P 500 ULTRA BUFFER ETF JUNE | 45782C730 | ETF | 9,740 | $279,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 3,329 | $278,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 5,220 | $277,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 18,086 | $277,000 | thousands by filing date | |
| PURECYCLE TECHNOLOGIES INC | 74623V103 | COM | 11,700 | $277,000 | thousands by filing date | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 9,967 | $276,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 665 | $276,000 | thousands by filing date | |
| 1LIFE HEALTHCARE INC | 68269G107 | COM | 8,336 | $276,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 3,846 | $274,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 3,726 | $274,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 3,511 | $274,000 | thousands by filing date | |
| MP MATERIALS CORP | 553368101 | COM CL A | 7,421 | $274,000 | thousands by filing date | |
| SKILLZ INC | 83067L109 | COM | 12,625 | $274,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 11,385 | $273,000 | thousands by filing date | |
| Leuthold Core ETF | 527289789 | ETF | 9,035 | $273,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 785 | $271,000 | thousands by filing date | |
| ATI PHYSICAL THERAPY INC | 00216W109 | COM CL A | 28,400 | $271,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 2,171 | $269,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 3,519 | $269,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 1,995 | $267,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 289 | $266,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 1,093 | $266,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 3,580 | $266,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 15,650 | $266,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 6,645 | $265,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 1,101 | $263,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 1,086 | $263,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 3,394 | $263,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 3,683 | $262,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 2,161 | $260,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 4,379 | $259,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 4,340 | $259,000 | thousands by filing date | |
| ISHARES TR | 46436E502 | US TECH BRKTHR | 6,430 | $258,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 5,114 | $257,000 | thousands by filing date | |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 1,053 | $255,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 66,403 | $255,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 29,067 | $254,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 3,345 | $254,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C318 | US EQTY PWR BUF | 8,618 | $254,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 6,915 | $253,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 7,808 | $250,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 9,569 | $250,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 33,570 | $250,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 15,932 | $250,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 5,152 | $248,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 4,111 | $246,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W648 | U.S. TECH INDEPD | 4,476 | $246,000 | thousands by filing date | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 5,019 | $244,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 12,455 | $244,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 23,824 | $244,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 8,250 | $243,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 1,723 | $243,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 8,000 | $242,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 2,360 | $241,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 3,675 | $240,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y624 | AUTONMOUS EV ETF | 8,460 | $240,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A128 | ST STR SP1500VT | 1,624 | $238,000 | thousands by filing date | |
| JANUS DETROIT | 47103U100 | MF Closed and MF Open | 3,477 | $238,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 23,833 | $237,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P888 | NUVEEN ESG EMRGN | 6,355 | $236,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 1,528 | $236,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 1,227 | $235,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 1,011 | $234,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 1,314 | $233,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 609 | $233,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 3,656 | $231,000 | thousands by filing date | |
| ARK ETF TR | 00214Q609 | ISRAEL INOVATE | 7,210 | $231,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 2,542 | $231,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 2,028 | $230,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 2,755 | $230,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 3,248 | $228,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 1,512 | $228,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 14,845 | $228,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 2,697 | $227,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 8,101 | $227,000 | thousands by filing date | |
| SOUTHERN CO | 842587602 | UNIT 08/01/2022 | 4,490 | $227,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 7,776 | $226,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 4,163 | $226,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G664 | S&P SMALLCAP 600 | 1,852 | $223,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 2,193 | $222,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 3,485 | $222,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 2,694 | $222,000 | thousands by filing date | |
| ISHARES SYSTEMATIC BOND ETF | 46435U796 | COM | 2,210 | $222,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 4,848 | $222,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G773 | WORK FROM HOME | 2,926 | $222,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 1,860 | $221,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 1,614 | $220,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 3,829 | $219,000 | thousands by filing date | |
| PROSHARES TR | 74347G861 | ULTRAPRO SHT QQQ | 24,000 | $219,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 3,426 | $218,000 | thousands by filing date | |
| FUBOTV INC | 35953D104 | COM | 6,760 | $217,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 5,383 | $217,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V449 | S&P 100 EQL WIGH | 2,690 | $217,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 1,628 | $216,000 | thousands by filing date | |
| VONTIER CORPORATION | 928881101 | COM | 6,591 | $215,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 4,284 | $211,000 | thousands by filing date | |
