13F-HR filed by OPPENHEIMER ASSET MANAGEMENT INC.
OPPENHEIMER ASSET MANAGEMENT INC. filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-03, with 1,200 holding rows worth $7,022,193,000.
- Accession
- 0001085146-21-002191
- Filer
- CIK 1269119
- Filed
- 2021-08-03
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A combination report, 3,783 entries on the cover page, a total value of $7,022,193,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $7,022,193,000 with VALUE read as thousands by filing date, 13F file number 028-10748. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerALKEON CAPITAL MANAGEMENT LLC028-10451
- included managerACR Alpine Capital Research
- included managerAlger
- included managerAncora Advisors
- included managerApex Capital
- included managerAtalanta Sosnoff Capital
- included managerAtlanta Capital Management
- included managerBahl & Gaynor
- included managerBrandes Investment Partners
- included managerCambiar Investors
- included managerCauseway Capital Management
- included managerChautauqua Capital Management
- included managerChurchill Management Group
- included managerClearBridge Advisors
- included managerClarkston Caplital Partners
- included managerCampbell Newman Asset Mgmt
- included managerConfluence Investment Mgmt
- included managerCohen And Steers
- included managerColumbia Management
- included managerCongress Asset Management
- included managerCove Street Capital
- included managerCramer Rosenthal McGlynn
- included managerDavis Advisors
- included managerDelaware Capital Management
- included managerDeRoy & Deveraux
- included managerDearborn Partners
- included managerEarnest Partners
- included managerEaton Vance
- included managerEpoch Investment
- included managerGood Harbor Financial
- included managerGW&K Investment Management
- included managerHarding Loevner Managed Accts
- included managerInvesco Advisors
- included managerThe Ithaka Group
- included managerJennison Associates
- included managerLyrical Asset Management
- included managerMacKay Shields
- included managerMadison Investment Advisors
- included managerMetWest Capital Management
- included managerMiller Howard
- included managerMontag & Caldwell
- included managerOak Ridge Investments
- included managerPenn Capital
- included managerPoplar Forest Capital
- included managerReinhart Partners
- included managerRiverbridge Partners
- included managerRNC Genter Capital Mgmt
- included managerRoosevelt Investment Group
- included managerSage Advisory Services
- included managerSalient Capital Advisors
- included managerSaratogaRIM
- included managerSchafer Cullen Capital Mgmt
- included managerSeaview Global Advisors
- included managerSecurity Capital
- included managerStephens Inv Mgt
- included managerSouthernSun Asset Mgmt
- included managerThornburg Investment Management
- included managerTorray
- included manager12th Street Asset Mgmt
- included managerWasatch Advisors
- included managerAnchor Capital
- included managerAmundi Pioneer
- included managerDF Dent
- included managerFederated
- included managerLateef Investment
- included managerPolen Capital
- included managerSGA
- included managerSpyglass
- included managerPutnam Investment
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| STATE STR CORP COM | 857477103 | Stock | 4,963 | $409,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 6,803 | $407,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 3,031 | $406,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 11,774 | $406,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 1,705 | $402,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 2,030 | $402,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 8,663 | $402,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 13,893 | $401,000 | thousands by filing date | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 1,635 | $396,000 | thousands by filing date | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 6,902 | $395,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 2,715 | $392,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 5,844 | $387,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 12,143 | $381,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 1,849 | $379,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 2,608 | $377,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 5,133 | $376,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 2,889 | $375,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 6,956 | $370,000 | thousands by filing date | |
| PORCH GROUP INC | 733245104 | COM | 19,150 | $370,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 5,881 | $369,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 10,752 | $368,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 10,692 | $363,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 110,000 | $363,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 9,176 | $362,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 2,629 | $361,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 17,504 | $361,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 2,708 | $361,000 | thousands by filing date | |
| ARCONIC ROLLED PRODS CORP | 03966V107 | COM | 10,031 | $357,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 1,354 | $356,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 8,090 | $354,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 7,802 | $353,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 1,170 | $352,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 1,737 | $349,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 5,804 | $346,000 | thousands by filing date | |
| API GROUP CORP COM STK | 00187Y100 | Stock | 16,385 | $342,000 | thousands by filing date | |
| FRONTDOOR INC COM | 35905A109 | Stock | 6,829 | $340,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 7,521 | $340,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 9,125 | $339,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 3,865 | $339,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 5,301 | $335,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 9,059 | $330,000 | thousands by filing date | |