| Invesco S&P 500 Momentum ETF | 46138E339 | SHS | 3,535 | $210,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 1,912 | $210,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 2,350 | $210,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 767 | $209,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G849 | DAILY 20 YR TREA | 3,200 | $209,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 3,893 | $208,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 3,915 | $208,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 658 | $208,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N535 | SHORT TRM BD ETF | 4,000 | $208,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 12,104 | $207,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 20,658 | $207,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 1,429 | $206,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 1,139 | $205,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 1,051 | $205,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 4,410 | $205,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 3,500 | $204,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 5,320 | $204,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 11,161 | $203,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 3,715 | $203,000 | thousands by filing date | |
| AMALGAMATED FINANCIAL CORP | 022671101 | COM | 12,985 | $203,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 411 | $202,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C417 | US EQTY PWR BUF | 7,105 | $202,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 2,742 | $202,000 | thousands by filing date | |
| STATE STREET SPDR RUSSELL YIELD F | 78468R770 | ETF | 2,135 | $202,000 | thousands by filing date | |
| UNITY SOFTWARE INC COM | 91332U101 | Stock | 1,834 | $201,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 3,384 | $201,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 3,672 | $201,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 12,165 | $198,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 13,638 | $196,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 22,484 | $193,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 11,804 | $191,000 | thousands by filing date | |
| World Gold TR | 98149E204 | SPRD GLD Minis | 10,868 | $191,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 10,677 | $183,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 10,915 | $178,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 10,187 | $176,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 11,405 | $173,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 11,907 | $170,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 11,142 | $158,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 35,370 | $155,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 10,040 | $149,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 15,240 | $149,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 17,449 | $147,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 10,228 | $140,000 | thousands by filing date | |
| PLAYBOY INC | 72814P109 | COM | 3,600 | $140,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 12,515 | $133,000 | thousands by filing date | |
| RESEARCH SOLUTIONS INC | 761025105 | CMN | 43,464 | $124,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 18,412 | $117,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 12,636 | $111,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 30,123 | $106,000 | thousands by filing date | |
| OCUGEN INC | 67577C105 | COMMON STOCK | 13,000 | $104,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 10,722 | $104,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 12,506 | $103,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 19,487 | $103,000 | thousands by filing date | |
| SONIM TECHNOLOGIES INC | 83548F101 | EQUITY | 170,570 | $95,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 21,300 | $92,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 22,100 | $74,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 1,000 | $73,000 | thousands by filing date | call |
| MP MATERIALS CORP | 553368101 | COM CL A | 10,000 | $59,000 | thousands by filing date | call |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 10,325 | $58,000 | thousands by filing date | |
| BOS BETTER ONLINE SOLUTIONS | M20115180 | SHS NEW NIS 80 | 10,000 | $38,000 | thousands by filing date | |
| PROSHARES TR | 74347G747 | ULTPRO SHT 2017 | 30,000 | $36,000 | thousands by filing date | call |
| PURECYCLE TECHNOLOGIES INC | 74623V103 | COM | 3,200 | $32,000 | thousands by filing date | call |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 10,000 | $32,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 200 | $29,000 | thousands by filing date | call |
| NIO INC SPON ADS | 62914V106 | ADR | 1,500 | $26,000 | thousands by filing date | call |
| VERB TECHNOLOGY CO INC | 92337U104 | COM | 10,601 | $22,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,000 | $21,000 | thousands by filing date | call |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 100 | $19,000 | thousands by filing date | call |
| Eli Lilly and Company | 532457108 | COM | 500 | $18,000 | thousands by filing date | call |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 20,625 | $16,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 1,000 | $13,000 | thousands by filing date | call |
| CHECK CAP LTD | M2361E203 | SHS | 10,000 | $13,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 2,400 | $11,000 | thousands by filing date | call |
| EVERBRIDGE INC | 29978A104 | COM | 5,000 | $11,000 | thousands by filing date | put |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 1,000 | $9,000 | thousands by filing date | call |
| Qualcomm Incorporated | 747525103 | COM | 1,700 | $8,000 | thousands by filing date | call |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 2,000 | $6,000 | thousands by filing date | put |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 2,000 | $6,000 | thousands by filing date | put |
| SPY | 78462F103 | SHS | 1,000 | $5,000 | thousands by filing date | call |
| Advanced Micro Devices,Inc. | 007903107 | COM | 200 | $4,000 | thousands by filing date | call |
| iShares Silver Trust | 46428Q109 | COM | 6,000 | $4,000 | thousands by filing date | call |
| Oracle Corporation | 68389X105 | COM | 1,000 | $4,000 | thousands by filing date | call |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 200 | $4,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 1,000 | $4,000 | thousands by filing date | call |
| BEYOND MEAT INC | 08862E109 | COM | 100 | $4,000 | thousands by filing date | call |
| PLAYBOY INC | 72814P109 | COM | 8,000 | $4,000 | thousands by filing date | call |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 22,500 | $4,000 | thousands by filing date | call |
| Analog Devices,Inc. | 032654105 | COM | 200 | $3,000 | thousands by filing date | call |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 400 | $3,000 | thousands by filing date | put |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 4,000 | $2,000 | thousands by filing date | call |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 2,000 | $2,000 | thousands by filing date | call |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 1,400 | $2,000 | thousands by filing date | call |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 100 | $2,000 | thousands by filing date | call |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 400 | $1,000 | thousands by filing date | call |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 200 | $1,000 | thousands by filing date | call |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 2,000 | $1,000 | thousands by filing date | put |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 1,000 | $1,000 | thousands by filing date | call |
| FORD MTR CO COM | 345370860 | Stock | 400 | $1,000 | thousands by filing date | put |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 200 | $1,000 | thousands by filing date | call |
| DRAFTKINGS INC | 26142R104 | COM CL A | 1,100 | $1,000 | thousands by filing date | call |
| Microsoft Corp | 594918104 | COM | 1,500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-21-002358 | this filing | 2021-08-10 | acceptance time not in the bulk data set |