| TRIP COM GROUP LTD ADS | 89677Q107 | ADR | 9,280 | $329,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 7,394 | $329,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 39,101 | $328,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y442 | CLOUD COMPUTNG | 11,498 | $328,000 | thousands by filing date | |
| CASTLE BIOSCIENCES INC | 14843C105 | COMMON STOCK | 4,454 | $326,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 105,837 | $312,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 4,396 | $310,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 17,971 | $308,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 57,000 | $308,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 6,770 | $306,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 16,267 | $305,000 | thousands by filing date | |
| OTIS WORLDWIDE CORP COM | 68902V107 | Stock | 3,704 | $304,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 10,287 | $303,000 | thousands by filing date | |
| DRAFTKINGS INC | 26142R104 | COM CL A | 5,770 | $301,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 2,126 | $300,000 | thousands by filing date | |
| LIBERTY MEDIA ACQUISTION CORP | 53073L104 | COMMON STOCK | 29,516 | $300,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 135 | $295,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 4,477 | $295,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 1,848 | $295,000 | thousands by filing date | |
| Leslie's Inc | 527064109 | Common Stock | 10,666 | $293,000 | thousands by filing date | |
| ENVISTA HOLDINGS CORPORATION | 29415F104 | COM | 6,744 | $292,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 7,306 | $292,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 1,146 | $291,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 6,616 | $289,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 1,385 | $289,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 3,611 | $288,000 | thousands by filing date | |
| MULTIPLAN CORPORATION | 62548M100 | COM | 30,264 | $288,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 2,207 | $283,000 | thousands by filing date | |
| CLARIVATE PLC | G21810109 | ORD SHS | 10,150 | $279,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 3,043 | $278,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 3,489 | $276,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 2,020 | $276,000 | thousands by filing date | |
| PRIMO WATER CORPORATION | 74167P108 | COM | 16,420 | $275,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 2,496 | $274,000 | thousands by filing date | |
| ROBLOX CORP CL A | 771049103 | Stock | 3,032 | $273,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 4,482 | $273,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 3,543 | $272,000 | thousands by filing date | |
| VONTIER CORPORATION | 928881101 | COM | 8,345 | $271,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 8,205 | $270,000 | thousands by filing date | |
| NICE SYS INC | 65366HAB9 | BOND | 91,000 | $270,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 8,831 | $269,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 3,309 | $268,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 2,014 | $268,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 4,162 | $264,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 3,386 | $263,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 2,848 | $263,000 | thousands by filing date | |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 1,423 | $262,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 5,141 | $261,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 1,487 | $261,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 4,276 | $258,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 28,105 | $258,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 4,736 | $257,000 | thousands by filing date | |
| WARNER MUSIC GROUP CORP | 934550203 | COM CL A | 7,138 | $257,000 | thousands by filing date | |
| ALLEGRO MICROSYSTEMS INC | 01749D105 | COM | 9,241 | $256,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 1,599 | $254,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 8,936 | $254,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 2,900 | $254,000 | thousands by filing date | |
| AARONS CO INC | 00258W108 | COM | 7,948 | $254,000 | thousands by filing date | |
| ARCOSA INC COM | 039653100 | Stock | 4,297 | $253,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 7,812 | $253,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 1,644 | $252,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 5,721 | $252,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 5,700 | $250,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 17,349 | $250,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 6,167 | $249,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 21,545 | $247,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 3,197 | $246,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 2,813 | $246,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 1,415 | $245,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 3,193 | $241,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 6,668 | $239,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 3,190 | $239,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 1,227 | $238,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 1,189 | $236,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 1,298 | $233,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 908 | $233,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 1,313 | $232,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 4,616 | $231,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 3,379 | $229,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 1,559 | $228,000 | thousands by filing date | |
| RESEARCH SOLUTIONS INC | 761025105 | CMN | 79,640 | $228,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 28,740 | $227,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 2,298 | $223,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 3,549 | $221,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 7,812 | $221,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 5,322 | $220,000 | thousands by filing date | |
| ETSY INC | 29786AAJ5 | NOTE 0.125%10/0 | 92,000 | $220,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 2,226 | $219,000 | thousands by filing date | |
| O-I GLASS INC | 67098H104 | COM | 13,398 | $219,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 5,991 | $219,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 12,641 | $218,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 3,242 | $217,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 209,000 | $217,000 | thousands by filing date | |
| FOX CORP | 35137L204 | CL B COM | 6,131 | $216,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 258 | $215,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 1,604 | $214,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 147,000 | $214,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 5,443 | $212,000 | thousands by filing date | |
| XP INC CL A | G98239109 | Stock | 4,855 | $211,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 2,792 | $211,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 17,640 | $211,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 1,977 | $211,000 | thousands by filing date | |
| VERTIV HOLDINGS CO COM CL A | 92537N108 | Stock | 7,689 | $210,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 1,832 | $209,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 7,332 | $209,000 | thousands by filing date | |
| PAYA HOLDINGS INC | 70434P103 | COM CL A | 18,949 | $209,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 2,434 | $208,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 3,481 | $208,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F770 | CONV | 4,218 | $207,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 5,871 | $204,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 11,061 | $203,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 1,877 | $202,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 6,148 | $202,000 | thousands by filing date | |
| COUPANG INC | 22266T109 | CL A | 4,814 | $201,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753UAB2 | NOTE 3.500% 9/1 | 109,000 | $201,000 | thousands by filing date | |
| DLH HLDGS CORP | 23335Q100 | COM | 17,105 | $200,000 | thousands by filing date | |
| BLOCK INC | 852234AD5 | NOTE 0.500% 5/1 | 63,000 | $197,000 | thousands by filing date | |
| CONMED CORP | 207410AF8 | BOND | 122,000 | $197,000 | thousands by filing date | |
| EQT CORP | 26884LAK5 | NOTE 1.750% 5/0 | 108,000 | $180,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAK3 | NOTE 6.750% 2/1 | 148,000 | $180,000 | thousands by filing date | |
| GREAT ELM GROUP INC COM NEW | 39037G109 | COM NEW | 79,283 | $178,000 | thousands by filing date | |
| PIONEER NAT RES CO | 723787AP2 | NOTE 0.250% 5/1 | 108,000 | $172,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509VAA8 | NOTE 1.750%12/1 | 151,000 | $171,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 41,096 | $170,000 | thousands by filing date | |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 111,000 | $168,000 | thousands by filing date | |
| DEXCOM INC | 252131AH0 | NOTE 0.750%12/0 | 64,000 | $166,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985AM1 | NOTE 0.500% 8/1 | 149,000 | $164,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918AAF2 | NOTE 1.250% 6/0 | 143,000 | $160,000 | thousands by filing date | |
| BURLINGTON STORES INC | 122017AB2 | NOTE 2.250% 4/1 | 100,000 | $159,000 | thousands by filing date | |
| WHOLE EARTH BRANDS INC | 96684W100 | COM CL A | 10,846 | $157,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 142,000 | $157,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 38,005 | $155,000 | thousands by filing date | |
| NUVASIVE INC | 670704AJ4 | NOTE 0.375% 3/1 | 155,000 | $153,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 10,699 | $152,000 | thousands by filing date | |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 92,000 | $152,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAC9 | NOTE 0.375% 3/0 | 122,000 | $151,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 16,283 | $148,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 22,581 | $144,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 16,432 | $140,000 | thousands by filing date | |
| PATRICK INDS INC | 703343AB9 | DBCV 1.000% 2/0 | 117,000 | $126,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 89904V101 | COM | 27,543 | $124,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 94,000 | $123,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 116,000 | $118,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 88,000 | $118,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 86,000 | $114,000 | thousands by filing date | |
| SPLUNK INC | 848637AD6 | BOND | 93,000 | $113,000 | thousands by filing date | |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 93,000 | $108,000 | thousands by filing date | |
| ATLAS TECHNICAL CONSULTANTS | 049430101 | COM | 10,864 | $105,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 87,000 | $94,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 15,756 | $92,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 14,912 | $89,000 | thousands by filing date | |
| ZYNGA INC | 98986TAB4 | NOTE 0.250% 6/0 | 63,000 | $87,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 58,000 | $82,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978AAC8 | NOTE 0.125%12/1 | 56,000 | $76,000 | thousands by filing date | |
| MARRIOTT VACTINS WORLDWID CO | 57164YAB3 | NOTE 1.500% 9/1 | 62,000 | $74,000 | thousands by filing date | |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 61,000 | $67,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 24,538 | $63,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 59,000 | $59,000 | thousands by filing date | |
| LENDINGTREE INC NEW | 52603BAA5 | NOTE | 36,000 | $43,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-21-002191 | this filing | 2021-08-03 | acceptance time not in the bulk data set |